IC4 - Rule 15Fb2-3: Complete and File Amendments to Application Forms

Registration Requirements for Security-based Swap Dealers and Major Security-based Swap Participants

Documents and Forms

Document Name Document Type
Form Form SBSE IC4 - Rule 15Fb2-3: Complete and File Amendments to Application Forms Form and Instruction
Form SBSE Form SBSE form-sbse.pdf www.sec.gov/files/form-sbse.pdf Form and Instruction
Form SBSE Form SBSE form-sbse.pdf www.sec.gov/files/form-sbse.pdf Form and Instruction
Form SBSE-A Form SBSE-A formsbse-a.pdf www.sec.gov/files/formsbse-a.pdf Form and Instruction
Form SBSE-A Form SBSE-A formsbse-a.pdf www.sec.gov/files/formsbse-a.pdf Form and Instruction
Form SBSE-BD Form SBSE-BD formsbse-bd.pdf www.sec.gov/files/formsbse-bd.pdf Form and Instruction
Form SBSE-BD Form SBSE-BD formsbse-bd.pdf www.sec.gov/files/formsbse-bd.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	IC4 - Rule 15Fb2-3: Complete and File Amendments to Application Forms	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15Fb2-3 17 CFR 249.1600 17 CFR 249.1600a 17 CFR 249.1600b

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form SBSE	Form SBSE	form-sbse.pdf	https://www.sec.gov/files/form-sbse.pdf	Yes	Yes	Fillable Fileable Signable
Form and Instruction	Form SBSE-A	Form SBSE-A	formsbse-a.pdf	https://www.sec.gov/files/formsbse-a.pdf	Yes	Yes	Fillable Fileable Signable
Form and Instruction	Form SBSE-BD	Form SBSE-BD	formsbse-bd.pdf	https://www.sec.gov/files/formsbse-bd.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 55	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Previously Approved
Annual Number of Responses for this IC	165	165
Annual IC Time Burden (Hours)	165	165
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.