Furnishing Documents to the Secretary of Labor on Request Under Employee Retirement Income Security Act Section 104(a)(6)

ICR 202101-1210-002

OMB: 1210-0112

Federal Form Document

Forms and Documents
Document
Name
Status
Supplementary Document
2021-04-23
Supplementary Document
2021-04-22
Supplementary Document
2021-04-22
Supporting Statement A
2021-04-22
IC Document Collections
ICR Details
1210-0112 202101-1210-002
Received in OIRA 201801-1210-002
DOL/EBSA
Furnishing Documents to the Secretary of Labor on Request Under Employee Retirement Income Security Act Section 104(a)(6)
Extension without change of a currently approved collection   No
Regular 04/23/2021
  Requested Previously Approved
36 Months From Approved 06/30/2021
893 831
41 55
721 3,451

The purpose of the collection is to obtain employee benefit plan information when a participant or beneficiary has requested the documents from their plan administrator and the administrator has failed or refused to provide them. Section 104(a)(6) of the Employee Retirement Income Security Act of 1974 (ERISA) and related regulations at 29 CFR 2520.104a-8 require the administrator of an employee benefit plan covered by Title I of ERISA to furnish certain documents relating to the plan on request to the Secretary of Labor.

US Code: 29 USC 1024(a)(6) Name of Law: Employee Retirement Income Security Act of 1974
  
None

Not associated with rulemaking

  85 FR 66580 10/20/2020
86 FR 21770 04/23/2021
No

1
IC Title Form No. Form Name
Furnishing Documents to the Secretary of Labor on Request Under ERISA Section 104(a)(6)

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 893 831 0 0 62 0
Annual Time Burden (Hours) 41 55 0 0 -14 0
Annual Cost Burden (Dollars) 721 3,451 0 0 -2,730 0
No
No
The estimated number of requested SPDs and SMMs has been adjusted to incorporate updated recovery data from EBSA’s Office of Outreach, Education, and Assistance. The estimates above also reflect updated postage and material costs and wage rates. Additionally, the Department assumes that 92.7 percent of respondents will provide the requested documents electronically.

$27,556
No
    No
    No
No
No
No
No
Chris Cosby 202 693-8540

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/23/2021


© 2024 OMB.report | Privacy Policy