OMB NOA (preapproval) RIN 3064-AF08

NOTICE OF OFFICE OF MANAGEMENT AND BUDGET ACTION
Date

12/12/2019

Federal Deposit Insurance Corporation

FOR CERTIFYING OFFICIAL:

Howard Whyte

FOR CLEARANCE OFFICER:

Manuel Cabeza

In accordance with the Paperwork Reduction Act, OMB has taken action on your request received
11/08/2019
ACTION REQUESTED:

Revision of a currently approved collection

TYPE OF REVIEW REQUESTED:

Regular

ICR REFERENCE NUMBER:

201911-3064-001

AGENCY ICR TRACKING NUMBER:
TITLE:

Margin and Capital Requirements for Swap Entities [Interagency] IFR

LIST OF INFORMATION COLLECTIONS: See next page
OMB ACTION: Preapproved
OMB CONTROL NUMBER:

3064-0204

The agency is required to display the OMB Control Number and inform respondents of its legal significance in
accordance with 5 CFR 1320.5(b).
EXPIRATION DATE: 12/31/2022

BURDEN:

DISCONTINUE DATE:

RESPONSES

HOURS

COSTS

1

1,000

0

10

1,490

0

Change due to New Statute

0

0

0

Change due to Agency Discretion

9

490

0

Change due to Agency Adjustment

0

0

0

Change due to PRA Violation

0

0

0

Previous
New
Difference

COMMENT:
OMB Authorizing Official:

Dominic J. Mancini
Deputy and Acting Administrator,
Office Of Information And Regulatory Affairs

List of ICs
IC Title

Form No.

Form Name

CFR Citation

349.1(d)(1) and (2) - Meeting
Criteria for Exemption
349.1(h)

12 CFR 349.1(d)(1), 12 CFR
349.1(d)(2)
12 CFR 349.1(h)

Eligible Master Netting
Agreement; Documentation of
Margin Matters
349.5(c)(2)(i) Required Margin

12 CFR 349.2, 12 CFR
349.8(g), 12 CFR 349.10

349.7(c) Custody Agreement

12 CFR 349.7(c)

349.8(c) and (d) Initial Margin
Model
349.8(e) and (f) Periodic
Review; Control, Oversight
and Validation Mechnisms
349.8(f)(3) Initial Margin
Modeling Report
349.8(h) Escalation
Procedures
349,9(e) Requests for
Determinations

12 CFR 349.8(c) and (d)

12 CFR 349.5(c)(2)(i)

12 CFR 349.8(e) and (f)
12 CFR 348.8(f)(3)
12 CFR 349.8(h)
12 CFR 349.9(e)