Form N-8B-4 under the Investment Company Act of 1940 - Registration Statement of Face-Amount Certificate Companies

ICR 202002-3235-021

OMB: 3235-0247

Federal Form Document

ICR Details
3235-0247 202002-3235-021
Active 201701-3235-002
SEC IM-270-180
Form N-8B-4 under the Investment Company Act of 1940 - Registration Statement of Face-Amount Certificate Companies
Extension without change of a currently approved collection   No
Regular
Approved without change 07/09/2020
Retrieve Notice of Action (NOA) 05/26/2020
  Inventory as of this Action Requested Previously Approved
07/31/2023 36 Months From Approved 08/31/2020
1 0 1
1 0 1
0 0 0

The estimated burden hours associated with preparing and filing registration statements on Form N-8B-4 has remained the same as the current allocation of 1 hour. Although Commission staff estimates that there is no hour burden associated with preparing and filing Form N-8B-4, the staff is requesting a burden of one hour for administrative purposes. The estimated cost burden of $0 has remained the same.

US Code: 15 USC 80a-8(b) Name of Law: Section 8(b) of the Investment Company Act of 1940
  
None

Not associated with rulemaking

  85 FR 12629 03/03/2020
85 FR 30776 05/20/2020
No

1
IC Title Form No. Form Name
Form N-8B-4 under the Investment Company Act of 1940 - Registration Statement of Face-Amount Certificate Companies SEC-1285 Form N-8b-4

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1 1 0 0 0 0
Annual Time Burden (Hours) 1 1 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$21,000,000
No
    Yes
    No
No
No
No
No
Angela Mokodean 202 551-5490 makodeana@sec.gov

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/26/2020


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