Form ATS-N - Initial Operation Report

Regulation ATS Rule 304 and Form ATS-N

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0763 can be found here:

Documents and Forms

Document Name Document Type
Form Form ATS-N Form ATS-N - Initial Operation Report Form and Instruction
Form ATS-N Form ATS-N Form ATS-N.pdf www.sec.gov/about/forms/formats.pdf Form and Instruction
Form ATS-N Form ATS-N Form ATS-N.pdf www.sec.gov/about/forms/formats.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Form ATS-N - Initial Operation Report	Agency IC Tracking Number:	TM-270-451

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 242.304 17 CFR 249.640

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form ATS-N	Form ATS-N	Form ATS-N.pdf	http://www.sec.gov/about/forms/formats.pdf	Yes	No	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 9	Number of Respondents for Small Entity: 5

Affected Public: Private Sector	Private Sector: Businesses or other for-profits, Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	9	-32	41
Annual IC Time Burden (Hours)	385	-1,356	1,741
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.