Rule 31a-1 under the
Investment Company Act of 1940 (17 CFR 270.31a-1)
Extension without change of a currently approved collection
No
Regular
12/09/2020
Requested
Previously Approved
36 Months From Approved
04/30/2021
3,964
4,029
2,774,800
2,820,300
0
0
Rule 31a-1 imposes requirements
concerning records to be maintained by registered investment
companies, certain majority-owned subsidiaries thereof, and other
persons having transactions with registered investment
companies.
US Code:
15
USC 80a-30 Name of Law: Investment Company Act of 1940
The estimated total annual hour
burden has decreased from 2,820,300 hours to 2,774,800 hours. This
decrease is the result of a decrease in the number of registered
funds from 4,029 to 3,964, which reflects an estimate of the number
of active investment companies registered with the Commission as of
March 31, 2020, based on statistics compiled by Commission
staff.
$0
No
No
No
No
No
No
No
John Lee 202 551-5689
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.