Patent Prosecution Highway (PPH) Program

ICR 202106-0651-001

OMB: 0651-0058

Federal Form Document

Forms and Documents
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Supporting Statement A
2021-06-25
Supplementary Document
2021-06-24
Supplementary Document
2021-06-24
IC Document Collections
IC ID
Document
Title
Status
247881 New
247880 New
247879 New
247878 New
247877 New
247876 New
247875 New
238649 Modified
233194 Modified
229151 Modified
216099 Modified
214541 Modified
208458 Modified
205766 Modified
204575 Modified
197908 Modified
197907 Modified
196066 Modified
ICR Details
0651-0058 202106-0651-001
Received in OIRA 202003-0651-001
DOC/PTO
Patent Prosecution Highway (PPH) Program
Revision of a currently approved collection   No
Regular 06/28/2021
  Requested Previously Approved
36 Months From Approved 06/30/2021
7,090 8,120
14,180 16,240
0 0

The Patent Prosecution Highway (PPH) is a framework in which an application whose claims have been determined to be patentable by an Office of Earlier Examination (OEE) is eligible to go through an accelerated examination in an Office of Later Examination (OLE) with a simple procedure upon an applicant’s request. By leveraging the search and examination work product of the OEE, PPH programs (1) deliver lower prosecution costs, (2) support applicants in their efforts to obtain stable patent rights efficiently around the world, and (3) reduce the search and examination burden, while improving the examination quality, of participating patent offices. Originally, the PPH programs were limited to the utilization of search and examination results of national applications between cross filings under the Paris Convention. Later, the potential of the PPH was greatly expanded by Patent Cooperation Treaty (PCT)-PPH programs, which permit participating patent offices to draw upon the positive results of the PCT work product from another participating office. PCT-PPH programs use international written opinions and international preliminary examination reports developed within the framework of the PCT, thereby making the PPH available to a larger number of applicants. Information collected for the PCT is approved under the USPTO information collection, 0651-0021 (Patent Cooperation Treaty). More recently, the USPTO and several other offices acted to consolidate and replace existing PPH programs, with the goal of streamlining the PPH process for both offices and applicants. To that end, the USPTO and other offices established the Global PPH pilot program and the IP5 PPH pilot program. Both the Global PPH and the IP5 PPH pilot programs are running concurrently and are substantially identical, differing only with regard to their respective participating offices. The USPTO is participating in both the Global PPH pilot program and the IP5 PPH pilot program. For USPTO applications, the Global PPH and IP5 PPH pilot programs supersede any prior PPH program between the USPTO and each Global PPH and IP5 PPH participating office. Any existing PPH programs between the USPTO and offices that are not participating in either the Global PPH pilot program or the IP5 PPH pilot program remain in effect. This information collection covers data gathered through the Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program, which the public uses to request an accelerated examination within the PPH provisions.

PL: Pub.L. 112 - 211 382 Name of Law: Patent Law Treaties Implementation Act of 2012
  
None

Not associated with rulemaking

  86 FR 20123 04/16/2021
86 FR 33686 06/25/2021
Yes

18
IC Title Form No. Form Name
Request for Participation in the Global/IP5 PPH Pilot Program in the USPTO (Individuals or Households) PTO/SB/20GLBL REQUEST FOR PARTICIPATION IN THE GLOBAL/IP5 PATENT PROSECUTION HIGHWAY (PPH) PILOT PROGRAM IN THE USPTO
Request for Participation in the Global/IP5 PPH Pilot Program in the USPTO (Private Sector) PTO/SB/20GLBL REQUEST FOR PARTICIPATION IN THE GLOBAL/IP5 PATENT PROSECUTION HIGHWAY (PPH) PILOT PROGRAM IN THE USPTO
Request for Participation in the PPH Program Between the Brazilian National Institute of Industrial Property (INPI) and the USPTO (Individuals or Households) PTO/SB/20BR REQUEST FOR PARTICIPATION IN THE PATENT PROSECUTION HIGHWAY (PPH) PILOT PROGRAM BETWEEN THE BRAZILIAN NATIONAL INSTITUTE OF INDUSTRIAL PROPERTY (INPI) AND THE USPTO
Request for Participation in the PPH Program Between the Brazilian National Institute of Industrial Property (INPI) and the USPTO (Private Sector) PTO/SB/20BR REQUEST FOR PARTICIPATION IN THE PATENT PROSECUTION HIGHWAY (PPH) PILOT PROGRAM BETWEEN THE BRAZILIAN NATIONAL INSTITUTE OF INDUSTRIAL PROPERTY (INPI) AND THE USPTO
Request for Participation in the PPH Program Between the Industrial Property Office of the Czech Republic (IPOCZ) and the USPTO (Individuals or Households) PTO/SB/20CZ REQUEST FOR PARTICIPATION IN THE PATENT PROSECUTION HIGHWAY (PPH) PILOT PROGRAM BETWEEN THE INDUSTRIAL PROPERTY OFFICE OF THE CZECH REPUBLIC (IPOCZ) AND THE USPTO
Request for Participation in the PPH Program Between the Industrial Property Office of the Czech Republic (IPOCZ) and the USPTO (Private Sector) PTO/SB/20CZ REQUEST FOR PARTICIPATION IN THE PATENT PROSECUTION HIGHWAY (PPH) PILOT PROGRAM BETWEEN THE INDUSTRIAL PROPERTY OFFICE OF THE CZECH REPUBLIC (IPOCZ) AND THE USPTO
Request for Participation in the PPH Program Between the Intellectual Property Office of the Philippines (IPOPH) and the USPTO (Individuals or Households) PTO/SB/20PH REQUEST FOR PARTICIPATION IN THE PATENT PROSECUTION HIGHWAY (PPH) PILOT PROGRAM BETWEEN THE INTELLECTUAL PROPERTY OFFICE OF THE PHILIPPINES (IPOPH) AND THE USPTO
Request for Participation in the PPH Program Between the Intellectual Property Office of the Philippines (IPOPH) and the USPTO (Private Sector) PTO/SB/20PH REQUEST FOR PARTICIPATION IN THE PATENT PROSECUTION HIGHWAY (PPH) PILOT PROGRAM BETWEEN THE INTELLECTUAL PROPERTY OFFICE OF THE PHILIPPINES (IPOPH) AND THE USPTO
Request for Participation in the PPH Program Between the Mexican Institute of Industrial Property (TMPI) and the USPTO (Individuals or Households) PTO/SB/20MX REQUEST FOR PARTICIPATION IN THE PATENT PROSECUTION HIGHWAY (PPH) PILOT PROGRAM BETWEEN THE MEXICAN INSTITUTE OF INDUSTRIAL PROPERTY (IMPI) AND THE USPTO
Request for Participation in the PPH Program Between the Mexican Institute of Industrial Property (TMPI) and the USPTO (Private Sector) PTO/SB/20MX REQUEST FOR PARTICIPATION IN THE PATENT PROSECUTION HIGHWAY (PPH) PILOT PROGRAM BETWEEN THE MEXICAN INSTITUTE OF INDUSTRIAL PROPERTY (IMPI) AND THE USPTO
Request for Participation in the PPH Program Between the Nicaraguan Registry of Intellectual Property (NRIP) and the USPTO (Individuals or Households) PTO/SB/20NI REQUEST FOR PARTICIPATION IN THE PATENT PROSECUTION HIGHWAY (PPH) PILOT PROGRAM BETWEEN THE NICARAGUAN REGISTRY OF INTELLECTUAL PROPERTY (NRIP) AND THE USPTO
Request for Participation in the PPH Program Between the Nicaraguan Registry of Intellectual Property (NRIP) and the USPTO (Private Sector) PTO/SB/20NI REQUEST FOR PARTICIPATION IN THE PATENT PROSECUTION HIGHWAY (PPH) PILOT PROGRAM BETWEEN THE NICARAGUAN REGISTRY OF INTELLECTUAL PROPERTY (NRIP) AND THE USPTO
Request for Participation in the PPH Program Between the Romanian State Office of Inventions and Trademarks (OSIM) and the USPTO (Individuals or Households) PTO/SB/20RO REQUEST FOR PARTICIPATION IN THE PATENT PROSECUTION HIGHWAY (PPH) PILOT PROGRAM BETWEEN THE ROMANIAN STATE OFFICE FOR INVENTIONS AND TRADEMARKS (OSIM) AND THE USPTO
Request for Participation in the PPH Program Between the Romanian State Office of Inventions and Trademarks (OSIM) and the USPTO (Private Sector) PTO/SB/20RO REQUEST FOR PARTICIPATION IN THE PATENT PROSECUTION HIGHWAY (PPH) PILOT PROGRAM BETWEEN THE ROMANIAN STATE OFFICE FOR INVENTIONS AND TRADEMARKS (OSIM) AND THE USPTO
Request for Participation in the PPH Program Between the Taiwan Intellectual Property Office (TIPO) and the USPTO (Individuals or Households) PTO/SB/20TW REQUEST FOR PARTICIPATION IN THE PATENT PROSECUTION HIGHWAY (PPH) PILOT PROGRAM BETWEEN THE TAIWAN INTELLECTUAL PROPERTY OFFICE (TIPO) AND THE USPTO
Request for Participation in the PPH Program Between the Taiwan Intellectual Property Office (TIPO) and the USPTO (Private Sector) PTO/SB/20TW REQUEST FOR PARTICIPATION IN THE PATENT PROSECUTION HIGHWAY (PPH) PILOT PROGRAM BETWEEN THE TAIWAN INTELLECTUAL PROPERTY OFFICE (TIPO) AND THE USPTO
Request for Participation in the PPH Program between the Saudi Authority for Intellectual Property of the Kingdom of Saudi Arabia (SAIP) and the USPTO (Individuals or Households) PTO/SB/20SA REQUEST FOR PARTICIPATION IN THE PATENT PROSECUTION HIGHWAY (PPH) PILOT PROGRAM BETWEEN THE SAUDI AUTHORITY FOR INTELLECTUAL PROPERTY OF THE KINGDOM OF SAUDI ARABIA (SAIP) AND THE USPTO
Request for Participation in the PPH Program between the Saudi Authority for Intellectual Property of the Kingdom of Saudi Arabia (SAIP) and the USPTO (Private Sector) PTO/SB/20SA REQUEST FOR PARTICIPATION IN THE PATENT PROSECUTION HIGHWAY (PPH) PILOT PROGRAM BETWEEN THE SAUDI AUTHORITY FOR INTELLECTUAL PROPERTY OF THE KINGDOM OF SAUDI ARABIA (SAIP) AND THE USPTO

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 7,090 8,120 0 0 -1,030 0
Annual Time Burden (Hours) 14,180 16,240 0 0 -2,060 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
Changes in Responses and Burden Hours For this renewal, the USPTO estimates that the annual responses will decrease by 1,030 (from 8,120 to 7,090) and the total burden hours will decrease by 2,060 (from 16,240 to 14,180) from the currently approved burden for this information collection. These changes are due to an expected slight decrease in the number of submissions under this program. Changes in Respondent Hourly Cost Burden The total respondent cost burden for this information collection has decreased by $1,432,360 (from $7,104,360 to $5,672,000) from the previous renewal of this information collection in 2018. These changes are due to the following administrative adjustments: • Decrease in estimated hourly rates. The 2018 renewal used an estimated rate of $438 per hour for respondent to this information collection, which was an average of the estimated attorney rate. For the current renewal, the USPTO is using an updated hourly rate of $400. • Decrease in estimated burden hours. The total estimated burden hours have decreased from 16,240 in the 2018 renewal to 14,180 for the current renewal due to overall decreases in the estimated annual responses to this information collection. No Changes in Annual (Non-hour) Costs For this renewal, the USPTO estimates that there will be no changes in the total annual (non-hour) costs. There are no annual (non-hour) costs associated with this information collection.

$636,534
No
    Yes
    Yes
No
No
No
No
Raul Tamayo 571 272-7728 raul.tamayo@uspto.gov

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/28/2021


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