Form ATS-N - Amendments

Regulation ATS Rule 304 and Form ATS-N

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0763 can be found here:

Documents and Forms

Document Name Document Type
Form Form ATS-N Form ATS-N - Amendments Form and Instruction
Form ATS-N Form ATS-N Form ATS-N.pdf www.sec.gov/about/forms/formats.pdf Form and Instruction
Form ATS-N Form ATS-N Form ATS-N.pdf www.sec.gov/about/forms/formats.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Form ATS-N - Amendments	Agency IC Tracking Number:	TM-270-451

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 242.304 17 CFR 249.640

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form ATS-N	Form ATS-N	Form ATS-N.pdf	http://www.sec.gov/about/forms/formats.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 35	Number of Respondents for Small Entity: 5

Affected Public: Private Sector	Private Sector: Businesses or other for-profits, Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	175	52	123
Annual IC Time Burden (Hours)	1,645	489	1,156
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.