Application for Permit to Manufacture or Import Tobacco Products or Processed Tobacco or to Operate an Export Warehouse and Applications to Amend Such Permits

ICR 201908-1513-003

OMB: 1513-0078

Federal Form Document

ICR Details
1513-0078 201908-1513-003
Active 201604-1513-008
TREAS/TTB ICN 74 - 10/12
Application for Permit to Manufacture or Import Tobacco Products or Processed Tobacco or to Operate an Export Warehouse and Applications to Amend Such Permits
Extension without change of a currently approved collection   No
Regular
Approved without change 10/07/2019
Retrieve Notice of Action (NOA) 08/29/2019
  Inventory as of this Action Requested Previously Approved
10/31/2022 36 Months From Approved 10/31/2019
470 0 298
630 0 535
39,350 0 30,610

The Internal Revenue Code (IRC) at 26 U.S.C. 5712 and 5713 requires that importers and manufacturers of tobacco products or processed tobacco and export warehouse proprietors apply for and obtain a permit before engaging in such operations, or at such other times, as the Secretary of the Treasury may prescribe by regulation. In addition, 26 U.S.C. 5712 sets forth certain circumstances under which a permit application may be denied, such as if the applicant, including any corporate officer, director, or principle stockholder, is ineligible to obtain a permit by reason of business experience, financial standing, or certain criminal convictions. Under those IRC authorities, the Alcohol and Tobacco Tax and Trade Bureau (TTB) regulations in 27 CFR parts 40, 41, and 44 require tobacco industry members to submit applications using the prescribed TTB forms for new permits or, under certain circumstances, amended permits. Applicants use those forms and any required supporting documents to identify themselves and their business, along with its location, organization, financing, and major investors. Once TTB issues a permit, the permittee must retain a copy of their application package for as long as they continue in business, available for TTB inspection upon request. This information collection is necessary to protect the revenue by ensuring that only persons eligible the law are provided a permit to engage in such tobacco-related businesses.

US Code: 27 USC 5712 and 5713 Name of Law: Internal Revenue Code
  
None

Not associated with rulemaking

  84 FR 23157 05/21/2019
84 FR 45622 08/29/2019
No

8
IC Title Form No. Form Name
Application for Permit to Manufacture Tobacco Products or Processed Tobacco or to Operate an Export Warehouse (Private Sector) TTB F 5200.3, N/A Application for Permit to Manufacture Tobacco Products or Processed Tobacco or to Operate an Export Warehouse ,   PONL - New Manufacturer of Processed Tobacco or Tobacco Products, or New Tobacco Export Warehouse, Permit Applications
Application for Amended Permit to Import Tobacco Products or Processed Tobacco (Private Sector) TTB F 5230.5, N/A Application for Amended Permit to Import Tobacco Products or Processed Tobacco ,   Amended Tobacco Importer Applications
Application for Permit to Import Tobacco Products or Processed Tobacco (Private Sector) TTB F 5230.4, N/A Application for Permit to Import Tobacco Products or Processed Tobacco ,   PONL - New Tobacco Importer Permit Application
Application for Permit to Import Tobacco Products or Processed Tobacco (Public Sector) TTB F 5230.4, N/A Application for Permit to Import Tobacco Products or Processed Tobacco ,   PONL - New Tobacco Importer Permit Application
Application for Permit to Manufacture Tobacco Products or Processed Tobacco or to Operate an Export Warehouse (Public Sector) TTB F 5200.3, N/A Application for Permit to Manufacture Tobacco Products or Processed Tobacco or to Operate an Export Warehouse ,   PONL - New Manufacturer of Processed Tobacco or Tobacco Products, or New Tobacco Export Warehouse, Permit Applications
Application for Amended Permit to Manufacture Tobacco Products or Processed Tobacco or to Operate an Export Warehouse (Private Sector) TTB F 5200.16, N/A Application for Amended Permit to Manufacture Tobacco Products or Processed Tobacco or to Operate an Export Warehouse ,   Amended Manufacturer of Processed Tobacco or Tobacco Products, or Amended New Tobacco Export Warehouse, Permit Applications
Application for Amended Permit to Manufacture Tobacco Products or Processed Tobacco or to Operate an Export Warehouse (Public Sector) TTB F 5200.16, N/A Application for Amended Permit to Manufacture Tobacco Products or Processed Tobacco or to Operate an Export Warehouse ,   Amended Manufacturer of Processed Tobacco or Tobacco Products, or Amended New Tobacco Export Warehouse, Permit Applications
Application for Amended Permit to Import Tobacco Products or Processed Tobacco (Public Sector) TTB F 5230.5, N/A Application for Amended Permit to Import Tobacco Products or Processed Tobacco ,   Amended Tobacco Importer Applications

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 470 298 0 0 172 0
Annual Time Burden (Hours) 630 535 0 0 95 0
Annual Cost Burden (Dollars) 39,350 30,610 0 0 8,740 0
No
No
As for adjustments, due to changes in agency estimates largely caused by increases in the number of applications submitted to TTB for amended tobacco industry permits, TTB is increasing the overall number of annual respondents, responses, and burden hours reported for this collection request. This collection request’s overall number of annual respondents and responses has increased from 298 to 470, and the overall number of burden hours has increased from 535 to 630. See the response to Question 15 in the Supporting Statement attached to this submission for details regarding changes in burden estimates to the eight individual information collections contained in this collection request.

$188,000
No
    Yes
    Yes
No
No
No
Uncollected
Jesse Longbrake 202 453-2265

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/29/2019


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