Licensing Applications for Motor Carrier Operating Authority

ICR 201912-2126-001

OMB: 2126-0016

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instructi
Removed
Form and Instructi
New
Form and Instructi
New
Form and Instructi
New
Form and Instructi
New
Form and Instructi
New
Supporting Statement A
2019-12-06
Supplementary Document
2019-12-06
Supplementary Document
2019-12-06
Supplementary Document
2019-12-06
Supplementary Document
2019-12-06
Supplementary Document
2019-12-06
Supplementary Document
2019-12-06
Supplementary Document
2019-12-06
ICR Details
2126-0016 201912-2126-001
Active 201610-2126-001
DOT/FMCSA
Licensing Applications for Motor Carrier Operating Authority
Extension without change of a currently approved collection   No
Regular
Approved without change 03/31/2020
Retrieve Notice of Action (NOA) 01/27/2020
The collection has been approved for a period of one year. Upon resubmission, the agency shall note efforts to train/inform stakeholders that information on the collection does not expire upon the expiration of the control number. Further, the agency shall propose any needed language changes to be clear re-issuance is not needed upon expiration of the OMB control number.
  Inventory as of this Action Requested Previously Approved
03/31/2021 36 Months From Approved 03/31/2020
73,538 0 12,413
147,124 0 24,853
7,646,034 0 3,723,900

FMCSA registers for-hire motor carriers of regulated commodities and of passengers, surface freight forwarders, property brokers, and certain Mexico-domiciled motor carriers, as mandatory reporting. These motor carriers may conduct transportation services in the United States only if they are registered with FMCSA. FMCSA is still accepting forms OP-1, OP-1(P), OP-1(FF), and OP-1(NNA) for existing registrants wishing to apply for additional authorities. FMCSA requires Form OP-1(MX) for Mexico-domiciled carriers that wish to operate beyond the U.S. municipalities on the U.S.-Mexico border and their commercial zones. Information collected through these forms aids FMCSA in determining the type of operation a company may run, the cargo it may carry, and the resulting level of insurance coverage the applicant will be required to obtain and maintain to continue its operating authority. The OP-1 series requests information on the applicant’s familiarity with relevant safety requirements, the applicant’s willingness to comply with those requirements during its operations, and the applicant’s willingness to meet any specific statutory and regulatory requirements applicable to its proposed operations. FMCSA also uses information from these forms to prepare (for each applicant) a public notice of the registration application, which is published in the “FMCSA Register.” Publication of this notice initiates a 10-day period during which an interested party may file a complaint seeking denial of the registration on a limited number of statutory grounds. Effective December 12, 2015, OP-1 series forms, with the exception of OP-1(MX), can only be used to apply for additional authorities, not for initial registration with FMCSA. These forms request information to identify the applicant, the nature and scope of its proposed operations, a narrative description of the applicant’s safety policies and procedures, and information regarding the drivers and vehicles it plans to use in U.S. operations. There is no requirement for the OP-1, OP-1(P), OP-1(FF), and OP-1(NNA) forms be filed on a periodic basis. The forms are filed on an “as needed” basis. Since the rollout of URS Phase I, the sole purpose of these forms is to allow existing registrants to apply for additional authorities. A new OP-1(MX) application form is currently required only if a Mexico-domiciled carrier wishes to extend the scope of its authority or is applying for new authority.

PL: Pub.L. 104 - 88 109 Stat. 803 Name of Law: ICC Termination Act of 1995
   US Code: 49 USC 13903 Name of Law: Registration of freight forwarders
   US Code: 49 USC 13904 Name of Law: Registration of brokers
   PL: Pub.L. 112 - 114 126 Stat. 405 Name of Law: MAP-21
   US Code: 49 USC 13902 Name of Law: Registration of motor carriers
  
None

Not associated with rulemaking

  84 FR 48000 09/11/2019
84 FR 66452 12/04/2019
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 73,538 12,413 0 0 61,125 0
Annual Time Burden (Hours) 147,124 24,853 0 0 122,271 0
Annual Cost Burden (Dollars) 7,646,034 3,723,900 0 0 3,922,134 0
No
No
The ICR estimates 147,124 annual burden hours, with 73,538 total annual respondents. The program change increase of 122,271 estimated annual burden hours and $3,922,134 is due to a change in assumptions and circumstances. In the previous iteration of this ICR, FMCSA expected that the OP-1 series of forms—except for OP-1(MX)—would be rolled into one form (MCSA-1) in URS, and that all transportation entities subject to FMCSA’s registration requirements would register and/or apply for additional authorities via URS by 2017. Thus, in the previously approved ICR, FMCSA calculated the burden estimate for forms OP-1, OP-1(P), OP-1(FF), and OP-1(NNA) for only 1 year. FMCSA rolled out Phase I of URS (which applies to all first-time applicants for an FMCSA-issued registration) in December of 2015. However, FMCSA has experienced delays in rolling out Phase II of URS (which applies to existing registrants) and has indefinitely suspended the effective date of URS requirements for such entities. Until further notice, existing registrants must still use the OP-1 series of forms to apply for additional authorities. FMCSA is assuming that this will be the case for the 3-year period covered by this ICR. This has resulted in an increase in the number of annual responses and burden hours.

$18,958,221
No
    Yes
    No
No
No
No
Uncollected
Jeff Secrist 202 385-2367 jeff.secrist@dot.gov

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/27/2020


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