Investment Company Act Rule
19a-1, 17 CFR 270.19a-1, Written Statement to Accompany Dividend
Payments by Management Companies
Extension without change of a currently approved collection
No
Regular
02/02/2021
Requested
Previously Approved
36 Months From Approved
05/31/2021
24,038
23,636
24,038
23,636
2,892,693
0
Rule 19a-1 under the Investment
Company Act of 1940 requires a written statement to accompany
certain distributions made by certain registered investment
companies.
US Code:
15
USC 80a Name of Law: Investment Company Act of 1940
The estimated annual burden of
24,038 hours represents an increase of 402 hours over the prior
estimate of 23,636 hours. The increase in estimated burden hours
results from an increase in the estimated number of series of
registered investment companies that may be subject to rule 19a-1.
The estimated annual cost burden of $2,892,693 represents an
increase of $237,536 over the prior estimate of $2,655,157. This
cost burden increase results from the increase in hour burden as
well as an increase in wages of industry personnel.
$0
No
No
Yes
No
No
No
No
Adam Lovell 202
551-6637
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.