Supporting Statement A
30 CFR 773 – Requirements for Permits and Permit Processing
OMB Control Number: 1029-0115
Terms of clearance: None
General Instructions
A completed Supporting Statement A must accompany each request for approval of a collection of information. The Supporting Statement must be prepared in the format described below, and must contain the information specified below. If an item is not applicable, provide a brief explanation. When the question “Does this ICR contain surveys, censuses, or employ statistical methods?” is checked "Yes," then a Supporting Statement B must be completed. OMB reserves the right to require the submission of additional information with respect to any request for approval.
Introduction
The Office of Surface Mining Reclamation and Enforcement (OSMRE) is submitting this request to continue the collection of information for 30 CFR Part 773 - Requirements for Permits and Permit Processing. The regulations for Part 773 address general and specific requirements for applicants to provide information in the permitting process and for regulatory authorities to review permit applications, determine permit eligibility, and ascribe permit conditions. Part 773 also contains provisions governing provisionally issued permits, improvidently issued permits, and challenges of ownership or control listings and findings. Also included in this information collection is the continued collection of information for §§ 736.25 and 750.25, where an applicant for a new mine permit in Federal Program States and on Indian lands must submit fees to OSMRE to recover certain costs for processing the permit application. The regulatory provisions under 30 CFR Part 773 and §§736.25/750.25 are authorized in various sections of the Surface Mining Control and Reclamation Act of 1977, as amended (SMCRA or the Act), Public Law (P.L.) 95-87.
OMB has previously approved the information collection for 30 CFR Part 773 and §§736.25/750.25, and assigned control number 1029-0115.
Following are the provisions in 30 CFR Part 773 and §§736.25/750.25 relevant to this request for continued information collection approval.
Section 773.6(a)(1) requires an applicant for a new permit, a permit renewal, and a significant revision to provide a copy of the newspaper advertisement announcing its intent to mine in an application for a permit.
Section 773.6(a)(2) requires an applicant to file a copy of its application at the courthouse or other approved public location in the county where the mining operation is proposed to be located.
Section 773.6(a)(3) requires regulatory authorities to issue written notification of an applicant’s intent to mine to local, State, and Federal government agencies having a regulatory interest in the proposed mining operation.
Section 773.6(b)(3)(ii) requires a regulatory authority to file for public inspection the written comments or objections received from the public and government agencies at the same public office where the permit application is filed.
Section 773.6 (c) requires the regulatory authority to hold an informal conference with any person having an interest which is or may be adversely affected by the decision on the application.
Section 773.6 (d) requires the regulatory authority to make available for public inspection and copying all applications for permits, revisions, renewals, and transfers at reasonable times unless provided for limited availability or confidentiality).
Section 773.7(a) requires regulatory authorities to review applications for permits, revisions, renewals, written comments and objections, and written records of any informal conference or hearing. The purpose of the review is to issue a written decision as to whether an application for a permit, revision or renewal is administratively complete.
Section 773.10(c) requires regulatory authorities to determine if an applicant, its controllers, its operator, or its operator’s controllers have previous mining experience.
Section 773.12 contains the procedural requirements for regulatory authorities in making permit eligibility determinations, following completion of the reviews at §§773.9, 773.10, and 773.11. It requires regulatory authorities to review applicant, operator, ownership, control, previous permit(s), compliance, and other available information to make a permit eligibility determination.
Section 773.14(b) provides for regulatory authorities to determine provisional permit eligibility for applicants who are not eligible for a permit under §773.12.
Section 773.19(b) requires regulatory authorities to notify local, State, and Federal agencies, with a regulatory interest in surface coal mining, when and to whom a permit is issued.
Section 773.19(e)(2) requires an applicant to submit a written request for an extension to commence mining operations if such an extension becomes necessary.
Sections 736.25 and 750.25 require an applicant for a new permit in Federal Program States and on Indian lands to submit fees to OSMRE to recover costs for processing.
Specific Instructions
Justification
1. Explain the circumstances that make the collection of
information necessary. Identify any legal or administrative
requirements that necessitate the collection.
Section 773.6
provides for public participation in permitting processes. The legal
authority for this section is found in sections 102(b) and 102(i),
and section 507 of SMCRA. The information for §773.6 is
required from applicants in order for the public to assess if there
are adverse effects anticipated from a proposed surface mining
operation.
Section 773.7(a) requires regulatory
authorities to review applications for new permits, permit revisions,
permit renewals; written comments and objections on these
applications; and written records of any informal conference or
hearing held on these applications. Section 773.7(a) is authorized
under section 510(a) of SMCRA. The end product of these reviews is a
written decision issued by regulatory authorities as to whether an
application for a new permit, permit revision, or permit renewal is
administratively complete.
Section 773.10 requires
regulatory authorities to review an applicant’s permit history
as part of a determination of permit eligibility. Under §773.10(c),
if a regulatory authority finds, in the course of its review, that an
applicant or its operator does not have previous mining experience,
the regulatory authority may conduct an additional review under
§774.12(f). The legal authority for this section is found in
section 507 of SMCRA. The information collected in §773.10(c)
is required to ensure that an applicant or its operator possess the
expertise to conduct surface coal mining and reclamation operations,
or whether another person has the expertise, in compliance with the
Act and its implementing regulations.
Section 773.12
provides for regulatory authority determination of permit eligibility
for each applicant and operator identified in an application. The
permit eligibility determination under §773.12 is the
culmination of the reviews of applicant, operator, ownership,
control, permit history, and compliance information provided for
under §§773.9 through 773.14 and any other information
available to the regulatory authority. The legal authority for this
section is found in section 510(c) of the Act. The permit
eligibility determination under §773.12 ensures that applicants
and operators that are not in compliance with the Act are not granted
the benefit of an unconditional surface coal mining permit. This
section also provides for the use of AVS to assist regulatory
authorities in determining if an applicant and its operator are
eligible for a permit. The AVS, due to its function as a repository
of national application, permitting, violation, and other
information, is considered among other information available to a
regulatory authority. The information collected under §773.12
is necessary to comply with section 510(c) of the Act.
Section
773.14 governs whether a regulatory authority may determine if an
applicant is eligible for a provisionally issued permit. A SRA may
consider approval for a provisionally issued permit if an applicant
is not eligible for a permit under §773.12 due to an unabated or
uncorrected violation. Regulatory authorities may grant a
provisionally issued permit to an applicant who meets any one of the
four criteria stipulated in §773.14. The legal authority for
this section is found in section 510(c) of the Act.
Section
773.19 governs regulatory authority issuance of a permit. When a
permit is issued, regulatory authorities are required to issue
written notification of the permitting decision to the applicant,
commenters, and local, State, and Federal agencies with an interest
in the permitting decision within 10 days of the decision. This
requirement ensures all appropriate regulatory agencies and other
interested parties are kept informed of those applicants who are
issued permits to mine coal. Section 773.19 also requires a
permittee to submit a written request for an extension of time to
commence mining operations if such an extension becomes necessary.
Such written requests are reviewed and decided upon by the regulatory
authority. The legal authorities for §773.19 are found in
sections 506(c), 510(a), and 513(b) of SMCRA.
Sections
736.25 and 750.25 govern new permit applicants’ fees in Federal
program States and on Indian lands, respectively. When a new permit
application is received in a Federal Program State, or on Indian
lands, the applicant must submit processing fees to OSMRE based on a
fee schedule. The legal authority for regulatory authorities to
collect permit fees is found in section 507(a) of SMCRA.
2. Indicate how, by whom, and for what purpose the information is
to be used. Except for a new collection, indicate the actual use the
agency has made of the information received from the current
collection. Be specific. If this collection is a form or a
questionnaire, every question needs to be justified.
Respondents
of 30 CFR Part 773 are applicants for new surface coal mining
permits, significant permit revisions, permit renewals, and SRAs.
Applicants are required to advertise their intent to mine in order to
allow the public in the vicinity of the proposed mining to comment on
such intent. Applicants are also required to file a complete copy of
an application for a new permit, a significant permit revision, or a
permit renewal at the county court house where the mining is proposed
to occur.
SRA respondents are required to
notify local governments, Federal and State agencies that an
applicant intends to mine, the land to be mined, and the location
where comments on the application may be submitted. Section 773.6
also requires SRAs to file the written comments and any objections at
the same public office where the application is filed.
Respondents
under section 507(a) are SRAs. SRAs are required to review each
application for a new permit, permit revision, and permit renewal.
SRAs also are required to review any comments and objections
submitted on an application for a new permit, permit revision, or
permit renewal as well as the record of any informal conference or
hearing held concerning an application for a new permit, permit
revision, or permit renewal. After the reviews in §773.7, the
SRA is required to issue a written decision as to whether an
application is administratively complete. Only an administratively
complete application will continue through the review process in 30
CFR Part 773 towards a regulatory authority determination of permit
eligibility under §773.12 and the additional provisions under 30
CFR Part 773.
The respondents in §773.10(c) are SRAs.
Section 773.10(c) requires a SRA to make a finding as to whether an
applicant for a surface coal mining permit and its proposed operator
has previous mining experience. The information collection burden is
incurred when a SRA determines that neither an applicant nor its
operator has previous surface coal mining experience.
The
respondents in §773.12 are SRAs. Under §773.12, regulatory
authorities are required to determine if an applicant and its
operator are eligible for a surface coal mining permit. Regulatory
authorities are required to make the determinations in §773.12
following their review under §§773.9 through 778.14. The
information is reviewed by regulatory authorities. The information
collection burden consists of the composite set of reviews of
applicant, operator, ownership, control, previous permit history, and
violation and other compliance information. In making a
determination, regulatory authorities will generate reports from AVS
and review other available information.
The respondents in
§773.19 are industry respondents (permittees) and SRAs. After
permit approval, permittees must use §773.19 to request an
extension to commence mining operations if such an extension becomes
necessary. SRAs are required under §773.19 to notify local,
State, and Federal agencies, with a regulatory interest in surface
coal mining operations, as to when and to whom a permit is issued,
and to notify the applicant, each person who files comments or
objections on an application, and each party to any informal
conference that is held on an application. Under §773.19, SRAs
also are authorized to grant a reasonable extension of time for a
permittee to commence mining operations.
The respondents
in §§736.25 and 750.25 are industry respondents
(permittees). The applicant for a new permit may submit all fees
upon application submission, or in stages as follows:
(a) Administrative completeness review. An applicant who pays by stage of review shall submit the administrative completeness review fee with the permit application.
(b) Technical review. Following receipt from OSMRE of a notice of administrative completeness, an applicant who pays by stage of review shall submit the technical review basic fee, plus the per-acre fee for each acre of disturbed area or fraction thereof to be included in the permit area.
(c) Permit issuance. Following receipt from OSMRE of a notice of technical adequacy, an applicant who pays by stage of review shall submit the decision document fee.
3. Describe whether, and to what extent, the collection of
information involves the use of automated, electronic, mechanical, or
other technological collection techniques or other forms of
information technology, e.g., permitting electronic submission of
responses, and the basis for the decision for adopting this means of
collection. Also describe any consideration of using information
technology to reduce burden and specifically how this collection
meets GPEA requirements.
Applicants are required to
provide specific information in applications for surface coal mining
and reclamation permits. State regulatory authorities (SRAs) are
required to provide certain information to OSMRE as part of the
permitting process. The information collected from applicants and
States is authorized under SMCRA. Most of the information used in 30
CFR Part 773 is required for disclosure under 30 CFR Part 778.
Most
of the information collected for 30 CFR Part 773 and the fees in
§§736.25 and 750.25 are conducive to electronic media or
transmission. Since 1987, entity, legal, permit history, and
compliance information has been maintained for permit history, active
permitting, and enforcement purposes in OSMRE’s
Applicant/Violator System (AVS). OSMRE and 24 approved SRAs maintain
and use AVS for a variety of purposes, including permitting and
enforcement. The industry and general public may also obtain access
to AVS to view applicant, permittee, permit history, and violation
information. On request, OSMRE also provides business organization
information from AVS in electronic form to applicants, operators, and
Abandoned Mine Land (AML) program contractors.
Most SRAs have the capability of receiving permit applications electronically. Some permit applicants use computer technology to create, store, and submit information electronically, but the percentage varies based on the size of the company and their technical abilities. Larger coal companies have in-house staff or hire engineering firms to prepare their applications. These companies use automated technology to prepare and submit the applications to SRAs. Small coal companies, which may not have the technical capability may still submit paper forms. Once the SRAs receive paper applications, some will convert the applications to an electronic format for review and processing. Nationally, OSMRE estimates that the SRAs receive approximately 85% of permit applications electronically.
It is noted that the vast majority of permit applications are received by States where OSMRE does not have the authority to require electronic submissions of permit applications. OSMRE makes effort providing recommendations for using electronic methods to improve efficiency.
4. Describe efforts to identify duplication. Show specifically
why any similar information already available cannot be used or
modified for use for the purposes described in Item 2 above.
The
required information under 30 CFR Part 773 and the processing fees in
§§736.25 and 750.25 are unique to each applicant for a
surface coal mining permit. No other source of the information is
available. Respondents are companies in the coal mining business who
apply for permits to mine coal using surface coal mining methods, and
SRAs with review and decision-making requirements in permitting
processes.
5. If the collection of information impacts small businesses or
other small entities, describe any methods used to minimize
burden.
There are no special provisions for small
businesses or other small entities under these regulations. Data
available to OSMRE from another Federal agency indicates that 96% of
the approximate 1,000 coal mining operators in the United States
qualify as a small business under Small Business Administration
regulations. However, OSMRE does have a small operator assistance
program, regulated under 30 CFR Part 795, which has a separately
approved information collection clearance number.
6. Describe the consequence to Federal program or policy
activities if the collection is not conducted or is conducted less
frequently, as well as any technical or legal obstacles to reducing
burden.
Respondents provide information required by 30
CFR Part 773 and submit the fees in §§736.25 and 750.25
only at the time of application for a new permit or other permitting
action. Less frequent collection of the information would compromise
the accuracy and completeness of information required for nationwide
permitting and enforcement purposes and would not be in compliance
with the Act.
7. Explain any special circumstances that would cause an information collection to be conducted in a manner:
* requiring respondents to report information to the agency more often than quarterly;
* requiring respondents to prepare a written response to a collection of information in fewer than 30 days after receipt of it;
* requiring respondents to submit more than an original and two copies of any document;
* requiring respondents to retain records, other than health, medical, government contract, grant-in-aid, or tax records, for more than three years;
* in connection with a statistical survey that is not designed to produce valid and reliable results that can be generalized to the universe of study;
* requiring the use of a statistical data classification that has not been reviewed and approved by OMB;
* that includes a pledge of confidentiality that is not supported by authority established in statute or regulation, that is not supported by disclosure and data security policies that are consistent with the pledge, or which unnecessarily impedes sharing of data with other agencies for compatible confidential use; or
* requiring respondents to submit proprietary trade secrets, or
other confidential information, unless the agency can demonstrate
that it has instituted procedures to protect the information's
confidentiality to the extent permitted by law.
Information
collection for 30 CFR Part 773 and the fees authorized in §§736.25
and 750.25 are consistent with 5 CFR 1320.5(d)(2), except for the
number of copies of an application required to be submitted to a SRA.
SRAs require from one to five copies of an application, depending on
the State, regardless of whether the application is in electronic or
paper form. OSMRE does not have the authority to limit the number of
copies of permit applications in primacy states. OSMRE can only
recommend using electronic methods to improve efficiency and reduce
copies received.
8. If applicable, provide a copy and identify the date and page number of publication in the Federal Register of the agency's notice, required by 5 CFR 1320.8(d), soliciting comments on the information collection prior to submission to OMB. Summarize public comments received in response to that notice and in response to the PRA statement associated with the collection over the past three years, and describe actions taken by the agency in response to these comments. Specifically address comments received on cost and hour burden.
Describe efforts to consult with persons outside the agency to obtain their views on the availability of data, frequency of collection, the clarity of instructions and recordkeeping, disclosure, or reporting format (if any), and on the data elements to be recorded, disclosed, or reported.
Consultation with representatives of those from whom information
is to be obtained or those who must compile records should occur at
least once every three years — even if the collection of
information activity is the same as in prior periods. There may be
circumstances that may preclude consultation in a specific situation.
These circumstances should be explained.
Contacts to
review burden hours and application annual frequency are listed
below:
Federal Regulatory Authority Official Contacted:
Division of Mineral Resources Management
Ohio Department of Natural Resources
Cambridge, OH 43725
Office of Surface Mining Reclamation and Enforcement
Knoxville Field Office
Knoxville, TN 37902
Coal and Opencut Mining Bureau
Montana Department of Environmental Quality
Helena, MT 59620-0901
Respondents commented that the current information collection requirements in 30 CFR Part 773 for industry respondents is not burdensome and neither are the reviews required by State respondents in this Part.
On September 30, 2021, OSMRE published in the Federal Register (86 FR 54236) a notice requesting comments from the public regarding the need for the collection of information, the accuracy of the burden estimate, ways to enhance the information collection, and ways to minimize the burden on respondents. This notice gave the public 60 days in which to comment. However, no comments were received.
9. Explain any decision to provide any payment or gift to
respondents, other than remuneration of contractors or
grantees.
OSMRE does not provide payments or gifts to
respondents.
10. Describe any assurance of confidentiality provided to
respondents and the basis for the assurance in statute, regulation,
or agency policy.
No confidential information is
solicited or required under the information collection requirements
for this collection request. If an applicant identifies information
in an application it wants to remain confidential, regulatory
authorities rely upon the regulatory provisions at 30 CFR 773.6(d) to
ensure confidentiality of qualified information. There are
limitations to information that may qualify for confidentiality.
11. Provide additional justification for any questions of a
sensitive nature, such as sexual behavior and attitudes, religious
beliefs, and other matters that are commonly considered private.
This justification should include the reasons why the agency
considers the questions necessary, the specific uses to be made of
the information, the explanation to be given to persons from whom the
information is requested, and any steps to be taken to obtain their
consent.
No sensitive information is solicited
or required for this collection.
12. Provide estimates of the hour burden of the collection of information. The statement should:
* Indicate the number of respondents, frequency of response, annual hour burden, and an explanation of how the burden was estimated. Unless directed to do so, agencies should not conduct special surveys to obtain information on which to base hour burden estimates. Consultation with a sample (fewer than 10) of potential respondents is desirable. If the hour burden on respondents is expected to vary widely because of differences in activity, size, or complexity, show the range of estimated hour burden, and explain the reasons for the variance. Generally, estimates should not include burden hours for customary and usual business practices.
* If this request for approval covers more than one form, provide separate hour burden estimates for each form and aggregate the hour burdens.
* Provide estimates of annualized cost to respondents for the
hour burdens for collections of information, identifying and using
appropriate wage rate categories. The cost of contracting out or
paying outside parties for information collection activities should
not be included here.
a. Burden Hour
Estimates for Respondents
The total
number of applications annually submitted for new permits, renewals,
and significant revisions by industry respondents, for both surface
and underground mines, is estimated to be 771. The estimated number
of applications is based upon data collected for the 2019-2020
evaluation years and represents a decrease from our previous request.
The following table shows the estimated burden hours for industry
and State Regulatory Authorities (SRAs).
Section |
Applicant responses |
State responses |
Applicant burden per response |
State burden per response |
Applicant burden Hours |
State burden Hours |
Total Hours Requested |
Currently Approved Hours |
Change |
773.6 (a,b,d) |
771 |
764 |
3 |
2.75 |
2,313 |
2,101 |
4,414 |
5,311 |
-897 |
773.6 (c) |
0 |
76 |
0 |
20 |
0 |
1,520 |
1,520 |
1,840 |
-320 |
773.7(a) |
0 |
2,432 |
0 |
16 |
0 |
38,912 |
38,912 |
46,784 |
-7,872 |
773.10(c) |
0 |
6 |
0 |
5 |
0 |
30 |
30 |
35 |
-5 |
773.12 |
0 |
62 |
|
32 |
0 |
1,984 |
1,984 |
1,984 |
0 |
773.14(b) |
6 |
6 |
1 |
1 |
6 |
6 |
12 |
14 |
-2 |
773.19(b) |
0 |
62 |
0 |
1 |
0 |
62 |
62 |
62 |
0 |
773.19(e) |
6 |
6 |
6 |
2 |
36 |
12 |
48 |
48 |
0 |
736/750.25 |
1 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
TOTALS |
784 |
3,414 |
|
|
2,355 |
44,627 |
46,982 |
56,078 |
-9,096 |
b. Estimated Wage Cost to Respondents
OSMRE estimates that the industry wage cost is represented by the occupational category of a mining engineer for approximating average hourly cost. OSMRE estimates that the industry staff will earn a wage of $43.73 per hour based on Bureau of Labor Statistics (BLS) estimates found at: http://www.bls.gov/oes/current/naics4_212100.htm.
The benefit ratio of 1.4 for industry wage is used according to BLS news release USDL-21-2146, Employer Costs for Employee Compensation – September 2021, dated December 16, 2021 at - http://www.bls.gov/news.release/pdf/ecec.pdf.
The
average wage cost with benefit is $61.22/hour ($43.73 x 1.4).
Accordingly, using the total applicant burden hours the wage cost is
$144,173 ($61.22 x 2,355 hours).
State employee who
review applications and prepares the written notice would have the
equivalent salary of an environmental engineering technician at
$25.96 per hour, or $41.54 per hour including benefits of 1.6 of
salary (derived from Bureau of Labor Statistics at
http://www.bls.gov/oes/current/naics4_999200.htm
and the BLS news release referenced above, for State government
employees).
The estimated total wage cost for all State
employees is $1,853,806($41.54/hour x 44,627 hours)
Therefore, the total cost to all respondents is $1,997,979 ($144,173 industry wage cost + $1,853,806 state wage cost).
13. Provide an estimate of the total annual non-hour cost burden to respondents or record-keepers resulting from the collection of information. (Do not include the cost of any hour burden already reflected in item 12.)
* The cost estimate should be split into two components: (a) a total capital and start-up cost component (annualized over its expected useful life) and (b) a total operation and maintenance and purchase of services component. The estimates should take into account costs associated with generating, maintaining, and disclosing or providing the information (including filing fees paid for form processing). Include descriptions of methods used to estimate major cost factors including system and technology acquisition, expected useful life of capital equipment, the discount rate(s), and the time period over which costs will be incurred. Capital and start-up costs include, among other items, preparations for collecting information such as purchasing computers and software; monitoring, sampling, drilling and testing equipment; and record storage facilities.
* If cost estimates are expected to vary widely, agencies should present ranges of cost burdens and explain the reasons for the variance. The cost of purchasing or contracting out information collection services should be a part of this cost burden estimate. In developing cost burden estimates, agencies may consult with a sample of respondents (fewer than 10), utilize the 60-day pre-OMB submission public comment process and use existing economic or regulatory impact analysis associated with the rulemaking containing the information collection, as appropriate.
* Generally,
estimates should not include purchases of equipment or services, or
portions thereof, made: (1) prior to October 1, 1995, (2) to achieve
regulatory compliance with requirements not associated with the
information collection, (3) for reasons other than to provide
information or keep records for the government, or (4) as part of
customary and usual business or private practices.
a.
Annual Capital and Start-up Costs
This information collection request seeks to incorporate the processing fees authorized in 30 CFR 736.25 and 750.25 as a start-up cost for new permit applications in Federal Program States. Applicants for a new permit may submit processing fees when they submit their permit application, or in a schedule as follows:
Administrative completeness review |
$250.00 |
Technical review: |
|
Basic fee |
$1,350.00 |
Fee per acre of disturbed area in permit area: |
|
First 1,000 acres |
$13.50/acre |
Second 1,000 acres |
$6.00/acre |
Third 1,000 acres |
$4.00/acre |
Additional acres |
$3.00/acre |
Decision Document |
$2,000.00 |
OSMRE is the regulatory authority in two Federal Program States – Tennessee and Washington and on Indian lands. In Tennessee, a typical permit application will include 200 acres, and in Washington and on Indian lands, a typical permit application will include 6,000 acres. Based on the fee schedule, the typical fee for a new permit applicant in Tennessee would be:
$250 for an administrative completeness review + $1,350 for a technical review + $2,000 for a decision document + $2,700 based on acreage = $6,300.
Assuming that OSMRE will receive one new permit application in Tennessee each year based on data from 2020, fees submitted by respondents in Tennessee will total $6,300 (1 permit x $6,300 in processing fees).
We do not expect to receive a new permit application to mine coal in Washington or on Indian lands. Therefore, the average non-wage cost burden for all respondents for §§736.25 and 750.25 is $6,300.
b. Operation and Maintenance Costs
There are no significant or distinct non-wage operation or
maintenance costs associated with compliance with the information
collection requirements except for public newspaper announcement
required under §773.6(a)(1). The newspaper announcement
estimated at a cost of $100 per application. Therefore, the total
cost of newspaper advertisements to respondents is estimated to be
$77,100 ($100 x 771).
Total non-wage cost amounts
to $83,400 ($6,300 annual capital cost + $77,100 operation and
maintenance costs).
14. Provide estimates of annualized cost to the Federal
government. Also, provide a description of the method used to
estimate cost, which should include quantification of hours,
operational expenses (such as equipment, overhead, printing, and
support staff), and any other expense that would not have been
incurred without this collection of information.
We
determined that the Federal work responsibility would most likely be
carried out by a GS-13 level, step 5 environmental scientist. The
estimated base wage rate is $51.25 per hour based on current rates
found at:
https://www.opm.gov/policy-data-oversight/pay-leave/salaries-wages/salary-tables/pdf/2022/RUS_h.pdf,
plus the 1.6 multiplier for benefits which is derived using BLS news
release BLS news release USDL-21-2146, Employer Costs for Employee
Compensation – September 2021, dated December 16, 2021
http://www.bls.gov/news.release/pdf/ecec.pdf.
Therefore, the hourly wage cost to the Federal government is $82/hour
($51.25 x 1.6).
OSMRE estimates it will conduct one oversight review of §773.6
in one State per year. OSMRE estimates that the oversight review
will require 20 hours. This estimate of review time is unchanged
from our previous request for information collection approval.
In keeping with the current guidance concerning oversight of State program implementation, OSMRE does not anticipate significant oversight review of State compliance with §773.7(a) in the absence of indication of problems. OSMRE estimates it will conduct one oversight review that will require 8 hours. This estimate of review time is unchanged from our previous request for information collection approval.
OSMRE does not anticipate significant oversight review of State compliance with §773.10(c) in the absence of indication of problems and estimates that the oversight review will require 5 hours. OSMRE estimates it will conduct an oversight review of §773.12 in one State per year and that an oversight review will consist of 10 permit eligibility reviews. This estimate of time is unchanged from our previous request. OSMRE estimates the oversight review will require 16 hours. This estimate is unchanged from the previous request for information collection approval. In keeping with the current guidance concerning oversight of State program implementation, OSMRE does not anticipate significant oversight review of State compliance with §773.14(b) in the absence of indication of problems. OSMRE estimates it will conduct an oversight review of §773.14(b) in one State per year and that the review will consist of 1 proof for provisionally issued permits in that State. The estimated number of proofs subject to oversight is unchanged from our previous request. OSMRE estimates the oversight review will require 1 hour. This estimate is of time unchanged from our previous request for information collection approval for §773.14(b).
OSMRE estimates it will conduct an oversight review of §773.19
in one State per year and that OSMRE will review notification for one
permit. OSMRE estimates the oversight review will require 2 hours.
These estimates are unchanged from our previous request.
Federal Programs
OSMRE estimates it will annually receive 1 application for a new permit where OSMRE is the regulatory authority. This estimate is based upon data collected for the 2020 evaluation year. We will provide notification under §773.19(b) on 1 application, requiring 1 hour or burden on the public. We also estimate where OSMRE is the regulatory authority, it will review 1 request for an extension to commence mining operations under §773.19(e)(2) and the review will require 2 hours to perform, or 2 hours total. The total burden for OSMRE under Federal programs is 3 hours.
Therefore, the total cost to the Federal Government under §773.14(b) is estimated to be $379 ($152 for oversight + $227 for Federal programs).
OSMRE estimates it will annually receive approximately 7 applications for permits on Federal lands and in Federal programs. This estimate is based upon data collected for the 2016-2018 evaluation years. We estimate OSMRE will require 1 hour to review the information provided under §773.6. This estimate is unchanged from our previous request for information collection approval for §773.6 in Federal programs. The average salary used to estimate Federal wage costs is $75.81 per hour with benefits as noted above. Therefore, the estimated cost to OSMRE to review the 7 Federal applications under §773.6 is $531 (7 applications x 1 hour per review x $75.81 per hour).
Therefore, the total cost to the Federal Government for §773.6 is estimated to be $2,047 ($1,516 for oversight + $531 for Federal programs).
Federal Programs. We estimated 46 applications
for new permits, permit revisions, and permit renewals will be
submitted where OSMRE is the regulatory authority. We estimate the
administrative completeness review will require 8 hours under Federal
programs. Therefore, the cost for each review in a Federal Program
State would be $606 ($75.81 x 8 hours), and the annual cost for all
completeness reviews by the Federal government would be $27,876 ($606
x 46 applications).
Of the 70 applications to mine coal, we estimate that one will
be submitted where OSMRE is the regulatory authority. We estimate we
will identify 1 application (10 percent of 1 Federal application,
rounded up so at least one instance would occur) where neither the
applicant nor its operator has any mining experience. We estimate
the determination will require 5 hours under Federal programs. This
estimate of time is unchanged from our previous request.
OSMRE
estimates it will annually receive approximately 1 application for a
new permit for lands and operations for which OSMRE is the regulatory
authority. The single application will survive administrative review
and not be withdrawn, rejected, or returned and, as a result, OSMRE
will review every application it receives for permit eligibility
under §773.12. This estimate is based upon data collected for
the 2016-2018 evaluation years. We estimate each review will require
32 hours. This estimate is unchanged from our previous request.
OSMRE estimates that of the estimated 1 application for Federal permits, 1 applicant will be required to submit a proof under §773.14(b) in order to be considered for a provisionally issued permit. We estimate OSMRE will require 1 hour to review the proof.
OSMRE estimates it will annually receive 1 application for a
new permit where OSMRE is the regulatory authority. We will provide
notification under §773.19(b) on 1 application, requiring 1 hour
or burden on the public. We also estimate where OSMRE is the
regulatory authority, it will review 1 request for an extension to
commence mining operations under §773.19(e)(2) and the review
will require 2 hours to perform, or 2 hours total. The total burden
for OSMRE under Federal programs is 3 hours.
SECTION |
OVERSIGHT Hours |
OVERSIGHT Cost @$82/hour |
FEDERAL PROGRAM Hours |
FEDERAL PROGRAM Cost @$82/hour |
TOTAL GOVERNMENT COST |
773.6 |
20 |
$1,640 |
70 |
$5,740 |
$7,380 |
773.7(a) |
8 |
$656 |
368 |
$30,176 |
$30,832 |
773.10(c) |
5 |
$410 |
5 |
$410 |
$820 |
773.12 |
16 |
$1,312 |
32 |
$2,624 |
$3,936 |
773.14(b) |
1 |
$82 |
1 |
$82 |
$164 |
773.19 |
2 |
$164 |
3 |
$246 |
$410 |
Total |
52 |
$4,264 |
479 |
$39,278 |
$43,542 |
15. Explain the reasons for any program changes or adjustments in
hour or cost burden.
This information collection
request reduces the burden for this section by 9,006 hours primarily
due to a decrease in annual permit applications with the reduction in
demand for coal. The estimated change in burden hours is shown
below.
56,078 hours currently approved
- 9,096 hours due to adjustments
46,982 hours requested
16. For collections of information whose results will be
published, outline plans for tabulation and publication. Address any
complex analytical techniques that will be used. Provide the time
schedule for the entire project, including beginning and ending dates
of the collection of information, completion of report, publication
dates, and other actions.
OSMRE has no plans to
publish the information collected under 30 CFR Part 773 or §§736.25
and 750.25.
17. If seeking approval to not display the expiration date for OMB
approval of the information collection, explain the reasons that
display would be inappropriate.
This collection is not
a form which would allow for an expiration date to be included. The
OMB control number is 1029-0115 and is found in §773.3.
18. Explain each exception to the topics of the certification
statement identified in "Certification for Paperwork Reduction
Act Submissions."
There are no exceptions to the
certification statement.
File Type | application/vnd.openxmlformats-officedocument.wordprocessingml.document |
File Title | Supporting Statements for Reporting and Recordkeeping |
Author | Trelease |
File Modified | 0000-00-00 |
File Created | 2022-02-12 |