9600-011 Form- U Primary Manufacturer Import

OMB Control #: 2070-0162

2020 EPA CDR
Primary Form U

Expiration Date: MM/DD/YYYY

U.S. Environmental Protection Agency
Washington, DC 20460
Chemical Data Reporting
Site Report
(Section 8(a) Toxic Substances Control
Act, 15 U.S.C. 2607(a))

Included in this submission:
Original submission
Revised submission
Manufacturer
X

Joint submission(s) - as primary
submitter
Co-Manufacturer submission(s) - as
contracting
Co-Manufacturer submission(s) - as
producing

Submission Date:

Revised Date:

CDR Certification
I certify, under penalty of law, that this document was prepared under my direction of supervision in accordance with a system designed to assure
that qualified personnel properly gather and evaluate the information submitted. Based on my inquiry of the person or persons who manage the
system, or those persons directly responsible for gathering the information, the information submitted is, to the best of my knowledge and belief,
true, accurate, and complete. I am aware that there are significant penalties for submitting false information, including the possibility of fines and
imprisonment for knowing violations.

TSCA CBI Certification
I certify that all claims for confidentiality asserted with this submission are true and correct, and all information submitted herein to substantiate
such claims is true and correct. Any knowing and willful misrepresentation is subject to criminal penalty pursuant to 18 U.S.C. 1001.
I further certify that:
i. I have taken reasonable measures to protect the confidentiality of the information;
ii. I have determined that the information is not required to be disclosed or otherwise made available to the public under any other Federal law;
iii. I have a reasonable basis to conclude that disclosure of the information is likely to cause substantial harm to the competitive position of my
company; and
iv. I have a reasonable basis to believe that the information is not readily discoverable through reverse engineering.
Signature of Authorized
Official

Name (printed)

Date Signed

Email Address

Submitting Official Information
Name of Authorized Official

CBI:

Company Name

Position

Email Address

Phone Number

Mailing Address 1
Mailing Address 2
City

State

Postal Code

Country

Form #: 9600-011

1

OMB Control #: 2070-0162

Expiration Date: MM/DD/YYYY

Part I. COMPANY & SITE IDENTIFICATION INFORMATION
Section A.1 Domestic Parent Company Information
Company Name

Company Type

Domestic Parent Company

Dun & Bradstreet Number
Mailing Address 1
Mailing Address 2

City

State

County/Parish

Postal Code

Country

US

Company Type

Foreign Company

Section A.2 Foreign Company Information
Foreign Company Name
Foreign Company Dun &
Bradstreet Number
Foreign Company Address
Foreign Company Address 2

Foreign City

Foreign State/Province/Other

Foreign County/Parish

Foreign Postal Code

~

Foreign Country

Section B. Site Information
EPA Registry ID

Program ID

Site Name

Dun & Bradstreet Number

Site Address
Site Address 2

City

State

County/Parish

Postal Code

Country

North American Industry Classification System (NAICS) Code(s)
NAICS Code

Activity Classification

111120 Oilseed (Except Soybean) Farming

Import

111333 Strawberry Farming

Manufacture

111130 Dry Pea And Bean Farming

Both

Form #: 9600-011

2

OMB Control #: 2070-0162

Expiration Date: MM/DD/YYYY

Part II. CHEMICAL SUBSTANCE INFORMATION
Section A. Chemical Substance Identification

CBI

Check if you wish to report the joint relationship as confidential.
Trade Product Name or Other Designation
Other Information
Secondary Company Name
Secondary Company Email Address

Secondary Company Address

Secondary Company Address 2

City/Town

State/Province/Other

State/Province/Other

Country

Unique Identifier

Section A.1 Confidential Business Information related to this chemical Identity
Company Information Confidential:

Site Information Confidential:

Technical Contact Information Confidential:

Section B. Technical Contact Information
Contact Name

Company Name

Phone Number

Email Address

Mailing Address 1

Mailing Address 2

City

State

Postal Code

Country

Section C. Manufacturing Information
Non-Principal Reporting Year(s) Production Volume Information

CBI

Calendar Year 2018
Calendar Year 2017
Calendar Year 2016
Section C.1 Manufacturing Company
Report CY 2019 Production Volume and Related Information
Activity

CBI

CBI
Activity

Manufacture:

Import:

Domestically Manufactured

Imported

Imported Chemical Never
Physically at Site

Volume Used on Site

Volume Exported

% of Total Production Volume (by weight) that is
manufactured as a Byproduct

Report Exposure Related Information

CBI

CBI
Max Concentration

Number of Workers
Is the chemical being
recycled?
Report Physical Form for 2019 Production Volume
Form

CBI

% Production Volume

CBI

Dry Powder Form
Pellets or Large Crystals
Water or Solvent Wet Solid
Other Solid

Form #: 9600-011

3

OMB Control #: 2070-0162

Expiration Date: MM/DD/YYYY

Gas or Vapor
Liquid
Not Known or Reasonably Ascertainable (NKRA)

Section D. Processing and Use Information
Section D.1 Industrial Processing and Use
Process and Use Information

CBI

CBI

Type of Process or Use

Sector(s)

Function Category

Function Category (Other)

Percent Production Volume

Number of Sites

Number of Workers
Section D.2 Consumer and Commercial Use
Product Category Information

CBI

CBI

Product Category

Function Category

Consumer or Commercial

Used in Products
Intended for Children
Maximum Concentration

% Production Volume
Number of Commercial Workers
Reasonably Likely to be
Exposed

Part III. CONFIDENTIAL BUSINESS INFORMATION SUBSTANTIATION
A person may assert a claim of confidentiality for the specific chemical identity of a chemical substance as described in § 711.15(b)(3) of this part
only if the identity of that chemical substance is treated as confidential in the Master Inventory File as of the time the report is submitted for that
chemical substance. Generic chemical identities and accession numbers may not be claimed as confidential. To assert a claim o f confidentiality for
the identity of a reportable chemical substance, you must submit with the report detailed written answers to the questions from subsection (b) and to
the following questions.
Yes
No
CBI
Substantiation Questions applicable to Chemical Identity
1. Is this chemical substance publicly known (including by your competitors) to be in U.S. commerce? If yes,
please explain why the specific chemical identity should still be afforded confidential status (e.g., the chemical is
publicly known only as being distributed in commerce for research and development purposes). If no, please
complete the certification statement: I certify that on the date referenced, I searched the internet for the chemical
substance identity (i.e., by both chemical substance name and CASRN). I did not find a reference to this chemical
substance which would indicate the chemical is being manufactured or imported by anyone for a commercial
purpose in the United States.
Explanation:
Date:
2. Does this particular chemical substance leave the site of manufacture (including import) in any form, e.g., as a
product, effluent, emission? If yes, please explain what measures have been taken to guard against the
discovery of its identity.
Explanation:
3. If the chemical substance leaves the site in a form that is available to the public or your competitors, can the
chemical identity be readily discovered by analysis of the substance (e.g., product, effluent, emission), in light of
existing technologies and any costs, difficulties, or limitations associated with such technologies? Please
explain why or why not.
Explanation:
4. Would disclosure of the specific chemical name release confidential process information? If yes, please
explain.
Explanation:

Form #: 9600-011

4

OMB Control #: 2070-0162

Expiration Date: MM/DD/YYYY

Substantiation Questions applicable to all Confidential Business Information

Yes

No

CBI

1. Will disclosure of the information claimed as confidential likely cause substantial harm to your business’s
competitive position? If you answered yes, describe the substantial harmful effects that would likely result to
your competitive position if the information is disclosed, including how a competitor could use such information
and the causal relationship between the disclosure and the harmful effects.
Explanation:
2. To the extent your business has disclosed the information to others (both internally and externally), has your
business taken precautions to protect the confidentiality of the disclosed information? If yes, please explain and
identify the specific measures or internal controls your business has taken to protect the information claimed as
confidential.
Explanation:
3.A. Is any of the information claimed as confidential required to be publicly disclosed under any other Federal
law? If yes, please explain.
Explanation:
3.B. Does any of the information claimed as confidential otherwise appear in any public documents, including
(but not limited to) safety data sheets, advertising or promotional material, professional or trade publications,
state, local, or Federal agency files, or any other media or publications available to the general public? If yes,
please explain why the information should be treated as confidential.
Explanation:
3.C. Does any of the information claimed as confidential appear in a patent or patent application? If yes, please
provide the associated patent number and explain why the information should be treated as confidential.
Explanation:
4. Does any of the information you are claiming as confidential constitute a trade secret? If yes, please explain
how the information you are claiming as confidential constitutes a trade secret.
Explanation:
5. Is the claim of confidentiality intended to last less than 10 years (see TSCA section 14(e)(1)(B))? If yes, please
indicate the number of years (between 1–10 years) or the specific date after which the claim is withdrawn.
Explanation:
6. Has EPA, another federal agency, or court made any confidentiality determination regarding information
associated with this chemical substance? If yes, please provide the circumstances associated with the prior
determination, whether the information was found to be entitled to confidential treatment, the entity that made
the decision, and the date of the determination.
Explanation:

Form #: 9600-011

5

OMB Control #: 2070-0162

Expiration Date: MM/DD/YYYY

Paperwork Reduction Act Notice
The annual public burden for this collection of information, which is approved under OMB Control Number 2070-0162, varies depending on the
submitter's experience with CDR reporting, and is estimated to average 131.12 hours per year for the average multi-chemical submission of 7.5
chemicals per site with 22% of reports consisting of partial reports and 15% of sites as new reporters. A full report includes manufacturing,
processing, and use information. A partial report includes manufacturing information and does not include processing and use information. This
estimate includes time spent on rule familiarization (for new reporters), compliance determination, form completion, and recordkeeping. This
estimate also includes combined effects of increases to certain reporting activities (incremental rule familiarization and compliance determination,
data elements on Form U) as well as the elimination of reporting for newly exempted chemical reports and/or sites from the CDR Revisions Final
Rule. Burden is defined in 5 CFR 1320.3(b). In addition, for Central Data Exchange (CDX) activities the average per-response burden is estimated
at 0.53 hours per registration for those respondents not already registered in CDX. Burden is defined in 5 CFR 1320.3(b). According to the
Paperwork Reduction Act, "burden" means the total time, effort, or financial resources expended by persons to generate, maintain, retain, or
disclose or provide information to or for a Federal agency. For this collection it includes the time needed to review instructions; develop, acquire,
install, and utilize technology and systems for the purposes of collecting, validating, and verifying information; processing and maintaining
information; and disclosing or providing information; adjust the existing ways to comply with any previously applicable instructions and requirements;
train personnel to be able to respond to a collection of information; search data sources; complete and review the collection of information; and
transmit or otherwise disclose the information. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of
information unless it displays a currently valid OMB number. The OMB control number for this collection appears above. In addition, the OMB
control numbers for EPA's regulations, after initial display in the final rule, are listed in 40 CFR part 9. Exp. Exp 4/30/2022.
Send comments on the Agency's need for this information, the accuracy of the provided burden estimates, and any suggested methods for
minimizing respondent burden (including the use of automated collection techniques) to: Director, Collection Strategies Division, U.S. Environmental
Protection Agency (Mail Code 2822), 1200 Pennsylvania Ave, N.W., Washington, D.C. 20460. Include the OMB control number in any
correspondence, but do not submit the completed form to this address. The requested information should be submitted in accordance with the
instructions accompanying the form, or as specified in the corresponding regulation.

Form #: 9600-011

6