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pdfSECTION 4
STATE LICENSE(S)
MANDATORY
Be sure to include both
state license numbers
You MUST be currently authorized to prescribe, distribute, dispense, conduct research, or otherwise handle the controlled substances
in the schedules for which you are applying under the laws of the state or jurisdiction in which you are operating or propose to operate.
State License Number
Expiration
Date
/
/
_______________
MM - DD - YYYY
State Controlled Substance
License Number
Expiration
Date
/
/
_______________
MM - DD - YYYY
Which state or jurisdiction issued these licenses?
SECTION 5
LIABILITY (All questions in this section must be answered.)
1. Has the applicant ever been convicted of a crime in connection with controlled substances(s) under state or federal law?
YES
NO
Date(s) of incident MM-DD-YYYY: _________________________________
2. Has the applicant ever been excluded or directed to be excluded from participation in a Medicare or state health care program, or is any
such action pending?
Date(s) of incident MM-DD-YYYY: _________________________________
YES
NO
YES
NO
YES
NO
YES
NO
3. Has the applicant ever surrendered (for cause) or had a federal controlled substance registration revoked, suspended, restricted, or
denied or is any such action pending?
Date(s) of incident MM-DD-YYYY: _________________________________
4. Has the applicant ever surrendered (for cause) or had a state professional license or controlled substance registration revoked,
suspended, denied, restricted, or placed on probation, or is any such action pending?
Date(s) of incident MM-DD-YYYY: _________________________________
5. If the applicant is a corporation (other than a corporation whose stock is owned and traded by the public), association, partnership, or
pharmacy has any officer, partner, stockholder, or proprietor been convicted of a crime in connection with controlled substance(s) under
state or federal law, or ever surrendered, for cause, or had a federal controlled substance registration revoked, suspended, restricted,
denied, or ever had a state professional license or controlled substance registration revoked, suspended, denied, restricted or placed on
probation, or is any such action pending?
Date(s) of incident MM-DD-YYYY: _________________________________ Note: If question 5 does not apply to you, be sure to mark 'NO'.
EXPLANATION OF
"YES" ANSWERS
Applicants who have
answered “YES” to
any question above
must provide an
explanation.
Liability question #
Location(s) of incident:
Nature of incident (if necessary, attach a separate sheet and return with application):
Disposition of incident:
SECTION 6
EXEMPTION FROM APPLICATION FEE
Check this box if the applicant is a federal, state, or local government official or institution. Does not apply to contractor-operated institutions.
Business or Facility Name of Fee Exempt Institution. Be sure to enter the address of this exempt institution in Section 1.
The undersigned hereby certifies that the applicant named hereon is a federal, state or local government official or institution,
and is exempt from payment of the application fee.
FEE EXEMPT
CERTIFIER
Provide the name and
phone number of the
certifying official
SECTION 7
METHOD OF
PAYMENT
Signature of certifying official (other than applicant)
Date
Print or type name and title of certifying official
Telephone No. (required for verification)
Check
Make check payable to: Drug Enforcement Administration
See page 4 of instructions for important information.
American Express
Check one form of
payment only
Credit Card Number
Sign if paying by
credit card
Signature of Card Holder
Discover
Master Card
Mail this form with payment to:
Visa
DEA Headquarters
ATTN: Registration Section/ODR
PO Box 2639
Springfield, VA 22152-2639
Expiration Date
FEE IS NON-REFUNDABLE
Printed Name of Card Holder
SECTION 8
APPLICANT'S
SIGNATURE
Sign in ink
I certify that the foregoing information furnished on this application is true and correct.
Signature of applicant (sign in ink)
Date
Print or type name and title of applicant
WARNING: 21 USC 843(d), states that any person who knowingly or intentionally furnishes false or fraudulent information in the application
is subject to a term of imprisonment of not more than 4 years, and a fine under Title 18 of not more than $250,000, or both.
224 - Page 2
SECTION 4
STATE LICENSE
You MUST be currently authorized to prescribe, distribute, dispense, conduct research, or otherwise handle the controlled substances
in the schedules for which you are applying under the laws of the state or jurisdiction in which you are operating or propose to operate.
MANDATORY
State License Number
Which state or jurisdiction issued these licenses?
SECTION 5
/
/
_______________
MM - DD - YYYY
Expiration Date:
LIABILITY (All questions in this section must be answered.)
YES
NO
YES
NO
YES
NO
YES
NO
YES
NO
1. Has the applicant ever been convicted of a crime in connection with controlled substances(s) under state or federal law?
Date(s) of incident MM-DD-YYYY: _________________________________
2. Has the applicant ever been excluded or directed to be excluded from participation in a Medicare or state health care program, or is any
such action pending?
Date(s) of incident MM-DD-YYYY: _________________________________
3. Has the applicant ever surrendered (for cause) or had a federal controlled substance registration revoked, suspended, restricted, or
denied or is any such action pending?
Date(s) of incident MM-DD-YYYY: _________________________________
4. Has the applicant ever surrendered (for cause) or had a state professional license or controlled substance registration revoked,
suspended, denied, restricted, or placed on probation, or is any such action pending?
Date(s) of incident MM-DD-YYYY: _________________________________
5. If the applicant is a corporation (other than a corporation whose stock is owned and traded by the public), association, partnership, or
pharmacy has any officer, partner, stockholder, or proprietor been convicted of a crime in connection with controlled substance(s) under
state or federal law, or ever surrendered, for cause, or had a federal controlled substance registration revoked, suspended, restricted,
denied, or ever had a state professional license or controlled substance registration revoked, suspended, denied, restricted or placed on
probation, or is any such action pending?
Date(s) of incident MM-DD-YYYY: _________________________________ Note: If question 5 does not apply to you, be sure to mark 'NO'.
Liability question #
EXPLANATION OF
"YES" ANSWERS
Applicants who have
answered “YES” to any
question above must
provide an explanation.
Location(s) of incident:
Nature of incident (if necessary, attach a separate sheet and return with application):
Disposition of incident:
SECTION 6
EXEMPTION FROM APPLICATION FEE
Check this box if the applicant is a federal, state, or local government official or institution. Does not apply to contractor-operated institutions.
Business or Facility Name of Fee Exempt Institution. Be sure to enter the address of this exempt institution in Section 1.
FEE EXEMPT
CERTIFIER
Provide the name,
email and phone
number of the
certifying official
The undersigned hereby certifies that the applicant named hereon is a federal, state or local government official or institution,
and is exempt from payment of the application fee.
Signature of certifying official (other than applicant)
Date
Print or type name and title of certifying official
Telephone No. (required for verification)
Email address of certifying official
SECTION 7
METHOD OF
PAYMENT
Check
Make check payable to: Drug Enforcement Administration
See page 4 of instructions for important information.
American Express
Check one form of
payment only
Credit Card Number
Sign if paying by
credit card
Signature of Card Holder
Discover
Master Card
Mail this form with payment to:
DEA Headquarters
ATTN: Registration Section/ODR
P.O. Box 2639
Springfield, VA 22152-2639
Visa
Expiration Date
FEE IS NON-REFUNDABLE
Printed Name of Card Holder
SECTION 8
APPLICANT'S
SIGNATURE
Sign in ink
I certify that the foregoing information furnished on this application is true and correct.
Signature of applicant (sign in ink)
Date
Print or type name and title of applicant
WARNING: 21 USC 843(d), states that any person who knowingly or intentionally furnishes false or fraudulent information in the application
is subject to a term of imprisonment of not more than 4 years, and a fine under Title 18 of not more than $250,000, or both.
224 - Page 2
Form - 224
APPLICATION FOR REGISTRATION
SUPPLEMENTARY INSTRUCTIONS AND INFORMATION
SECTION 1. APPLICANT IDENTIFICATION - Information must be typed or printed in the blocks provided to help reduce data entry errors. A physical address is required in
address line 1; a post office box or continuation of address may be entered in address line 2. Fee exempt applicant must list the address of the federal or state fee exempt
institution.
Applicant must enter a valid social security number (SSN), or a tax identification number (TIN) if applying as a business entity. Debt collection information is mandatory
pursuant to the Debt Collection Improvement Act of 1996.
The email address, point of contact, national provider id, date of birth, year graduated, and professional school are new data items that are used to facilitate communication
or as required by inter-agency data sharing requirements. They are requested in order to facilitate communication or as required by inter-agency data sharing requirements.
Practitioner must enter one degree from this list: DDS, DMD, DO, DPM, DVM, or MD.
Mid-level practitioner must enter one degree from this list: DOM, HMD, MP, ND, NP, OD, PA, or RPH.
SECTION 2. BUSINESS ACTIVITY - Indicate only one. Practitioner or mid-level practitioner must enter the degree conferred, and are requested to enter the last
professional school of matriculation and the year graduated.
PL
E
Automated dispensing system (ADS) must provide current DEA registration number of parent retail pharmacy or hospital, and attach a notarized affidavit in
accordance with 21 CFR Part 1301.17. Affidavit must include:
1. Name of parent retail pharmacy or hospital and complete address
2. Name of Long-term Care (LTC) facility and complete address
3. Permit or license number(s) and date issued of State certification to operate ADS at named LTC facility
4. Required Statement:
This affidavit is submitted to obtain a DEA registration number. If any material information is false, the Administrator may commence proceedings to deny the
application under section 304 of the Act (21 U.S.C. 8224(a)). Any false or fraudulent material information contained in this affidavit may subject the person signing
this affidavit, and the named corporation/partnership/business to prosecution under section 403 of the Act (21 U.S.C 843).
5. Name of corporation operating the retail pharmacy or hospital
6. Name and title of corporate officer signing affidavit
7. Signature of authorized officer
SECTION 3. DRUG SCHEDULES - Applicant should check all drug schedules to be handled. However, applicant must still comply with state requirements; federal
registration does not overrule state restrictions. Check the order form box only if you intend to purchase or to transfer schedule 2 controlled substances. Order forms will be
mailed to the registered address following issuance of a Certificate of Registration. The following list of drug codes are examples of controlled substances for narcotic and
non-narcotic schedules 2, 3, 4, and 5. Refer to the CFR for a complete list of basic classes.
BASIC
CLASS
SCHEDULE 3 NARCOTIC
BASIC
CLASS
SCHEDULE 4
BASIC
CLASS
Alphaprodine (Nisentil)
9010
Buprenorphine (Buprenex, Temgesic, Subutex
9064
Alprzolam (Xanax)
2882
Anileridine (Leritine)
9020
Codeine combo product up to 90 mg/du (Empirin)
9804
Barbital (Veronal, Plexonal, Barbitone)
2145
Cocaine (Methyl Benzoylecgonine)
9041
Dihydrocodeine combo prod 90 mg/du (Compal)
9807
Chloral Hydrate (Noctec)
2465
Codeine (Morphine methyl ester)
9050
Ethylmorphine combo product 15 mg/du
9808
Chlordiazepoxide (Librium, Libritabs)
2744
Dextropropoxyphene (bulk)
9273
Hydrocodone combo product (Lorcet, Vicodin)
9806
Clorazepate (Tranxene)
2768
Diphenoxylate
9170
Morphine combo product 50 mg/100ml or gm
9810
Dextropropoxyphene du (Darvon)
9278
Diprenorphine (M50-50)
9058
Opium combo product 25 mg/du (Paregoric)
9809
Diazepam (Valium, Diastat)
2765
Ethylmorphine (Dionin)
9190
SCHEDULE 3 NON-NARCOTIC
BASIC
CLASS
Diethylpropion (Tenuate, Tepanil)
1610
Etorphine Hydrochloride (M-99)
9059
Anabolic Steroids
4000
Difenoxin 1mg/25ug atropine SO4/du (Motofen)
9167
Glutethimide (Doriden, Dorimide)
2550
Benzphetamine (Didrex, Inapetyl)
1228
Fenfluramine (Pondimin, Dexfenfluramine)
1670
Hydrocodone (Dihydrocodeinone)
9193
Butalbital (Fiorinal, Butalbital w/aspirin)
2100/2165
Flurazepam (Dalmane)
2767
Hydromorphone (Dialudid)
9150
Dronabinol in sesame oil w/soft gelatin capsule
7369
Halazepam (Paxipam)
2762
Levo-alphacetylmethadol (LAAM)
9648
Gamma Hydroxbutyric Acid preps (Zyrem)
2012
Lorazepam (Ativan)
2885
Levorphanol (Levo-Dromoran)
9220
Ketamine (Ketaset)
7285
Mazindol (Sanorex, Mazanor)
1605
Meperidine (Demerol, Mepergan)
9230
Methyprylon (Noludar)
2575
Mebutamate (Capla)
2800
Methadone (Dolophine, Methadose)
9250
Pentobarbital suppository du & noncontrolled active ingred. (FP-3, WANS)
2271
Meprobamate (Miltown, Equanil)
2820
Morphine (MS Contin, Roxanol)
9300
Phendimetrazine (Plegine, Bontril, Statobex
1615
Methohexital (Brevital
2264
Opium, powdered
9639
Secobarbital suppository du & noncontrolled active ingredients
2316
Methylphenobarbital (Mebaral)
2250
Opium, raw
9600
Thiopental (Pentothal)
2100/2329
Midazolam (Versed)
2884
Oxycodone (Oxycontin, Percocet)
9143
Vinbarbital (Delvinal)
2100/2329
Oxazepam (Serax, Serenid-D))
2835
Oxymorphone (Numorphan)
9652
Paraldehyde (Paral)
2585
Opium Poppy / Poppy Straw
9650
SCHEDULE 5
BASIC
CLASS
Pemoline (Cylert)
1530
Poppy Straw Concentrate
9670
Codeine Cough Preparation (Cosanyl, Pediacof)
9050
Pentazocine (Talwin, Talacen)
9709
Thebaine
9333
Difenoxin Preparation (Motofen)
9167
Phenobarbital (Luminal, Donnatal)
2285
SCHEDULE 2 NON-NARCOTIC
BASIC
CLASS
Dihydrocodeine Preparation (Cophene-S)
9120
Phentermine (Ionamin, Fastin, Zantryl)
1640
Amobarbital (Amytal, Tuinal)
2125
Diphenoxylate Preparation (Lomotil, Logen)
9170
Prazepam (Centrax)
2764
Amphetamine (Dexedrine, Adderall)
1100
Ethylmorphine Preparation
9190
Quazepam (Doral)
2881
Methamphetamine (Desoxyn)
1105
Opium Preparation (Kapectolin PG)
9809
Temazepam (Restoril)
2925
Methylphenidate (Concerta, Ritalin)
1724
Triazolam (Halcion)
2887
Pentobarbital (Nemutal)
2270
Zolpidem (Ambien, Ivadal, Stilnox)
2783
Phencyclidine (PCP)
7471
Phenmetrazine (Preludin)
1631
Phenylacetone
8501
Secobarbital (Seconal)
2315
SA
M
SCHEDULE 2 NARCOTIC
NEW INST - Page 3
Form - 224
APPLICATION FOR REGISTRATION
- CONTINUED -
SUPPLEMENTARY INSTRUCTIONS AND INFORMATION
SECTION 4. STATE LICENSE(S) - Federal registration by DEA is based upon the applicant 's compliance with applicable state and local laws. Applicant should contact the
local state licensing authority prior to completing this application. If your state requires a separate controlled substance number, provide that number on this application.
SECTION 5. LIABILITY - Applicant must answer all four questions for the application to be accepted for processing. If you answer "Yes" to a question, provide an
explanation in the space provided. If you answer "Yes" to several of the questions, then you must provide a separate explanation describing the date, location, nature, and
result of each incident. If additional space is required, you may attach a separate page.
SECTION 6. EXEMPTION APPLICATION FEE - Exemption from payment of application fee is limited to federal, state or local government official or institution. The
applicant's superior or agency officer must certify exempt status. The signature, authority title, and telephone number of the certifying official (other than the applicant) must
be provided. The address of the fee exempt institution must appear in Section 1.
SECTION 7. METHOD OF PAYMENT - Indicate the desired method of payment. Make checks payable to "Drug Enforcement Administration". Third-party checks or checks
drawn on foreign banks will not be accepted. FEES ARE NON-REFUNDABLE.
SECTION 8. APPLICANT'S SIGNATURE - Applicant MUST sign in this section or application will be returned. Card holder signature in section 7 does not fulfill this
requirement.
E
Notice to Registrants Making Payment by Check
Authorization to Convert Your Check: If you send us a check to make your payment, your check will be converted into an electronic fund transfer. "Electronic fund transfer"
is the term used to refer to the process in which we electronically instruct your financial institution to transfer funds from your account to our account, rather than processing
your check. By sending your completed, signed check to us, you authorize us to copy your check and to use the account information from your check to make an electronic
fund transfer from your account for the same amount as the check. If the electronic fund transfer cannot be processed for technical reasons, you authorize us to process the
copy of your check.
PL
Insufficient Funds: The electronic funds transfer from your account will usually occur with 24 hours, which is faster than a check is normally processed. Therefore, make
sure there are sufficient funds available in your checking account when you send us your check. If the electronic funds transfer cannot be completed because of insufficient
funds, we may try to make the transfer up to two more times.
Transaction Information: The electronic fund transfer from your account will be on the account statement you receive from your financial institution. However, the transfer
may be in a different place on your statement than the place where your checks normally appear. For example, it may appear under "other withdrawals" or "other
transactions." You will not receive your original check back from your financial institution. For security reasons, we will destroy your original check, but we will keep a copy of
the check for record-keeping purposes.
SA
M
Your Rights: You should contact your financial institution immediately if you believe that the electronic fund transfer reported on your account statement was not properly
authorized or is otherwise incorrect. Consumers have protections under Federal law called the Electronic Fund Transfer Act for an unauthorized or incorrect electronic fund
transfer.
ADDITIONAL INFORMATION
No registration will be issued unless a completed application has been received (21 CFR 1301.13).
In accordance with the Paperwork Reduction Act of 1995, no person is required to respond to a collection of information unless it displays a valid OMB control number. The
OMB number for this collection is 1117-0014. Public reporting burden for this collection of information is estimated to average 12 minutes per response, including the time
for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the information.
The Debt Collection Improvements Act of 1996 (31 U.S.C. §7701) requires that you furnish your Taxpayer Identification Number (TIN) or Social Security Number (SSN) on
this application. This number is required for debt collection procedures if your fee is not collectible.
PRIVACY ACT NOTICE: Providing information other than your SSN or TIN is voluntary; however, failure to furnish it will preclude processing of the application. The
authorities for collection of this information are §§302 and 303 of the Controlled Substances Act (CSA) (21 U.S.C. §§822 and 823). The principle purpose for which the
information will be used is to register applicants pursuant to the CSA. The information may be disclosed to other Federal law enforcement and regulatory agencies for law
enforcement and regulatory purposes, State and local law enforcement and regulatory agencies for law enforcement and regulatory purposes, and persons registered under
the CSA for the purpose of verifying registration. For further guidance regarding how your information may be used or disclosed, and a complete list of the routine uses of this
collection, please see the DEA System of Records Notice "Controlled Substances Act Registration Records" (DEA-005), 52 FR 47208, December 11, 1987, as modified.
Your Local
DEA Office
CONTACT INFORMATION
All offices are listed on web site
(800, 877, and 888 are toll-free)
INTERNET
www.deadiversion.usdoj.gov
TELEPHONE
HQ Call Center (800) 882-9539
WRITTEN INQUIRIES:
DEA
Attn: Registration Section/ODR
P.O. Box 2639
Springfield, VA 22152-2639
NEW INST - Page 4
File Type | application/pdf |
File Modified | 0000-00-00 |
File Created | 0000-00-00 |