Default Investment Alternatives under Participant Directed Individual Account Plans

ICR 201909-1210-003

OMB: 1210-0132

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2019-09-23
ICR Details
1210-0132 201909-1210-003
Historical Inactive 201701-1210-006
DOL/EBSA 1210-AB10(Final)
Default Investment Alternatives under Participant Directed Individual Account Plans
Revision of a currently approved collection   No
Regular
Comment filed on proposed rule and continue 12/10/2019
Retrieve Notice of Action (NOA) 10/23/2019
In accordance with 5 CFR 1320, the information collection is not approved at this time. Prior to publication of the final rule, the agency should provide to OMB a summary of all comments received on the proposed information collection and identify any changes made in response to these comments.
  Inventory as of this Action Requested Previously Approved
06/30/2020 36 Months From Approved 08/31/2020
36,249,796 0 36,249,796
191,640 0 191,640
9,959,269 0 9,959,269

This information collection relates to regulations creating standards for fiduciary relief from liability for default investment by individual account pension plans of account assets of participants and beneficiaries who fail to provide investment directions.

PL: Pub.L. 109 - 280 624 Name of Law: Pension Protection Act of 2006
   US Code: 29 USC 1104(c)(5)(A) Name of Law: ERISA
  
None

1210-AB90 Proposed rulemaking 84 FR 56894 10/23/2019

  84 FR 56894 10/23/2019
84 FR 56894 10/23/2019
No

1
IC Title Form No. Form Name
Annual Notice for Default Investment Alternatives under Participant Directed Individual Account Plans

No
No

$0
No
    No
    No
No
No
No
Uncollected
James Butikofer 202 693-8434 Butikofer.James@dol.gov

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/23/2019


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