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IC11 - Rule 15Fb2-4 and Schedule F: Amendments by Nonresident SBS Entities for changes to Foreign Law
Registration Requirements for Security-based Swap Dealers and Major Security-based Swap Participants
OMB: 3235-0696
IC ID: 217899
OMB.report
SEC
OMB 3235-0696
ICR 202110-3235-019
IC 217899
( )
Documents and Forms
Document Name
Document Type
Form Form SBSE
IC11 - Rule 15Fb2-4 and Schedule F: Amendments by Nonresident SBS Entities for changes to Foreign Law
Form and Instruction
Form SBSE Form SBSE
form-sbse.pdf
www.sec.gov/files/form-sbse.pdf
Form and Instruction
Form SBSE Form SBSE
form-sbse.pdf
www.sec.gov/files/form-sbse.pdf
Form and Instruction
Form SBSE-A Form SBSE-A
formsbse-a.pdf
www.sec.gov/files/formsbse-a.pdf
Form and Instruction
Form SBSE-A Form SBSE-A
formsbse-a.pdf
www.sec.gov/files/formsbse-a.pdf
Form and Instruction
Form SBSE-BD Form SBSE-BD
formsbse-bd.pdf
www.sec.gov/files/formsbse-bd.pdf
Form and Instruction
Form SBSE-BD Form SBSE-BD
formsbse-bd.pdf
www.sec.gov/files/formsbse-bd.pdf
Form and Instruction
Information Collection (IC) Details
View Information Collection (IC)
IC Title:
IC11 - Rule 15Fb2-4 and Schedule F: Amendments by Nonresident SBS Entities for changes to Foreign Law
Agency IC Tracking Number:
Is this a Common Form?
No
IC Status:
Modified
Obligation to Respond:
Mandatory
CFR Citation:
17 CFR 240.15Fb2-4
17 CFR 249.1600
17 CFR 249.1600a
17 CFR 249.1600b
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Form and Instruction
Form SBSE
Form SBSE
form-sbse.pdf
https://www.sec.gov/files/form-sbse.pdf
Yes
Yes
Fillable Fileable Signable
Form and Instruction
Form SBSE-A
Form SBSE-A
formsbse-a.pdf
https://www.sec.gov/files/formsbse-a.pdf
Yes
Yes
Fillable Fileable Signable
Form and Instruction
Form SBSE-BD
Form SBSE-BD
formsbse-bd.pdf
https://www.sec.gov/files/formsbse-bd.pdf
Yes
Yes
Fillable Fileable Signable
Federal Enterprise Architecture Business Reference Module
Line of Business:
Economic Development
Subfunction:
Financial Sector Oversight
Privacy Act System of Records
Title:
FR Citation:
Number of Respondents:
1
Number of Respondents for Small Entity:
0
Affected Public:
Private Sector
Private Sector:
Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
100 %
Approved
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
1
0
0
0
0
1
Annual IC Time Burden (Hours)
2
0
0
0
0
2
Annual IC Cost Burden (Dollars)
25,000
0
0
0
0
25,000
Documents for IC
Title
Document
Date Uploaded
No associated records found
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.