Rule 11a-3 under the Investment Company Act of 1940 - Offers of Exchange by Open-End Investment Companies Other Than Separate Accounts.

Rule 11a-3 under the Investment Company Act of 1940 - Offers of Exchange by Open-End Investment Companies Other Than Separate Accounts.

OMB: 3235-0358

IC ID: 34906

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Rule 11a-3 under the Investment Company Act of 1940 - Offers of Exchange by Open-End Investment Companies Other Than Separate Accounts. 270-321
 
No Modified
 
Required to Obtain or Retain Benefits
 
17 CFR 270.11a-3

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

419 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 419 0 0 -63 0 482
Annual IC Time Burden (Hours) 559 0 0 -83 0 642
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

Title Document Date Uploaded
EDGAR PIA EDGAR PIA 2016.pdf 05/24/2018
            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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