eZ-Audit: Electronic Submission of Financial Statements and Compliance Audits

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Lender Compliance Audit Information Pages
OIG Audit Guide:

Determined based on indication of type of audit being submitted.

Compliance Audit Information Page:
1. Does your audit cover multiple lenders? Yes or No. If yes, the user will enter the applicable lenders
covered in a table.
2. Indicate the Period Audited (mm/dd/yyyy).
3. Review your auditor information. Users will enter information regarding auditor firm/name of auditor
for audit being submitted.
Enter Auditor’s TIN:
o
o
o
o
o
o

Auditor’s Name*:
Audit Firm Name*:
Audit Firm Address*: (Address 1, Address 2, City, State, Country)
Phone #*:
Fax # (Optional):
Email*:

4. Does this Compliance audit contain any findings related to the Federal Family Education Loan
Program (FELP)?
Completeness Checklist Page:
1. List of items required based on type of submission, Standard, Alternative and Combined
engagements.

2. Contact Information/Additional Information:
Please let us know who to contact with questions regarding this submission?
President CEO/Contact:
Name:

Email:

Phone:

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Firm and CPA Contact:
Firm Name:

Auditor Name:

Email:

Phone:

Enter any additional notes:
Upload Attachments Page: User will attach required documents as required by submission:

Submit Page – Submit to ED.

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Uniform Guidance:

Determined based on indication of type of audit being submitted.

Compliance Audit Information Page:
1. Is this submission covering multiple lenders? Yes or No. If yes, user will enter the applicable lenders
covered in a table.
2. Indicate the Period Audited (mm/dd/yyyy).
3. Review your auditor information. Users will enter information regarding auditor firm/name of auditor
for audit being submitted.
Enter Auditor’s TIN:
o
o
o
o
o
o

Auditor’s Name*:
Audit Firm Name*:
Audit Firm Address*: (Address 1, Address 2, City, State, Country)
Phone #*:
Fax # (Optional):
Email*:

4. Was the Student Federal Family Education Loan Program (FELP) audited as the major program?
5. Does this A-133 report contain any findings related to the Federal Family Education Loan Program
FELP?
6. Opinion Type. User will select Opinion type from list provided.
Completeness Checklist Page:
1. List of items required to be included in audit.
2. Contact Information/Additional Information:
Please let us know who to contact with questions regarding this submission?
President CEO/Contact: Name:

Email:

Phone:

Firm and CPA Contact: Firm Name:

Auditor Name:

Email:

Phone:

Enter any additional notes:
Upload Attachments Page: User will attach required documents as required by submission:
Compliance Audit
Corrective Action Plan (if required)
Other (Optional)
Submit Page – Submit to ED.