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Rule 0-2 and Form ADV-NR
Rule 0-2 and Form ADV-NR under the Investment Advisers Act of 1940
OMB: 3235-0240
IC ID: 34666
OMB.report
SEC
OMB 3235-0240
ICR 202111-3235-009
IC 34666
( )
⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0240 can be found here:
2022-07-12 - Revision of a currently approved collection
Documents and Forms
Document Name
Document Type
Form SEC 2565
Rule 0-2 and Form ADV-NR
Form
SEC 2565 Form ADV-NR
formadv-nr.pdf
www.sec.gov/about/forms/formadv-nr.pdf
Form
SEC 2565 Form ADV-NR
formadv-nr.pdf
www.sec.gov/about/forms/formadv-nr.pdf
Form
secsorn50.pdf
sec sorn 50
IC Document
secsorn50.pdf
sec sorn 50
IC Document
Information Collection (IC) Details
View Information Collection (IC)
IC Title:
Rule 0-2 and Form ADV-NR
Agency IC Tracking Number:
Is this a Common Form?
No
IC Status:
Modified
Obligation to Respond:
Mandatory
CFR Citation:
17 CFR 275.0-2
17 CFR 279.4
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Form
SEC 2565
Form ADV-NR
formadv-nr.pdf
http://www.sec.gov/about/forms/formadv-nr.pdf
Yes
No
Printable Only
Federal Enterprise Architecture Business Reference Module
Line of Business:
Economic Development
Subfunction:
Financial Sector Oversight
Privacy Act System of Records
Title:
SEC-69: SEC's Division of Investment Management Records
FR Citation:
83 FR 6892
Number of Respondents:
49
Number of Respondents for Small Entity:
1
Affected Public:
Private Sector
Private Sector:
Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
0 %
Requested
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
49
0
-4
0
0
53
Annual IC Time Burden (Hours)
49
0
-4
0
0
53
Annual IC Cost Burden (Dollars)
0
0
0
0
0
0
Documents for IC
Title
Document
Date Uploaded
sec sorn 50
secsorn50.pdf
09/28/2017
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.