Rule 2a-5 under the Investment Company Act of 1940, Fair Value

ICR 202101-3235-005

OMB: 3235-0779

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2021-01-14
IC Document Collections
ICR Details
3235-0779 202101-3235-005
Received in OIRA 202005-3235-010
SEC
Rule 2a-5 under the Investment Company Act of 1940, Fair Value
New collection (Request for a new OMB Control Number)   No
Regular 01/19/2021
  Requested Previously Approved
36 Months From Approved
9,335 0
317,390 0
29,685,300 0

Rule 18f-4 is an exemptive rule under the Investment Company Act of 1940 designed to address the investor protection purposes and concerns underlying section 18 of the Act and to provide an updated and more comprehensive approach to the regulation of funds’ use of derivatives and the other transactions addressed in the rule.

US Code: 15 USC 80a-8 Name of Law: Investment Company Act of 1940
  
None

3235-AM71 Final or interim final rulemaking 86 FR 748 01/06/2021

No

1
IC Title Form No. Form Name
Rule 2a-5 under the Investment Company Act of 1940, Fair Value

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 9,335 0 0 9,335 0 0
Annual Time Burden (Hours) 317,390 0 0 317,390 0 0
Annual Cost Burden (Dollars) 29,685,300 0 0 29,685,300 0 0
Yes
Miscellaneous Actions
No
This is the first request for approval of the collection of information for this 2020 rule.

No
    No
    No
No
No
No
No
Bradley Gude 2025515590

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/19/2021


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