Updated: 09/15/2020 OMB 0970-#### [valid through MM/DD/YYYY]
_____________ Remote Monitoring Notes
Grant #: |
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Capacity |
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Program Director |
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Address |
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PO |
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FFS |
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CFS |
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ORR Medical |
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PSA |
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GDIT CC |
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Pre-Monitoring Review |
Grant application/cooperative agreements |
(See GrantSolutions for Grant Information. See S:\ Drive or ask PO for Cooperative Agreement)
Follow up notes:
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Past monitoring trip reports or corrective actions issued by PO/FFS |
(See S:\ drive)
Follow up notes:
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Past OIG Reports |
(See https://oig.hhs.gov/reports-and-publications/featured-topics/uac/)
Follow up notes:
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Quarterly/Annual Report |
(See GrantSolutions or S:\ drive)
Follow up notes:
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Current approved Fiscal Year Budget |
(See S:\ drive or ask PO)
Follow up notes:
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Key Position Approved by PO? |
(See S:\ drive)
Follow up notes:
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Care Provider’s website (if applicable) |
(Use the internet)
Follow up notes:
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Review SIR Report populated in the UAC Portal |
(Check UAC Portal for recent SIRs by changing search dropdown to “Event” and typing in program’s name.)
Follow up notes:
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Review of completed Site Visit Guide (SVG) |
(Request from care provider)
Follow up notes:
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List of Documents that have been Referred to the PO or PSA for Clearance (if not included under Program Management Question 1) |
Follow up notes:
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Program’s Staffing Plan (if not explained in the SVG under Child Protection Question 1) |
Follow up notes:
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UAC Orientation Packet |
Follow up notes:
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Behavior Management Plan (if not explained in the SVG under Intake and Orientation Services Question 2) |
Follow up notes:
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Background Checks for Staff, Volunteers, and Contractors (SVG attachment) |
Follow up notes:
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Educational Assessment Tools |
Follow up notes:
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Personnel File Checklists |
Follow up notes:
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1. Map of facility (SVG attachment) |
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2. Emergency Plan (SVG attachment) |
Follow up notes:
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3. Quality assurance procedures and internal monitoring resources (SVG attachment) |
Follow up notes:
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4. Internal Procedures (SVG attachment) |
Follow up notes:
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5. Recent organizational chart of facility staff and full staff list (SVG attachment) |
Follow up notes:
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6. Education curriculum and weekly class schedule (SVG attachment) |
Follow up notes:
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7. Food services/menus and employee food safety certifications (SVG attachment) |
Follow up notes:
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8. Current State License (SVG attachment) |
Follow up notes:
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9. State licensing requirements and recent state licensing inspection and/or CPS reports (SVG attachment) |
Follow up notes:
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10. Two recent vehicle inspection (SVG attachment) |
Follow up notes:
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11. List of UACs that are represented by attorneys (i.e. that have a G-28 on file (SVG attachment) |
Follow up notes:
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12. List of trainings all personnel receive annually and how correspond to ORR trainings (SVG attachment) |
Potential Reference: Personnel File Checklist.
Follow up notes:
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13. Safety and sanitation certificates and Fire inspection report (SVG attachment) |
Follow up notes:
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14. Mosquito Control Inspection (SVG attachment, if applicable) |
Follow up notes:
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Review UAC Case Files (including the electronic case file documents in the ORR database) |
(Request from care provider.) Use UAC Case File Checklist Follow up notes:
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Consult with program PO, FFS, CFS, Medical Coordinator Specialist, and Intakes |
(Request from ORR Federal/Contractor staff)
PO:
FFS:
CFS:
Medical Coordinator Specialist:
Intakes:
PSA:
ORR Management (if applicable):
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Legal Service Provider Interview |
Follow up notes:
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GDIT Case Coordinator Interview |
Follow up notes:
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Monitoring Plan based on pre-monitoring review |
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Remote Monitoring Activities |
Entrance Meeting |
Introductions and Background on the UAC Monitoring Team:
Primary Goals:
This visit is not a ‘gotcha’, but rather we are here to work with you to strengthen the program and services for UAC, if needed.
Secondary Goals:
To accomplish these goals:
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Request the following documents:
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Also ask relevant questions for Care Provider PD selected as a result of pre-monitoring review
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Remote Facility Walkthrough |
( Monitoring Checklist) General Findings: |
UAC Case Files to Request |
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Additional Questions resulted from UAC Interviews |
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Staff to Interview |
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Additional questions for Youth Care Workers |
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Additional questions regarding Educational Services |
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Additional questions for Case Management |
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Additional questions for Clinician |
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Additional questions/topics for Lead Clinician |
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Additional questions/topics for Lead Case Manager: |
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Additional questions for Program Management: |
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Issues/Concerns raised by Care Provider |
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Interviews with Field Staff, GDIT CC, Stakeholders, etc. |
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Personnel Files to Review |
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Additional items to review/research in relation to personnel files |
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Observe UAC Activities |
(See the Remote Walkthrough Monitoring Checklist) General Findings: |
Additional Documents to Request /Items to follow-up on: |
(See the Remote Walkthrough Monitoring Checklist) General Findings: |
Exit Meeting |
Positives |
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Items to improve |
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Next Steps |
Part One: The Provisional Formal Report should be finalized within 30 business days. It will mainly include all the information presented during this meeting. The care provider will have 30 business days to respond with a comprehensive corrective action plan. This corrective action plan should be sent to your assigned PO, who will follow-up with the program and provide any further technical assistance. Please copy the UAC monitor(s) and FFS/CFS on your response. Part Two: The Close-Out Final Report will be determined when ORR staff has an opportunity to go on-site and compete all pending activities resulted from remote monitoring. At that time, a final report will be issued closing out the monitoring visit. Thanks for your hospitality. |
THE
PAPERWORK REDUCTION ACT OF 1995 (Pub. L. 104-13) STATEMENT OF
PUBLIC BURDEN: The purpose of this information collection is to
allow ORR Monitoring Team staff to compile comprehensive notes and
information related to biennial monitoring visits. Public reporting
burden for this collection of information is estimated to average
12 hours per response (if the site visit is performed by a
contractor monitor), including the time for reviewing instructions,
gathering and maintaining the data needed, and reviewing the
collection of information. This is a mandatory collection of
information (Homeland Security Act, 6 U.S.C. 279). An agency may
not conduct or sponsor, and a person is not required to respond to,
a collection of information subject to the requirements of the
Paperwork Reduction Act of 1995, unless it displays a currently
valid OMB control number. If you have any comments on this
collection of information please contact UACPolicy@acf.hhs.gov.
File Type | application/vnd.openxmlformats-officedocument.wordprocessingml.document |
Author | DHHS |
File Modified | 0000-00-00 |
File Created | 2021-02-15 |