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Federal Register / Vol. 86, No. 237 / Tuesday, December 14, 2021 / Notices
Maker Program 8 as proposed herein for
the Affiliated Entity Program.
Intra-Market Competition
The Exchange’s proposal to amend
the way Exchange Participants indicate
their participation in the Affiliated
Entity Program does not impose an
undue burden on competition. Today,
any Participant may participate in an
Affiliated Entity relationship. The
proposed changes would impact all
Participants that voluntarily elect to
participate in the Affiliated Entity
Program in a uniform manner.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were either
solicited or received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become
effective pursuant to Section
19(b)(3)(A)(ii) of the Act.9
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is: (i) Necessary or appropriate in
the public interest; (ii) for the protection
of investors; or (iii) otherwise in
furtherance of the purposes of the Act.
If the Commission takes such action, the
Commission shall institute proceedings
to determine whether the proposed rule
should be approved or disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
jspears on DSK121TN23PROD with NOTICES1
Electronic Comments
• Use the Commission’s internet
comment form (http://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
BX–2021–053 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–BX–2021–053. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (http://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–BX–2021–053, and should
be submitted on or before January 4,
2022.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–26969 Filed 12–13–21; 8:45 am]
BILLING CODE 8011–01–P
U.S.C. 78s(b)(3)(A)(ii).
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34- 93733; File Nos. SR–MIAX–
2021–41, SR–PEARL–2021–45]
Self-Regulatory Organizations; Miami
International Securities Exchange LLC,
MIAX PEARL, LLC; Notice of
Withdrawal of Proposed Rule Changes
to Amend the Fee Schedules To Adopt
a Tiered-Pricing Structure for Certain
Connectivity Fees
December 7, 2021.
On September 24, 2021, Miami
International Securities Exchange LLC
(‘‘MIAX’’) and MIAX PEARL, LLC
(‘‘MIAX Pearl’’) (collectively, the
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CFR 200.30–3(a)(12).
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For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–26861 Filed 12–13–21; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–298, OMB Control No.
3235–0337]
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
8 Id.
9 15
‘‘Exchanges’’) each filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’),1 and Rule 19b–4
thereunder,2 a proposed rule change
(File Numbers SR–MIAX–2021–41 and
SR–PEARL–2021–45) to amend the
MIAX Fee Schedule and MIAX Pearl
Options Fee Schedule to adopt a tiered
pricing structure for certain connectivity
fees.
The proposed rule changes were
immediately effective upon filing with
the Commission pursuant to Section
19(b)(3)(A) of the Act.3 The proposed
rule changes were published for
comment in the Federal Register on
October 4, 2021.4 On November 22,
2021, the Commission temporarily
suspended the proposed rule changes
and instituted proceedings under
Section 19(b)(2)(B) of the Act 5 to
determine whether to approve or
disapprove the proposed rule changes.6
On December 1, 2021, the Exchanges
withdrew the proposed rule changes
(SR–MIAX–2021–41 and SR–PEARL–
2021–45).
Sfmt 4703
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A). A proposed rule change
may take effect upon filing with the Commission if
it is designated by the exchange as ‘‘establishing or
changing a due, fee, or other charge imposed by the
self-regulatory organization on any person, whether
or not the person is a member of the self-regulatory
organization.’’ 15 U.S.C. 78s(b)(3)(A)(ii).
4 See Securities Exchange Act Release Nos. 93165
(September 28, 2021), 86 FR 54750 (SR–MIAX–
2021–41); 93162 (September 28, 2021), 86 FR 54739
(SR–PEARL–2021–45). Comments received on the
proposed rule changes are available on the
Commission’s website at: https://www.sec.gov/
comments/sr-miax-2021-41/srmiax202141.htm
(SR–MIAX–2021–41); https://www.sec.gov/
comments/sr-pearl-2021-45/srpearl202145.htm
(SR–PEARL–2021–45).
5 15 U.S.C. 78s(b)(2)(B).
6 See Securities Exchange Act Release No. 93639,
86 FR 67758 (November 29, 2021).
7 17 CFR 200.30–3(a)(12).
2 17
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Federal Register / Vol. 86, No. 237 / Tuesday, December 14, 2021 / Notices
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
jspears on DSK121TN23PROD with NOTICES1
Extension:
Rule 17Ac2–2 and Form TA–2
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of the
existing collection of information
provided for in Rule 17Ac2–2 (17 CFR
240.17Ac2–2) and Form TA–2 under the
Securities Exchange Act of 1934 (15
U.S.C. 78a et seq.) (‘‘Exchange Act’’).
Rule 17Ac2–2 and Form TA–2 under
the Exchange Act require transfer agents
to file an annual report of their business
activities with the Commission. These
reporting requirements are designed to
ensure that all registered transfer agents
are providing the Commission with
sufficient information on an annual
basis about the transfer agent
community and to permit the
Commission to effectively monitor
business activities of transfer agents.
The amount of time needed to comply
with the requirements of Rule 17Ac2–2
and Form TA–2 varies. Of the total 362
registered transfer agents, approximately
9.2% (or 33 registrants) would be
required to complete only questions 1
through 3 and the signature section of
Form TA–2, which the Commission
estimates would take each registrant
approximately 30 minutes, for a total
burden of approximately 17 hours (33 ×
.5 hours). Approximately 26.5% of
registrants (or 96 registrants) would be
required to answer questions 1 through
5, question 11 and the signature section,
which the Commission estimates would
take approximately 1 hour and 30
minutes, for a total of approximately
144 hours (96 × 1.5 hours).
Approximately 64.2% of the registrants
(or 232 registrants) would be required to
complete the entire Form TA–2, which
the Commission estimates would take
approximately 6 hours, for a total of
approximately 1,392 hours (232 × 6
hours). The aggregate annual burden on
all 362 registered transfer agents is thus
approximately 1,553 hours (17 hours +
144 hours + 1,392 hours) and the
average annual burden per transfer
agent is approximately 4.29 hours (1,553
÷ 362).
This rule does not involve the
collection of confidential information.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
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The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to (i) www.reginfo.gov/public/do/
PRAMain and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission,
c/o John R. Pezzullo, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: PRA_Mailbox@sec.gov.
71109
Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Notice.
Commission’s Secretary at SecretarysOffice@sec.gov and serving Applicants
with a copy of the request email.
Hearing requests should be received by
the Commission by 5:30 p.m. on
December 29, 2021, and should be
accompanied by proof of service on the
Applicants, in the form of an affidavit,
or, for lawyers, a certificate of service.
Pursuant to rule 0–5 under the Act,
hearing requests should state the nature
of the writer’s interest, any facts bearing
upon the desirability of a hearing on the
matter, the reason for the request, and
the issues contested. Persons who wish
to be notified of a hearing may request
notification by emailing the
Commission’s Secretary.
ADDRESSES: The Commission:
Secretarys-Office@sec.gov. Applicants:
Elizabeth J. Reza, elizabeth.reza@
ropesgray.com.
FOR FURTHER INFORMATION CONTACT:
Bruce R. MacNeil, Senior Counsel, at
(202) 551–6817, or Kaitlin C. Bottock,
Branch Chief, at (202) 551–6825
(Division of Investment Management,
Chief Counsel’s Office).
SUPPLEMENTARY INFORMATION: The
following is a summary of the
application. The complete application
may be obtained via the Commission’s
website by searching for the file
number, or for an applicant using the
Company name box, at http://
www.sec.gov/search/search.htm or by
calling (202) 551–8090.
Notice of an application under section
6(c) of the Investment Company Act of
1940 (the ‘‘Act’’) for an exemption from
sections 18(a)(2), 18(c) and 18(i) of the
Act, and for an order pursuant to section
17(d) of the Act and rule 17d–1 under
the Act.
SUMMARY OF APPLICATION: Applicants
request an order to permit certain
registered closed-end management
investment companies to issue multiple
classes of shares of beneficial interest
with varying sales loads and to impose
asset-based distribution and/or service
fees.
APPLICANTS: MassMutual Access Pine
Point Fund (the ‘‘Initial Fund’’), MML
Investment Advisers, LLC (the
‘‘Adviser’’) and MML Distributors, LLC
(the ‘‘Distributor’’).
FILING DATES: The application was filed
on May 27, 2021, and amended on
October 29, 2021, and December 8,
2021.
HEARING OR NOTIFICATION OF HEARING:
An order granting the requested relief
will be issued unless the Commission
orders a hearing. Interested persons may
request a hearing by emailing the
Applicants’ Representations
1. The Initial Fund is a Delaware
statutory trust that is registered under
the Act as a non-diversified, closed-end
management investment company. The
Initial Fund’s investment objective will
be to generate long-term capital
appreciation, primarily through private
equity investments.
2. The Adviser, a Delaware limited
liability company, is registered as an
investment adviser under the
Investment Advisers Act of 1940, as
amended (the ‘‘Advisers Act’’). The
Adviser will serve as investment adviser
to the Initial Fund.
3. The Distributor is a Connecticut
limited liability company and is
expected to be the Fund’s principal
underwriter.
4. Applicants seek an order to permit
the Initial Fund to issue multiple classes
of common shares with varying sales
loads and to impose asset-based
distribution and/or service fees and
early repurchase fees.
5. Applicants request that the order
also apply to any continuously offered
registered closed-end management
investment company that has been
Dated: December 7, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–26854 Filed 12–13–21; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
34435; 812–15233]
MassMutual Access Pine Point Fund,
et al.
December 8, 2021.
AGENCY:
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File Type | application/pdf |
File Modified | 2021-12-14 |
File Created | 2021-12-14 |