60-Day Federal Register Notice

FR1-0093 Notices Required of Government Securitues Dealers or Brokers 83 FR 59382 Nov 23 2018.pdf

Notices Required of Government Securities Dealers or Brokers (Insured State Nonmember Banks)

60-Day Federal Register Notice

OMB: 3064-0093

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59382

Federal Register / Vol. 83, No. 226 / Friday, November 23, 2018 / Notices

process and to better account for the
burdens associated with requests for
proposals and price quotations as well
as RFIs.
Request for Comment
Comments are invited on: (a) Whether
the collection of information is
necessary for the proper performance of
the FDIC’s functions, including whether
the information has practical utility; (b)
the accuracy of the estimates of the
burden of the information collection,
including the validity of the
methodology and assumptions used; (c)
ways to enhance the quality, utility, and
clarity of the information to be
collected; and (d) ways to minimize the
burden of the collection of information
on respondents, including through the
use of automated collection techniques
or other forms of information
technology. All comments will become
a matter of public record.
Dated at Washington, DC, on November 19,
2018.
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary.
[FR Doc. 2018–25479 Filed 11–21–18; 8:45 am]
BILLING CODE 6714–01–P

FEDERAL DEPOSIT INSURANCE
CORPORATION
Agency Information Collection
Activities: Proposed Collection
Renewal; Comment Request (OMB No.
3064–0093)
Federal Deposit Insurance
Corporation (FDIC).
ACTION: Notice and request for comment.
AGENCY:

The FDIC, as part of its
obligations under the Paperwork
Reduction Act of 1995 (PRA), invites the
general public and other Federal
agencies to take this opportunity to
comment on the renewal of the existing
information collection described below.
DATES: Comments must be submitted on
or before January 22, 2019.
ADDRESSES: Interested parties are
invited to submit written comments to
the FDIC by any of the following
methods:
• https://www.FDIC.gov/regulations/
laws/federal.
• Email: comments@fdic.gov. Include
the name and number of the collection
in the subject line of the message.
• Mail: Manny Cabeza (202–898–
3767), Counsel, MB–3007, Federal
Deposit Insurance Corporation, 550 17th
Street NW, Washington, DC 20429.
SUMMARY:

• Hand Delivery: Comments may be
hand-delivered to the guard station at
the rear of the 17th Street building
(located on F Street), on business days
between 7:00 a.m. and 5:00 p.m.
All comments should refer to the
relevant OMB control number. A copy
of the comments may also be submitted
to the OMB desk officer for the FDIC:
Office of Information and Regulatory
Affairs, Office of Management and
Budget, New Executive Office Building,
Washington, DC 20503.
FOR FURTHER INFORMATION CONTACT:

Manny Cabeza, Counsel, 202–898–3767,
mcabeza@fdic.gov, MB–3007, Federal
Deposit Insurance Corporation, 550 17th
Street NW, Washington, DC 20429.
Proposal
to renew the following currently
approved collection of information:
1. Title: Notices Required of
Government Securities Dealers or
Brokers.
OMB Number: 3064–0093.
Form Number: G–FIN; G–FINW; G–
FIN4 & G–FIN5.
Affected Public: Insured state
nonmember banks acting as government
securities brokers and dealers.
Burden Estimate:

SUPPLEMENTARY INFORMATION:

SUMMARY OF ANNUAL BURDEN
Estimated
frequency of
responses

Estimated
time per
response

1

On Occasion .....

1 hour ..................

1

Mandatory .......

1

On Occasion .....

15 minutes ...........

.25

Reporting .....

Mandatory .......

1

On Occasion .....

2 hours ................

2

Reporting .....

Mandatory .......

5

On Occasion .....

2 hours ................

10

Information collection description

Type of
burden

Obligation
to respond

Notice by Financial Institutions of
Government Securities Broker or
Government Securities Dealer Activities (G–FIN).
Notice By Financial Institutions of
Termination of Activities as a
Government Securities Broker of
Government Securities Dealer
(G–FINW).
Disclosure Form for Person Associated with a Financial Institution
Securities Broker or Dealer (G–
FIN–4).
Uniform Termination Notice for Persons Associated With a Financial
Institution Government Securities
Broker of Dealer (G–FIN–5).

Reporting .....

Mandatory .......

Reporting .....

Total Estimated Annual Burden:
13.25 hours.
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General Description of Collection
The Government Securities Act of
1986 requires all financial institutions
acting as government securities brokers
and dealers to notify their Federal
regulatory agencies of their brokerdealer activities, unless exempted from

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Estimated
number of
respondents

the notice requirements by Treasury
Department regulation.
The Form G–FIN and Form G–FINW
are used by insured State nonmember
banks that are government securities
brokers or dealers to notify the FDIC of
their status or that they have ceased to
function as a government securities
broker or dealer.
The Form G–FIN–4 is used by
associated persons of insured State

PO 00000

Frm 00029

Fmt 4703

Sfmt 4703

Estimated
annual burden
(hours)

nonmember banks that are government
securities brokers or dealers to provide
certain information to the bank and to
the FDIC concerning employment,
residence, and statutory
disqualification.
The Form G–FIN–5 is used by insured
State nonmember banks that are
government securities brokers or dealers
to notify the FDIC that an associated
person is no longer associated with the

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Federal Register / Vol. 83, No. 226 / Friday, November 23, 2018 / Notices
government securities broker or dealer
function of the bank.
There is no change in the method or
substance of the collection. The overall
reduction in burden hours (from 17
hours to 13.25 hours) is the result of
economic fluctuation. In particular, the
number of respondents has decreased
from 17 to 8 while the hours per
response and frequency of responses
have remained the same.
Request for Comment
Comments are invited on: (a) Whether
the collection of information is
necessary for the proper performance of
the FDIC’s functions, including whether
the information has practical utility; (b)
the accuracy of the estimates of the
burden of the information collection,
including the validity of the
methodology and assumptions used; (c)
ways to enhance the quality, utility, and
clarity of the information to be
collected; and (d) ways to minimize the
burden of the collection of information
on respondents, including through the
use of automated collection techniques
or other forms of information
technology. All comments will become
a matter of public record.
Dated at Washington, DC, on November 19,
2018.
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary.
[FR Doc. 2018–25520 Filed 11–21–18; 8:45 am]
BILLING CODE 6714–01–P

FEDERAL DEPOSIT INSURANCE
CORPORATION

amozie on DSK3GDR082PROD with NOTICES1

Sunshine Act Meeting

Increase the Appraisal Threshold for
Residential Real Estate Transactions,
Implement the Residential Rural
Exemption, and Require Appropriate
Appraisal Review.
Memorandum and resolution re: Final
Rule on Transferred OTS Regulations
Regarding Fiduciary Powers of State
Savings Associations and Consent
Requirements for the Exercise of Trust
Powers.
Memorandum and resolution re: Final
Rule to Revise the FDIC’s Regulations
Concerning Inflation-Adjusted
Maximum Civil Money Penalty
Amounts.
Report of actions taken pursuant to
authority delegated by the Board of
Directors.
Discussion Agenda
Memorandum and resolution re:
Notice of Proposed Rulemaking on
Proposed Changes to Applicability
Thresholds for Regulatory Capital
Requirements and Liquidity
Requirements.
In calling the meeting, the Board
determined, on motion of Director
Martin J. Gruenberg, seconded by
Director Mick Mulvaney (Acting
Director, Consumer Financial Protection
Bureau), concurred in by Director
Joseph Otting (Comptroller of the
Currency), and Chairman Jelena
McWilliams, that Corporation business
required its consideration of the matters
on less than seven days’ notice to the
public; and that no earlier notice of the
meeting than that previously provided
on November 14, 2018, was practicable.
The meeting was held in the Board
Room located on the sixth floor of the
FDIC Building located at 550 17th Street
NW, Washington, DC.

Pursuant to the provisions of the
‘‘Government in the Sunshine Act’’ (5
U.S.C. 552b), notice is hereby given that
the Federal Deposit Insurance
Corporation’s Board of Directors met in
open session at 10:00 a.m. on Tuesday,
November 20, 2018, to consider the
following matters:

Dated: November 20, 2018
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary.

Summary Agenda
Disposition of minutes of previous
Board of Directors’ Meetings.
Memorandum and resolution re:
Regulatory Capital Rule: Capital
Simplification for Qualifying
Community Banking Organizations.
Memorandum and resolution re:
Notice of Proposed Rulemaking to

FEDERAL DEPOSIT INSURANCE
CORPORATION

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18:33 Nov 21, 2018

Jkt 247001

[FR Doc. 2018–25697 Filed 11–20–18; 4:15 pm]
BILLING CODE P

Agency Information Collection
Activities: Proposed Collection
Renewal; Comment Request (OMB No.
3064–0117; –0145; and –0152)
Federal Deposit Insurance
Corporation (FDIC).

AGENCY:

PO 00000

Frm 00030

Fmt 4703

Sfmt 4703

ACTION:

59383

Notice and request for comment.

The FDIC, as part of its
obligations under the Paperwork
Reduction Act of 1995 (PRA), invites the
general public and other Federal
agencies to take this opportunity to
comment on the renewal of the existing
information collections described
below.

SUMMARY:

Comments must be submitted on
or before January 22, 2019.

DATES:

Interested parties are
invited to submit written comments to
the FDIC by any of the following
methods:
• https://www.FDIC.gov/regulations/
laws/federal.
• Email: comments@fdic.gov. Include
the name and number of the collection
in the subject line of the message.
• Mail: Manny Cabeza (202–898–
3767), Counsel, MB–3007, Federal
Deposit Insurance Corporation, 550 17th
Street NW, Washington, DC 20429.
• Hand Delivery: Comments may be
hand-delivered to the guard station at
the rear of the 17th Street NW building
(located on F Street), on business days
between 7:00 a.m. and 5:00 p.m.
All comments should refer to the
relevant OMB control number. A copy
of the comments may also be submitted
to the OMB desk officer for the FDIC:
Office of Information and Regulatory
Affairs, Office of Management and
Budget, New Executive Office Building,
Washington, DC 20503.

ADDRESSES:

FOR FURTHER INFORMATION CONTACT:

Manny Cabeza, Counsel, 202–898–3767,
mcabeza@fdic.gov, MB–3007, Federal
Deposit Insurance Corporation, 550 17th
Street NW, Washington, DC 20429.
SUPPLEMENTARY INFORMATION:

Proposal To Renew the Following
Currently Approved Collections of
Information
1. Title: Multi-to-Stock Conversion of
State Savings Banks.
OMB Number: 3064–0117.
Form Number: None.
Affected Public: Insured state savings
associations.
Burden Estimate:

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