Rule 2a-5 under the
Investment Company Act of 1940, Fair Value
New
collection (Request for a new OMB Control Number)
No
Regular
01/19/2021
Requested
Previously Approved
36 Months From Approved
9,335
0
317,390
0
29,685,300
0
Rule 18f-4 is an exemptive rule under
the Investment Company Act of 1940 designed to address the investor
protection purposes and concerns underlying section 18 of the Act
and to provide an updated and more comprehensive approach to the
regulation of funds’ use of derivatives and the other transactions
addressed in the rule.
US Code:
15
USC 80a-8 Name of Law: Investment Company Act of 1940
This is the first request for
approval of the collection of information for this 2020 rule.
No
No
No
No
No
No
No
Bradley Gude 2025515590
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.