Rule 11a-2 (CFR 270.11a-2) under the Investment Company Act of 1940: Offers of Exchange by Certain Registered Separate Accounts or Others the Terms of Which Do Not Require Commission Approval.

Rule 11a-2 (CFR 270.11a-2) under the Investment Company Act of 1940:Offersof Exchange by Certain Registered Separate Accounts or Others the Terms of Which Do Not Require Commission Approval

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0272 can be found here:

Documents and Forms

Document Name Document Type
EDGAR PIA 2016.pdf EDGAR pia IC Document
EDGAR PIA 2016.pdf EDGAR pia IC Document

Information Collection (IC) Details

IC Title:	Rule 11a-2 (CFR 270.11a-2) under the Investment Company Act of 1940: Offers of Exchange by Certain Registered Separate Accounts or Others the Terms of Which Do Not Require Commission Approval.	Agency IC Tracking Number:	270-267

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 270.11a-2

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 676	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	676	3	673
Annual IC Time Burden (Hours)	676	675	1
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
EDGAR pia	EDGAR PIA 2016.pdf	04/13/2018

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.