Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0307 can be found here:

Documents and Forms

Document Name Document Type
Form SEC2052 Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies Form and Instruction
SEC2052 Form N-1A formn-1a.pdf www.sec.gov/aboout/forms/formn-1A.pdf Form and Instruction
EDGAR PIA 2016.pdf EDGAR PIA IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 274.11A 17 CFR 239.15A

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC2052	Form N-1A	formn-1a.pdf	http://www.sec.gov/aboout/forms/formn-1A.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 6,002	Number of Respondents for Small Entity: 59

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	6,002	0	6,002
Annual IC Time Burden (Hours)	1,662,190	19,700	1,642,490
Annual IC Cost Burden (Dollars)	131,139,208	0	131,139,208

Documents for IC

Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA 2016.pdf	02/26/2019

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.