Credit Risk Retention - Regulation RR

ICR 202105-3235-019

OMB: 3235-0712

Federal Form Document

Forms and Documents
Document
Name
Status
Supplementary Document
2021-05-21
Supplementary Document
2021-05-21
Supporting Statement A
2021-05-20
IC Document Collections
IC ID
Document
Title
Status
213719
Unchanged
209044
Unchanged
209039
Unchanged
209037
Unchanged
209035
Unchanged
209034
Unchanged
209033
Unchanged
209032
Unchanged
209031
Unchanged
209030
Unchanged
209029
Unchanged
209028
Unchanged
209027
Unchanged
209026
Unchanged
209010
Unchanged
209009
Unchanged
209008
Unchanged
209007
Unchanged
209005
Unchanged
209004
Unchanged
209003
Unchanged
208995
Unchanged
208994
Unchanged
208993
Unchanged
208992
Unchanged
208990
Unchanged
208989
Modified
ICR Details
3235-0712 202105-3235-019
Received in OIRA 201803-3235-014
SEC CF 270-613
Credit Risk Retention - Regulation RR
Extension without change of a currently approved collection   No
Regular 05/21/2021
  Requested Previously Approved
36 Months From Approved 05/31/2021
1,647 1,647
17,774 17,774
2,336,400 2,336,400

The credit risk retention recordkeeping and disclosure requirements are contained in Regulation RR, which would implement Section 15G of the Securities Exchange Act of 1934.

US Code: 15 USC 78c, 78m, 78o, 78o-11, 78w, Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78mm Name of Law: Securities Exchange Act of 1934
  
None

Not associated with rulemaking

  86 FR 9415 02/12/2021
86 FR 20776 04/21/2021
No

27
IC Title Form No. Form Name
§_B.10 - Qualified Tender Option Bonds: Disclosures
§_B.4 - Combined Horizontal and Vertical Interests: Disclosures
§_B.4 - Combined Horizontal and Vertical Interests: Recordkeeping
§_B.4 - Standard Risk Retention - Horizontal Interest: Disclosures
§_B.4 - Standard Risk Retention - Horizontal Interest: Recordkeeping
§_B.4 - Standard Risk Retention - Vertical Interest: Disclosures
§_B.4 - Standard Risk Retention - Vertical Interest: Recordkeeping
§_B.5 - Revolving Master Trusts: Disclosures
§_B.5 - Revolving Master Trusts: Recordkeeping
§_B.6 - Eligible ABCP Conduits: Disclosures
§_B.6 - Eligible ABCP Conduits: Recordkeeping
§_B.7 - Commercial Mortgage-Backed Securities: Disclosures
§_B.7 - Commercial Mortgage-Backed Securities: Recordkeeping
§_B.8 - FNMA and FHLMC ABS: Disclosures
§_B.9 - Open-Market CLOs: Disclosures
§_C.11 - Allocation of Risk Retention to an Originator: Disclosures
§_C.11 - Allocation of Risk Retention to an Originator: Recordkeeping
§_D.15 - Exemptions for Qualifying Commercial Loans, Commercial Real Estate Loans, and Automobile Loans: Disclosures
§_D.15 - Exemptions for Qualifying Commercial Loans, Commercial Real Estate Loans, and Automobile Loans: Recordkeeping
§_D.16 - Underwriting Standards for Qualifying Commercial Loans: Disclosures
§_D.16 - Underwriting Standards for Qualifying Commercial Loans: Recordkeeping
§_D.17 - Underwriting Standards for Qualifying CRE Loans: Disclosures
§_D.17 - Underwriting Standards for Qualifying CRE Loans: Recordkeeping
§_D.18 - Underwriting Standards for Qualifying Autombile Loans: Disclosures
§_D.18 - Underwriting Standards for Qualifying Autombile Loans: Recordkeeping
§§_D.13 and_.19(g) - Exemption for Qualified Residential Mortgages and Qualifying 3-to-4 Unit Residential Mortgage Loans: Disclosures
§§_D.13 and_.19(g) - Exemption for Qualified Residential Mortgages and Qualifying 3-to-4 Unit Residential Mortgage Loans: Recordkeeping

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1,647 1,647 0 0 0 0
Annual Time Burden (Hours) 17,774 17,774 0 0 0 0
Annual Cost Burden (Dollars) 2,336,400 2,336,400 0 0 0 0
No
No

$103,479,690
No
    No
    No
No
No
No
No
Sean Harrison 202 942-2910

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/21/2021


© 2024 OMB.report | Privacy Policy