Document Name Document Type
Form G-FIN-4 Implementing Regulations: Government Securities Act of 1986, as amended Form and Instruction
G-405 Part2inst_Apr2018.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm Instruction
G-405 Part2inst_Apr2018.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm Instruction
G-405PART2Ainst_Apr2018.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm Instruction
G-405PART2Ainst_Apr2018.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm Instruction
G-FIN-4 Disclosure Form for Person Associated with a Financial I gsrgfin4.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm Form and Instruction
G-FIN-4 Disclosure Form for Person Associated with a Financial I gsrgfin4.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm Form and Instruction
G-FIN-5 Uniform Termination Notice for Person Associated with a gsrgfin5.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm Form and Instruction
G-FIN-5 Uniform Termination Notice for Person Associated with a gsrgfin5.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm Form and Instruction
G-405 PART I Report on Finances and Operations of Government Securiti gsrg405pt1_Apr2018.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm Form and Instruction
G-405 PART I Report on Finances and Operations of Government Securiti gsrg405pt1_Apr2018.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm Form and Instruction
G-405 PART II Report on Finances and Operations of Government Securiti G-405Part2Form_Apr2018.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm Form
G-405 PART II Report on Finances and Operations of Government Securiti G-405Part2Form_Apr2018.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm Form
G-405 PART IIA Report on Finances and Operations of Government Securiti G-405Part2Aform_Apr2018.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm Form
G-405 PART IIA Report on Finances and Operations of Government Securiti G-405Part2Aform_Apr2018.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm Form
G-405 PART III Report on Finances and Operations of Government Securiti G-405 Part III Form_Apr2018.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm Form and Instruction
G-405 PART III Report on Finances and Operations of Government Securiti G-405 Part III Form_Apr2018.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm Form and Instruction
G-405 SCH I Report on Finances and Operations of Government Securiti G-405Sched1_Apr2018.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm Form and Instruction
G-405 SCH I Report on Finances and Operations of Government Securiti G-405Sched1_Apr2018.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm Form and Instruction

Information Collection (IC) Details

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IC Title:	Implementing Regulations: Government Securities Act of 1986, as amended	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR IV (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	G-FIN-4	Disclosure Form for Person Associated with a Financial Institution Government Securities Broker or Dealer	gsrgfin4.pdf	https://www.treasurydirect.gov/instit/forms/forms_govsec.htm	Yes	No	Fillable Printable
Form and Instruction	G-FIN-5	Uniform Termination Notice for Person Associated with a Financial Institution Government Securities Broker or Dealer	gsrgfin5.pdf	https://www.treasurydirect.gov/instit/forms/forms_govsec.htm	Yes	No	Fillable Printable
Form and Instruction	G-405 PART I	Report on Finances and Operations of Government Securities Brokers and Dealers	gsrg405pt1_Apr2018.pdf	https://www.treasurydirect.gov/instit/forms/forms_govsec.htm	Yes	No	Fillable Printable
Form	G-405 PART II	Report on Finances and Operations of Government Securities Brokers and Dealers	G-405Part2Form_Apr2018.pdf	https://www.treasurydirect.gov/instit/forms/forms_govsec.htm	Yes	No	Fillable Printable
Instruction			G-405 Part2inst_Apr2018.pdf	https://www.treasurydirect.gov/instit/forms/forms_govsec.htm	Yes	No	Printable Only
Form	G-405 PART IIA	Report on Finances and Operations of Government Securities Brokers and Dealers	G-405Part2Aform_Apr2018.pdf	https://www.treasurydirect.gov/instit/forms/forms_govsec.htm	Yes	No	Fillable Printable
Instruction			G-405PART2Ainst_Apr2018.pdf	https://www.treasurydirect.gov/instit/forms/forms_govsec.htm	Yes	No	Paper Only
Form and Instruction	G-405 PART III	Report on Finances and Operations of Government Securities Brokers and Dealers	G-405 Part III Form_Apr2018.pdf	https://www.treasurydirect.gov/instit/forms/forms_govsec.htm	Yes	No	Fillable Printable
Form and Instruction	G-405 SCH I	Report on Finances and Operations of Government Securities Brokers and Dealers	G-405Sched1_Apr2018.pdf	https://www.treasurydirect.gov/instit/forms/forms_govsec.htm	Yes	No	Fillable Printable

Federal Enterprise Architecture Business Reference Module

Line of Business: General Government

Subfunction: Central Fiscal Operations

Privacy Act System of Records
Title: United States Securities	FR Citation: 76 FR 51128

Number of Respondents: 2,670	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	2,670	-6	2,676
Annual IC Time Burden (Hours)	215,111	-9,481	224,592
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

Implementing Regulations: Government Securities Act of 1986, as amended

Implementing Regulations: Government Securities Act of 1986, as amended

OMB: 1530-0064

IC ID: 39270

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