60-Day Federal Register Notice

FR1-0087 Procedures for Monitoring Bank Secrecy Act Compliance 82 FR 10004 February 9 2017.pdf

Procedures for Monitoring Bank Secrecy Act Compliance

60-Day Federal Register Notice

OMB: 3064-0087

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10004

Federal Register / Vol. 82, No. 26 / Thursday, February 9, 2017 / Notices

Needs and Uses: This information
collection will be submitted as an
extension (no change in reporting
requirements and/or third party
disclosure requirements) after this 60
day comment period to the Office of
Management and Budget (OMB) to
obtain the three year clearance from
them.
Mandatory electronic filing of
applications for Experimental Radio
licenses, for FCC Forms 702 and 703,
commenced on January 1, 2004.
Applicants for Experimental Radio
Services are required by 47 CFR 5.59(e)
of the Commission’s rules: To submit
FCC Form 702 when the legal right to
control the use and operation of a
station is to be transferred, as a result of
a voluntary act (contract or other
agreement); of an involuntary act (death
or legal disability) of the grantee of a
station authorization; by involuntary
assignment of the physical property
constituting the station under a court
decree in bankruptcy proceedings or
other court order; or by operation of law
in any other manner; and they are also
required to submit FCC Form 703 when
they propose to change the control of a
corporation holding a station license via
a transfer of stock ownership or control
of a station. The Commission uses the
information to determine the eligibility
for licenses, without which, violations
of ownership regulations may occur.
Federal Communications Commission.
Marlene H. Dortch,
Secretary, Office of the Secretary.
[FR Doc. 2017–02667 Filed 2–8–17; 8:45 am]
BILLING CODE 6712–01–P

FEDERAL COMMUNICATIONS
COMMISSION
[OMB 3060–XXXX]

Information Collection Being Reviewed
by the Federal Communications
Commission
Federal Communications
Commission.
ACTION: Notice and request for
comments.
AGENCY:

As part of its continuing effort
to reduce paperwork burdens, and as
required by the Paperwork Reduction
Act (PRA) of 1995, the Federal
Communications Commission (FCC or
Commission) invites the general public
and other Federal agencies to take this
opportunity to comment on the
following information collections.
Comments are requested concerning:
Whether the proposed collection of
information is necessary for the proper

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SUMMARY:

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performance of the functions of the
Commission, including whether the
information shall have practical utility;
the accuracy of the Commission’s
burden estimate; ways to enhance the
quality, utility, and clarity of the
information collected; ways to minimize
the burden of the collection of
information on the respondents,
including the use of automated
collection techniques or other forms of
information technology; and ways to
further reduce the information
collection burden on small business
concerns with fewer than 25 employees.
The FCC may not conduct or sponsor
a collection of information unless it
displays a currently valid OMB control
number. No person shall be subject to
any penalty for failing to comply with
a collection of information subject to the
PRA that does not display a valid OMB
control number.
DATES: Written PRA comments should
be submitted on or before April 10,
2017. If you anticipate that you will be
submitting comments, but find it
difficult to do so within the period of
time allowed by this notice, you should
advise the contact listed below as soon
as possible.
ADDRESSES: Direct all PRA comments to
Cathy Williams, FCC, via email PRA@
fcc.gov and to Cathy.Williams@fcc.gov.
FOR FURTHER INFORMATION CONTACT: For
additional information about the
information collection, contact Cathy
Williams at (202) 418–2918.
SUPPLEMENTARY INFORMATION: As part of
its continuing effort to reduce
paperwork burdens, and as required by
the Paperwork Reduction Act (PRA) of
1995 (44 U.S.C. 3501–3520), the Federal
Communications Commission (FCC or
Commission) invites the general public
and other Federal agencies to take this
opportunity to comment on the
following information collections.
Comments are requested concerning:
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
the accuracy of the Commission’s
burden estimate; ways to enhance the
quality, utility, and clarity of the
information collected; ways to minimize
the burden of the collection of
information on the respondents,
including the use of automated
collection techniques or other forms of
information technology; and ways to
further reduce the information
collection burden on small business
concerns with fewer than 25 employees.
SUPPLEMENTARY INFORMATION:
OMB Control Number: 3060–XXXX.

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Title: Commercial and Public Safety
Interference Complaint Intake Form,
FCC–5623.
Form Number: FCC–5623.
Type of Review: New collection.
Respondents: Business or other forprofit entities, not-for-profit institutions,
federal government, and state, local, or
tribal government.
Number of Respondents and
Responses: 1,000 respondents; 1,000
responses.
Estimated Time per Response: 0.5
hours (30 minutes).
Frequency of Response: On occasion
reporting requirement.
Obligation To Respond: Voluntary.
The statutory authority for this
information collection is contained in
contained in 47 U.S.C. 154(i)–(j), 155,
and 303(r).
Total Annual Burden: 500 hours.
Total Annual Cost: No Cost.
Privacy Impact Assessment: No
impact(s).
Nature and Extent of Confidentiality:
The Commission is not requesting
respondents to submit confidential
information to the Commission.
However, respondents may request
materials or information submitted to
the Commission be withheld from
public inspection under 47 CFR 0.459 of
Rules.
Needs and Uses: Commercial
spectrum licensees, spectrum licensees
with public safety or safety of life
missions, and federal agencies will have
a single portal through which to submit
complaints of RF interference, FCC–
5623. This online RF interference intake
portal will enhance the Commission’s
ability to efficiently triage and assign RF
interference complaints to field agents
for further investigation, mitigation,
and/or enforcement action, as
appropriate.
Federal Communications Commission.
Marlene H. Dortch,
Secretary, Office of the Secretary.
[FR Doc. 2017–02669 Filed 2–8–17; 8:45 am]
BILLING CODE 6712–01–P

FEDERAL DEPOSIT INSURANCE
CORPORATION
Agency Information Collection
Activities: Proposed Collection
Renewals; Comment Request (3064–
0019, –0061, –0087 & –0143)
Federal Deposit Insurance
Corporation (FDIC).
ACTION: Notice and request for comment.
AGENCY:

The FDIC, as part of its
continuing effort to reduce paperwork

SUMMARY:

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Federal Register / Vol. 82, No. 26 / Thursday, February 9, 2017 / Notices
and respondent burden, invites the
general public and other Federal
agencies to take this opportunity to
comment on the renewal of existing
information collections, as required by
the Paperwork Reduction Act of 1995.
Currently, the FDIC is soliciting
comment on renewal of the information
collections described below.
DATES: Comments must be submitted on
or before April 10, 2017.
ADDRESSES: Interested parties are
invited to submit written comments to
the FDIC by any of the following
methods:
• http://www.FDIC.gov/regulations/
laws/federal/notices.html.

• Email: comments@fdic.gov. Include
the name and number of the collection
in the subject line of the message.
• Mail: Jennifer Jones (202–898–
6768), Counsel, MB–3105, Federal
Deposit Insurance Corporation, 550 17th
Street NW., Washington, DC 20429.
• Hand Delivery: Comments may be
hand-delivered to the guard station at
the rear of the 17th Street Building
(located on F Street), on business days
between 7:00 a.m. and 5:00 p.m.
All comments should refer to the
relevant OMB control number. A copy
of the comments may also be submitted
to the OMB desk officer for the FDIC:
Office of Information and Regulatory
Affairs, Office of Management and
Estimated
number of
respondents

Type of
burden
Notice of Change in Control .................................

General Description of Collection: The
Interagency Notice of Change in Control
is submitted by any person proposing to
acquire ownership control of an insured
state nonmember bank. The information
is used by the FDIC to determine
whether the competence, experience, or

Reporting ......................

Summary of Deposits ...........................................

General Description of Collection: The
Summary of Deposits (SOD) is the
annual survey of branch office deposits
as of June 30 for all FDIC-insured
institutions, including insured U.S.
branches of foreign banks. All
FDIC-insured institutions that operate a
main office and one or more branch
locations (including limited service

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Proposal to renew the following
currently approved collections of
information:
1. Title: Interagency Notice of Change
in Control.
OMB Number: 3064–0019.
Form Number: FDIC 6822/01.
Affected Public: Insured state
nonmember banks and state savings
associations.
Burden Estimate:

25

Frequency
of response
30

On Occasion ..

Estimated
time per
response

4,800

Frequency
of response
3

drive-thru locations) as of June 30 each
year are required to file the SOD Survey.
Insured branches of foreign banks are
also required to file. All data collected
on the SOD submission are available to
the public. The survey data provides a
basis for measuring the competitive
impact of bank mergers and has
additional use in research on banking.
Estimated
number of
respondents

Total annual
estimated
burden
(hours)
750

OMB Number: 3064–0061.
Form Number: Summary of Deposits.
Affected Public: All FDIC-insured
institutions, including insured U.S.
branches of foreign banks.
Burden Estimate:

Estimated
number of
respondents

Reporting ......................

Type of
burden

SUPPLEMENTARY INFORMATION:

Estimated
time per
response

integrity of any acquiring person
indicates it would not be in the interest
of the depositors of the bank, or in the
public interest, to permit such persons
to control the bank.
2. Title: Foreign Banking and
Investment by Insured State
Nonmember Banks.
Type of
burden

Budget, New Executive Office Building,
Washington, DC 20503.
FOR FURTHER INFORMATION CONTACT:
Jennifer Jones, at the FDIC address
above.

On Occasion ..

Total annual
estimated
burden
(hours)
14,400

3. Title: Procedures for Monitoring
Bank Secrecy Act Compliance.
OMB Number: 3064–0087.
Form Number: None.
Affected Public: Insured State
Nonmember Banks and Savings
Associations.
Burden Estimate:

Estimated
time per
response

Frequency
of response

Total annual
estimated
burden
(hours)

Small Institutions ...............................................
Medium Institutions ...........................................
Large Institutions ...............................................

Recordkeeping ............
Recordkeeping ............
Recordkeeping ............

3,054
748
31

35
250
450

On Occasion ......
On Occasion ......
On Occasion ......

106,890
187,000
13,950

Total Estimated Burden ......................

.....................................

3,833

........................

............................

307,840

General Description of Collection:
Respondents must establish and
maintain procedures designed to
monitor and ensure their compliance
with the requirements of the Bank

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Secrecy Act and the implementing
regulations promulgated by the
Department of Treasury at 31 CFR part
103. Respondents must also provide
training for appropriate personnel.

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4. Title: Forms Relating to Processing
Deposit Insurance Claims.
OMB Number: 3064–0143.
Form Number: 7200/04—Declaration
for Government Deposit; 7200/05—

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Federal Register / Vol. 82, No. 26 / Thursday, February 9, 2017 / Notices

Declaration for Revocable Trust; 7200/
06—Declaration of Independent
Activity; 7200/07—Declaration of
Independent Activity for
Unincorporated Association; 7200/08—
Declaration for Joint Ownership
Deposit; 7200/09—Declaration for
Testamentary Deposit; 7200/10—
Declaration for Defined Contribution

Plan; 7200/11—Declaration for IRA/
KEOGH Deposit; 7200/12—Declaration
for Defined Benefit Plan; 7200/13—
Declaration of Custodian Deposit; 7200/
14—Declaration or Health and Welfare
Plan; 7200/15—Declaration for Plan and
Trust; 7200/18—Declaration for
Irrevocable Trust; 7200/24—Claimant

Combined Deposit Brokers and Individuals:
7200/04—Declaration for Government Deposit.
7200/05—Declaration for Revocable Trust ...
7200/06—Declaration of Independent Activity.
7200/07—Declaration of Independent Activity for Unincorporated Association.
7200/08—Declaration for Joint Ownership
Deposit.
7200/09—Declaration for Testamentary Deposit.
7200/10—Declaration for Defined Contribution Plan.
7200/11—Declaration for IRA/KEOGH Deposit.
7200/12—Declaration for Defined Benefit
Plan.
7200/13—Declaration of Custodian Deposit
7200/14—Declaration or Health and Welfare
Plan.
7200/15—Declaration for Plan and Trust .....
7200/18—Declaration for Irrevocable Trust ..
7200/24—Claimant Verification .....................
7200/26—Depositor Interview Form .............

Estimated
time per
response
(hours)

Estimated
number of
respondents

Type of
burden

Verification; 7200/26—Depositor
Interview Form.
Affected Public: Any person who has
a deposit account relationship with an
insured depository institution that has
failed and from whom more information
is needed to complete the deposit
insurance determination.
Burden Estimate:
Total annual
estimated
burden
(hours)

Frequency
of response

Reporting ......................

14

.5

On Occasion ..

7

Reporting ......................
Reporting ......................

165
0

.5
.5

On Occasion ..
On Occasion ..

83
0

Reporting ......................

0

.5

On Occasion ..

0

Reporting ......................

0

.5

On Occasion ..

0

Reporting ......................

21

.5

On Occasion ..

11

Reporting ......................

0

1

On Occasion ..

0

Reporting ......................

0

.5

On Occasion ..

0

Reporting ......................

0

1

On Occasion ..

0

Reporting ......................
Reporting ......................

0
12

.5
1

On Occasion ..
On Occasion ..

0
12

......................
......................
......................
......................

0
0
218
198

.5
.5
.5
.5

On
On
On
On

.......................................

628

Reporting ......................
Reporting ......................

..
..
..
..

0
0
109
99

........................

........................

320

136
102

.08
.8

On Occasion ..
On Occasion ..

11.33
76.5

Reporting ......................
Reporting ......................

34
136

5
.02

On Occasion ..
On Occasion ..

170
2.27

Subtotal: Deposit Brokers Only .............

.......................................

136

........................

........................

260.10

Total Hourly Burden ...............................

.......................................

764

........................

........................

580.10

Subtotal: Combined Brokers and Individuals.
Deposit Brokers Only:
Deposit Broker Submission Checklist ...........
Diskette, following ‘‘Broker Input File Requirements’’—burden will vary depending
on the broker’s number of brokered accounts.
Exhibit B, the standard agency agreement,
or the non-standard agency agreement.

Reporting
Reporting
Reporting
Reporting

Occasion
Occasion
Occasion
Occasion

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.

General Description of Collection: The
collection involves forms used by the
FDIC to obtain information from
depositors and deposit brokers
necessary to supplement the records of
failed insured depository institutions to
make determinations regarding deposit
insurance coverage. The information
provided enables the FDIC to identify
the actual owners of an account, each
owner’s interest in the account, and the
right and capacity in which the deposit
is insured.

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Request for Comment
Comments are invited on: (a) Whether
the collections of information are
necessary for the proper performance of
the FDIC’s functions, including whether
the information has practical utility; (b)
the accuracy of the estimates of the
burden of the information collections,
including the validity of the
methodology and assumptions used; (c)
ways to enhance the quality, utility, and
clarity of the information to be
collected; and (d) ways to minimize the
burden of the collections of information

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on respondents, including through the
use of automated collection techniques
or other forms of information
technology. All comments will become
a matter of public record.
Dated at Washington, DC, this 3rd day of
February 2017.
Federal Deposit Insurance Corporation.
Valerie J. Best,
Assistant Executive Secretary.
[FR Doc. 2017–02634 Filed 2–8–17; 8:45 am]
BILLING CODE 6714–01–P

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