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pdfDistance Learning and
Telemedicine Grant
Program
Traditional
Application Guide
Fiscal Year 2019
Rural Utilities Service
Telecommunications Program
February 2019
DISTANCE LEARNING & TELEMEDICINE PROGRAM
GRANT APPLICATION GUIDE
FISCAL YEAR 2019
RURAL UTILITIES SERVICE
RURAL DEVELOPMENT
UNITED STATES DEPARTMENT OF AGRICULTURE
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a person is not required to respond to, a collection of information unless it displays a valid OMB
control number. The valid OMB control number for this information collection is 0575-0096.
The time required to complete this information collection is estimated to average 48 hours per
response, including the time for reviewing instructions, searching existing data sources,
gathering and maintaining the data needed, and completing and reviewing the collection of
information
Persons with disabilities who require alternative means for communications of program
information (Braille, large print, audiotape, etc.) should contact USDA’s TARGET Center on
(202) 720-1127 (TDD).
USDA is an equal opportunity provider, employer and lender.
Table of Contents
General Information: ............................................................................................................... 4
Changes for 2019 DLT: ........................................................................................................... 8
Eligible Grant Purposes: .......................................................................................................... 9
Ineligible Grant Purposes: ..................................................................................................... 10
Additional Eligibility Criteria: .............................................................................................. 11
Other Considerations ............................................................................................................. 11
Rural Areas ............................................................................................................................ 11
Online Education Services .................................................................................................... 11
Grant Limits .......................................................................................................................... 12
Grant Review Process ........................................................................................................... 12
Completing the Grant Application ........................................................................................ 13
A. Standard Form 424 w/Site Worksheet .............................................................................. 14
B. Executive Summary .......................................................................................................... 15
C. Scoring Criteria Documentation ....................................................................................... 16
D. Matching Requirements .................................................................................................... 25
Match Documentation Specifics - ......................................................................................... 27
E. Scope of Work .................................................................................................................. 28
F. Financial Information and Sustainability .......................................................................... 29
G. Statement of Experience ................................................................................................... 29
H. Telecommunications System Plan .................................................................................... 30
I. Compliance with other Federal Statutes ........................................................................... 32
J. Evidence of Legal Existence and Authority to Contract with the Federal Government .. 33
K. Environmental Impact and Historic Preservation ............................................................. 35
L. Consultation with USDA State Director ........................................................................... 35
M. Supplemental Information ............................................................................................ 35
Appendix A - Forms .............................................................................................................. 36
Appendix B: Finding Information on the Census Website .................................................. 59
Introduction and General Information
Distance Learning and Telemedicine Program
General Information:
Distance learning means a telecommunications link to an end user through the use of eligible
equipment to provide educational programs, instruction, or information originating in one area,
whether rural or not, to students and teachers who are located in rural areas.
Telemedicine means a telecommunications link to an end user through the use of eligible
equipment which electronically links medical professionals at separate sites in order to exchange
health care information in audio, video, graphic, or other format for the purpose of providing
improved health care services primarily to residents of rural areas.
The Distance Learning and Telemedicine (DLT) Grant Program is specifically designed to assist
rural communities in acquiring distance learning and telemedical technologies so that local
teachers, and medical service providers who serve rural residents can link to other teachers,
medical professionals, and other needed expertise located at distances too far to access
otherwise. Since 1994, the DLT Grant Program has helped to establish hundreds of distance
learning and telemedicine systems improving quality of life for thousands of residents in rural
communities all across the United States.
!! BEFORE GETTING STARTED!!
All applicants must read:
7 CFR 1734, Subpart A and B
Funding Opportunity Announcement (FOA) published in the on the DLT website
and Grants.gov on February 14, 2019.
DLT Program Website: https://www.rd.usda.gov/programs-services/distancelearning-telemedicine-grants;
The regulation MUST be used in conjunction with this Application Guide. Should
any differences result in the interpretation of this Application Guide and the
regulation, the regulation takes precedence over information contained in this
Application Guide.
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For additional information concerning this grant program, please contact:
Loan Origination and Approval Division, Telecommunications Program
(202) 720-0800 or Email: dltinfo@wdc.usda.gov
Additional information and forms are available on our website at:
https://www.rd.usda.gov/programs-services/distance-learning-telemedicine-grants
When and Where to Submit Application:
GRANT applications must be postmarked by:
May 15, 2019
Applications must be submitted in EITHER of the following two ways:
1.
Electronically via www.grants.gov
If submitting via grants.gov, it is the applicant’s responsibility to ensure that all required
documentation is included with the submittal.
OR
2.
Postmarked, shipped, or hand-delivered 2 paper copies of a completed application, one
with original signatures, accompanied by a full electronic copy in the form of a USB
Flash Drive. The paper applications and the USB Flash Drive containing a digital copy
of the full application must be submitted to:
Deputy Assistant Administrator
Loan Origination and Approval Division
Rural Utilities Service
STOP 1597, Room 2844
1400 Independence Ave., SW
Washington, D.C. 20250-1597
Due to the possible disruptions in mail delivery service, applicants are strongly encouraged to
submit applications via express mail or hand delivery to our office.
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Applicants that submit their applications after the deadline noted above will be notified
that their applications will not be considered for funding and their applications will be
returned.
Prior to official submission of applications, applicants may request technical assistance or other
application guidance from the Agency, if such requests are made prior to April 30, 2019.
Technical assistance is not meant to be an analysis or assessment of the quality of the materials
submitted, a substitute for agency review of completed applications, nor a determination of
eligibility, if such determination requires in-depth analysis. The Agency will not solicit or
consider scoring or eligibility information that is submitted after the application deadline. The
Agency reserves the right to contact applications to seek clarification information on materials
contained in the submitted application.
Applications Delivered by Mail:
Paper applications must show proof of mailing or shipping consisting of one of the following:
1.
A legibly dated U.S. Postal Service (USPS) postmark;
2.
A legible mail receipt with the date of mailing stamped by the USPS by midnight Eastern
Time; or
3.
A dated shipping label from a commercial carrier showing that the commercial carrier
received the package on or before the application submittal deadline. Self-generated
shipping labels where the actual pickup by the carrier occurs after the application
submittal deadline are not acceptable.
If an application is sent through the USPS, neither of the following will be accepted as proof of
mailing:
1.
2.
A private metered postmark; or
A mail receipt that is not dated by the USPS.
Applicants should note that the USPS does not uniformly provide a dated postmark. Before
relying on this method, an applicant should check with its local post office.
Applications Delivered by Hand:
Applications delivered by hand will be accepted daily between 8:00 a.m. and 4:30 p.m. (Eastern
Time), except Saturdays, Sundays, and Federal holidays. Individuals delivering applications
must provide proper identification to enter the building.
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Applications Submitted Electronically:
Electronic applications will only be accepted when submitted through the Grants.gov
website. Applications will not be accepted via facsimile machine transmission or electronic
mail.
https://www.grants.gov
The Rural Utilities Service (RUS) strongly encourages applicants to obtain all necessary signups, credentials and authorizations well in advance of the deadline including the required
SAM.gov registration. Grants.gov requires some one-time credentialing and online
authentication procedures. These procedures may take several business days to complete.
Several requirements on Grants.gov and SAM.gov call for an annual update; applicants should
also ensure that their credentials and authorizations are up-to-date.
The Grants.gov website, like all web facilities, has finite capacity. If several federal grant
programs have the same application deadline date, periods of site overloading can be
experienced. Please plan accordingly.
Please follow the instructions on Grants.gov. If applicants experience a technical problem
retrieving or submitting an electronic application, they should contact the Grants.gov customer
support resources (click the "Customer Support" tab on any page of Grants.gov to get started).
RUS staffers do not control the technical aspects of Grants.gov and won't be able to help if an
applicant experiences a problem. However, RUS is available to answer questions about the
Program and the contents of an application.
Grants.gov applications must be submitted by midnight Eastern Time on the closing date.
Additional Registration Requirements for all Applicants:
Dun and Bradstreet Data Universal Numbering System Registration – As required by the
Office of Management and Budget (OMB), all applicants for grants must supply a Dun and
Bradstreet Data Universal Numbering System (DUNS) number when applying. The Standard
Form 424 (SF–424) contains a blank to enter the DUNS number. The DUNS number can be
obtained free of charge by calling Dun & Bradstreet.
Please see: https://www.grants.gov/applicants/organization-registration/step-1-obtain-dunsnumber.html
for more information on how to obtain a DUNS number or how to verify an organization’s
number.
The DUNS number must belong to the Applicant, not an affiliate, subsidiary or parent company.
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System for Award Management Registration – Applicants, whether applying electronically or by
paper, also must register in the System for Award Management (SAM) PRIOR to submitting an
application. Applicants may register for the SAM free of charge at https://www.sam.gov/SAM/ .
Applicants should keep in mind that it can take up to ten (10) business days to register with
SAM. Applicants should plan accordingly and begin the process well in advance of the
application deadline.
The SAM registration must remain active with current information at all times while RUS is
considering an application or while a Federal Grant Award or loan is active. To maintain the
registration in the SAM database the applicant must review and update the information free of
charge in the SAM database annually from date of initial registration or from the date of the last
update. The applicant must ensure that the information in the database is current, accurate, and
complete.
Please check the applicant's SAM registration for accuracy prior to submitting an application.
Changes for 2019 DLT:
Application Guide changes:
1.
Section J: Applicants must provide acceptable evidence of legal existence along with
SAM.gov print out.
Eligibility Requirements
Applicant Eligibility
To be eligible for a grant, an organization must:
1.
Be legally organized as an incorporated organization, an Indian tribe or tribal
organization, as defined in 25 U.S.C. 450b (e); a state or local unit of government, a
consortium; or other legal entity, including a private corporation organized on a for-profit
or not-for-profit basis. Each applicant must provide evidence of its legal capacity to
contract with the Rural Utilities Service to obtain the grant and comply with all
applicable requirements.
Consortium: A consortium is a combination or group of entities formed to undertake
the purposes for which the distance learning and telemedicine financial assistance is
provided.
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•
•
•
2.
If the applicant is an existing established consortium with the legal ability to contract
with the Federal Government, that organization can apply in the name of the formal
consortium.
If the applicant is an informal consortium which by itself lacks the legal capacity to
contract with the Federal Government, each individual entity must contract with RUS
in its own behalf.
An informal consortium may have a legally organized host organization which will
apply on behalf of the consortium and be designated as the project owner with all
awardee responsibilities.
Either operate a rural community facility or deliver distance learning or telemedicine
services to entities that operate a rural community facility or to residents of rural areas at
rates calculated to ensure that the benefit of the financial assistance is passed through to
such entities or to residents of rural areas.
Per 2 CFR 200.319 (a), contractors that develop or draft specifications, requirements,
statements of work, and invitations for bids or requests for proposals must be excluded
from competing for procurements of equipment or services under the grant.
Equipment vendors, manufacturers, system integrators, and other businesses whose
purpose in the proposal is to sell equipment or technological services to support applicants
cannot themselves be applicants or affiliates of the applicant. If the grant writer for the
application is paid by a vendor, manufacturer, system integrator, or other business, the
vendor, manufacturer, system integrator or other business becomes an affiliate of the
applicant and cannot participate in the project.
Note: Electric or telecommunications borrowers financed through the Rural Utilities Service are
eligible for grants.
Eligible Grant Purposes:
There are three categories of eligible purposes:
1.
Acquiring, by lease or purchase, eligible equipment. If leased, the cost of the lease
during the three-year life of the grant is eligible.
The following are examples of eligible equipment. This list is not exhaustive. Neither
does it convey blanket eligibility. A computer is not automatically eligible. It must be
used for an eligible purpose. Remember also that the purpose of the DLT Grant program
is to deliver education or medical care between remote sites via telecommunications, not
simply to furnish educational or medical technology.
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•
•
•
•
•
•
•
•
•
•
Computer hardware and software
Site licenses and maintenance contracts
Extended warranties (up to 3 years)
Audio and video equipment
Computer network components
Telecommunications terminal equipment
Data terminal equipment
Interactive audio/video equipment
Inside wiring
Broadband facilities, if owned by the applicant
In general, equipment not electronically interconnected to the grant and match funded equipment
is not eligible. The application must demonstrate both that the predominant purpose (50% or
more of use) of every line-item in the grant and match budget meets the DLT Grant definition of
distance learning and/or telemedicine,
NOTE: All equipment purchased for this Project must be new or non-depreciated.
2.
Acquiring instructional programming that is a capital asset (including the purchase or
lease of instructional programming already on the market). Renewals of instructional
programming are not eligible nor is classroom equipment (such as laboratory equipment).
Also, expenses (such as those for tuition, fees for coursework on a per course basis, or
fees for cultural events or virtual field trips) are not capital assets and therefore, are not
eligible.
3.
Providing technical assistance and instruction for using eligible equipment,
including any related software; developing instructional programming that is a capital
asset and providing engineering or environmental studies relating to the establishment or
expansion of the phase of the project to be financed with the grant. The costs for this
category cannot exceed 10% of the grant amount requested.
Ineligible Grant Purposes:
The following purposes are considered ineligible grant purposes (see 7 CFR 1734.23):
•
•
•
•
•
To pay for medical or educational equipment not having telemedicine or distance
learning as its essential function; including telephone systems.
To pay for Electronic Medical Records (EMS) systems.
To pay salaries, wages, or employee benefits to medical or educational personnel;
To pay for the salaries or administrative expenses of the applicant or the project;
To purchase equipment that will be owned by the local exchange carrier or another
telecommunications service provider unless that service provider is the applicant.
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•
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•
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To duplicate facilities providing distance learning or telemedicine services in place or
to reimburse the applicant or others for costs incurred prior to RUS' receipt of the
completed application;
To pay costs of preparing the application package for financial assistance under this
program;
For projects whose sole objective is to provide links between teachers and students or
between medical professionals who are located at the same facility or campus
environment;
For site development and the destruction or alteration of buildings;
For the purchase of land, buildings, or building construction;
For projects located in areas covered by the Coastal Barrier Resources Act (16 U.S.C.
3501 et seq.);
For any purpose that the Administrator has not specifically approved;
Except for leases provided for in §1734.21, to pay the cost of recurring or
operating expenses for the project including but not limited to broadband
connection fees;
For any other purposes not specifically contained in §1734.21.
Additionally, except as otherwise provided in §1734.12, grants shall not be used to finance a
project, in part, when the success of the project is dependent upon the receipt of additional
financial assistance under this subpart or is dependent upon the receipt of other financial
assistance that is not assured.
Additional Eligibility Criteria:
1.
Minimum Rurality Score: In order to be eligible to receive a grant, an application must
receive a minimum of 20 points as an average score for all hub/end-user and end-user
sites included in the project. See instructions under Section C-1 for calculating the
Rurality Score.
2.
Matching Contribution: The grant applicant’s matching contribution must equal 15
percent of the grant amount requested and be used for eligible grant purposes. See
instructions under Section D for more information on the Matching Contribution.
Other Considerations:
Rural Areas: The intent of the DLT program is to benefit rural areas (populations of 20,000 or
less). While some projects could include end-users in more urbanized areas, the Agency will
evaluate projects based on their benefit to rural areas.
Online Education Services: Because this program is intended to fund end-user equipment at
specifically identified sites, applications which propose to provide only web-based services
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which are universally available are considered ineligible. This type of project does not have a
defined service area and the beneficiaries can be located anywhere, including urban areas.
Grant Limits
The minimum Grant amount which can be requested is $50,000. The maximum Grant amount
which can be requested is $500,000.
Grant Review Process
1.
Grant Receipt: Completed applications must be postmarked, hand-delivered, or
submitted through https://www.grants.gov/ by the specified submission date to be
considered for funding.
2.
Incomplete Applications: RUS may request additional information that would not
change the application or scoring, in order to complete the appropriate documents
covering financial assistance.
3.
Scoring: All complete applications will be scored in accordance with the criteria set
forth in this guide, on the program website and the Grants.gov website.
4.
Ineligible Applications: Applicants with applications that are deemed ineligible will be
notified in writing regarding application deficiencies.
5.
Appeals: RUS Telecommunications and Electric Borrowers may appeal the decision to
reject their application. Any appeal must be made, in writing, within 10 days after the
applicant is notified of the determination to deny the application.
6.
Selection Process: Applications will be selected for approval based on scores assigned,
availability of funds, and the provisions of § 1734.27.
Regardless of the number of points an application receives, the Administrator may take any of
the following actions:
a) Limit the number of applications selected for projects located in any one State during
a fiscal year.
b) Limit the number of selected applications for a particular type of project.
c) Select an application receiving fewer points than another application, if there are
insufficient funds during a particular funding period to select the higher scoring
application. If the Administrator makes this kind of selection and it affects an
application, the applicant will be given an opportunity to reduce the amount of the
grant request to the amount of funds available.
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7.
Legal Documents: All grantees will be required to execute a standard DLT Grant
Agreement. A standard form of this agreement can be found on our website under the
Forms and Resources tab at: http://www.rd.usda.gov/programs-services/distancelearning-telemedicine-grants
Completing the Grant Application
This section addresses all the information that must be submitted in order for an application to be
deemed complete and considered for funding. Please make sure that all the necessary
information is included in the appropriate section. All the required forms and certifications are
included in Appendix A to this Guide
A.
B.
C.
D.
E.
F.
G.
H.
I.
J.
K.
L.
M.
Standard Form 424 w/Site Worksheet
An Executive Summary of the Project
Scoring Criteria Documentation
Matching Requirements
Scope of Work
Financial Information and Sustainability
Statement of Experience
Telecommunications System Plan
Compliance with other Federal Statutes
Evidence of Legal Authority and Existence
Environmental Impact and Historic Preservation
Consultation with USDA State Director and State Strategic Plan Conformity
Supplemental Information
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A.
Standard Form 424 w/Site Worksheet
There is one attachment to the SF-424, the Site Worksheet (required). Please use the following
definitions on the Site Worksheet when distinguishing a site as a Hub, Hub/End-User or EndUser Site. Applicant will keep these designations the same for Rurality and Economic Need
Worksheets.
Hub Sites: A hub site is a facility that is part of a network or telecommunications system
that provides educational or medical services to hub/end-user and/or end-user sites. A
pure hub receives no end-user benefits. The site is usually a connection management
point or is exclusively an educational or medical source of distance learning or
telemedicine.
End-User Site: An end-user site is a facility that is part of a network or
telecommunications system that is utilized by end-users. For a site to be included as an
end-user site for scoring purposes, the applicant must demonstrate equipment purchased
will be installed or placed at the site and site will only receive benefits or services from
other networked sites.
A Hub/End-User site performs both functions: a hub which also accommodates endusers.
Some of the information requested on the Site Worksheets such as population and congressional
districts can be obtained at the US Census web site. Further guidance on navigating the US
Census website is available in Appendix B.
The paper application must be signed by an authorized representative of the organization who
has the authority to commit the organization’s resources to carry out the project for the term of
the grant. If the application is submitted through Grants.gov, the person submitting the
application must be an authorized representative.
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B.
Executive Summary
The Executive Summary gives reviewers their first overall view of the project area, the problems
that residents face, and how the proposed project will address those problems. This is the
applicant's opportunity to discuss the core aspects of the project. It should contain a concise
description of the project including:
1.
2.
3.
4.
5.
6.
7.
8.
9.
A description of why the project is needed.
An explanation of how the applicant will address the need cited, why the applicant
requires the financial assistance, the types of education or medical services to be offered
by the projects, and the benefits to rural residents.
A description of the applicant, documenting eligibility:
An explanation of the total project cost including a breakdown of the grant required and
the source of matching contribution and other financial assistance for the remainder of
the project.
A statement specifying whether the project is either a distance learning or telemedicine
facility as defined in § 1734.3. If the project provides both distance learning and
telemedicine services, the applicant must identify the predominant use of the system.
Must include a statement specifying whether the project is requesting special
consideration points for STEM education or Opioid treatment. If no special consideration
is being requested, applicant should state “No special consideration requested.”.
A general overview of the telecommunications system to be developed, including the
types of equipment, technologies, and facilities used.
A description of the participating hubs and end user sites and the number of rural
residents that will be served by the project at each end user site.
A certification by the applicant that facilities constructed with grants do not duplicate
adequate established telemedicine or distance learning services.
A listing of the location of each end user site (city, town, village, borough, or rural areas)
plus the State.
At the end of the Executive Summary, please provide a section titled “Publicly Releasable
Project Description” which contains the following information:
1.
2.
3.
4.
Title of the Project
Description of the proposed hub/end-user and end-user site(s)
A brief description of project
Total estimated population affected by proposed project
Any information included in this section may be released to interested parties inquiring about an
application, so please provide an adequate description of the project, but do not include any
information that the applicant would not want released to the public. Please clearly denote the
section which is publicly releasable, including where the releasable description begins AND
ends.
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C.
Scoring Criteria Documentation
The DLT Grant Program is a competitive program. Applications are scored in objective and
subjective categories. The table below lists each DLT category, and the maximum points
available.
Objective Criteria
C-1
Rural Area (Rurality):
(up to 40 points)
This category based on Census population data.
C-2
Economic Need (SAIPE):
(up to 30 points)
This category is based on the U.S. Census Bureau’s SAIPE
program used to project annual estimates of income and
poverty statistics for school districts, counties, and states.
C-3
Special Consideration:
(10 points)
RUS will offer special consideration to applications that
have the primary purpose of STEM education or opioid
treatment.
Subjective Criteria
C-4
Need for Services and Project Benefits (Needs & Benefits):
(up to 30 points)
This criterion compares the specific need for the
technology in the proposed service territory, and how the
proposed project will address those needs and benefit the
residents of the area affected.
C-1
Rurality – Up to 40 Points
The Rurality score is based on the population size of each community where an end user site is
located. For non-fixed site projects and projects which contain non-fixed components, the
Rurality score will be based on the population of the Hub site. Applicants can use Census
population data either from the Census FactFinder Website (Appendix B) or from the Rand
McNally Atlas (Atlas) that cites the 2010 Census as its source for population statistics.
Population figures used in the 2019 DLT Grant competition must use the 2010 Census as the
source, whether it is from the Atlas, or from the FactFinder Website.
Please use the Rurality Worksheet to calculate the Rurality Score. The Worksheet is available as
an Excel worksheet at: https://www.rd.usda.gov/files/DLT2019_Worksheets.xlsx.
Include the population statistics and rurality calculations for all sites, including those designated
as (pure) hubs. Use the following definitions for assistance in designating the type of site:
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Hub Sites: A hub site is a facility that is part of a network or telecommunications system
that provides educational or medical services to end user sites. A pure hub receives no
end user benefits. The site is usually a connection management point or is exclusively an
educational or medical source of distance learning or telemedicine.
End-User Site: An end-user site is a facility that is part of a network or
telecommunications system that is utilized by end users. In order for a site to be included
as an end-user site for scoring purposes, the applicant must demonstrate equipment
purchased will be installed or placed at the site.
A Hub/End-User site performs both functions: a hub which also accommodates endusers.
The following classifications define the various population levels determining the Rurality score.
EXCEPTIONALLY RURAL AREA – 5,000 and under: 40 Points. Any area of the
USA not included within the boundaries of any incorporated or unincorporated city,
village, or borough having a population in excess of 5,000 inhabitants.
RURAL AREA – 5,001-10,000: 30 Points. Any area of the USA included within the
boundaries of any incorporated or unincorporated city, village, or borough having a
population over 5,000 and not in excess of 10,000 inhabitants.
MID-RURAL AREA – 10,001-20,000: 20 Points. Any area of the USA included within
the boundaries of any incorporated or unincorporated city, village, or borough having a
population over 10,000 and not in excess of 20,000 inhabitants.
URBAN AREA - Over 20,000: 0 Points. Any area of the USA included within the
boundaries of any incorporated or unincorporated city, village, or borough having a
population in excess of 20,000 inhabitants.
Use the Rurality Worksheet to enter: 1) the name given to the site; 2) the town, city, or Census
Designated Place within a state where the site is located; 3) the population (2010 Census) of the
town, city or Census Designated Place; and 4) the Rurality score (as derived from the
Population-to-Score table).
Although pure hubs are not included in the calculation, except in the case of Non-fixed end-user
applications and hybrid applications, the Agency will need this data to recalculate the score if
there appears to be end user beneficiaries at the site. Place the sites in the same order and use the
same numbering as on the Site Worksheet (and which will be used on the SAIPE Worksheet).
If any end-user sites are not within the boundaries of a town or a place that can be identified by
the 2010 Census or found in the listing of cities, towns, and places in the Atlas, there is a
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possibility that the community is so rural that it is not associated with any Census-recognized
community. If this is the case, the location would be considered by the RUS DLT Program as
‘Census Rural’ and be reported as an “Exceptionally Rural Area".
Adding up Individual Scores for an Overall Rurality Score
After all the sites and corresponding populations have been entered on the Rurality Worksheet,
calculate the estimated score by taking the average of the scores for sites designated as end-users
or hub/end-users. Do not include pure hubs in the calculation. Exception: Non-fixed end-user
applications only use hub sites in the calculation and Hybrid Projects use hub sites for the nonfixed portion of the service area.
Minimum Rurality Score: In order to be eligible to receive a grant, an application must receive
a minimum of 20 points as an average score for all hub/end-user and end-user sites included in
the project.
Rounding
Scores should be shown with their decimals rounded to 2 decimal places (i.e., 20.49999 rounds
to 20.50).
C-2 Economic Need – Up to 30 Points
Economic Need is measured by the latest County SAIPE, poverty percentage, all ages, data
found at US Census SAIPE data . This criterion will be used to evaluate the relative financial
need of the applicant, community, and project. All applicants are required to provide the
applicable SAIPE percentage based on the county where the hub, hub/end-user and end-user sites
(as defined in §1734.3) are located.
Please use the Economic Need Worksheet to calculate the score. The Worksheet is available as
an Excel worksheet at https://www.rd.usda.gov/files/DLT2019_Worksheets.xlsx
.
The Economic Need score is based on SAIPE data for the COUNTY where the hub/end-user
and end-user sites are located. Exception: Non-fixed end-user applications only use Hub sites
in the calculation and Hybrid Projects use Hub sites for the Non-fixed portion of the service area.
The SAIPE data used is from the column “poverty percentage, all ages”.
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Determining the Economic Need Score:
The project SAIPE percentage will be determined by the average of the county percentages for
all of the end user sites. For purposes of averaging, if a hub is also utilized as an end user site,
the hub will be considered as an end user site.
The applicant will receive points as follows:
County SAIPE percentage greater than or equal to 30 percent - 30 points
County SAIPE percentage greater than or equal to 20 percent but less than 30 percent - 20
points
County SAIPE percentage greater than or equal to 10 percent but less than 20 percent - 10
points
County SAIPE percentage less than 10% percent - 0 points
How is the score calculated?
1.
The “Average SAIPE” entered on the Economic Need Worksheet is the average of the
relevant eligibility percentages for all the hub/end-user and end-user sites. When
calculating the average, use the eligibility percentages exactly as presented in the
Census data, one decimal place.
2.
Do not round: After calculating the average, enter it in the “Average SAIPE” block on
the Economic Need Worksheet.
3.
Use the scoring table below (it also appears on the Economic Need Worksheet) to enter
the score in the “Applicant’s Estimated Economic Need Score” block.
SAIPE County Percentage:
SAIPE < 10%
10% ≤ SAIPE < 20%
20% ≤ SAIPE < 30%
30% ≤ SAIPE
4.
Points
0
10
20
30
Hub/End-User and End-User sites located within geographic areas for which no SAIPE
data exist will be determined to have an average SAIPE poverty percentage of 30%.
Such geographic areas may include territories and other locations eligible for funding
through the DLT program.
19
C-3 Special Consideration – 10 Points
RUS will offer special consideration to applications that have STEM education or opioid
treatment as their primary purpose. Such applications will be awarded 10 points. Special
Consideration points should be specifically requested using the sample Special Consideration
Worksheet or a similar document. The sample worksheet is also available as an Excel worksheet
at: https://www.rd.usda.gov/files/DLT2019_Worksheets.xlsx.
The special consideration purpose must be fully defined in the Executive Summary and the
Needs and Benefits sections of the application. The applicant should identify any certifications,
credentials, or other relevant specialized training that demonstrates the ability of the
instructors/councilors/medical professionals to provide the STEM education or opioid treatment.
STEM
For the purpose of the DLT program, STEM education is defined as education in the various
science, technology, engineering, and mathematics disciplines. STEM encompasses a wide
range of academic and technical subjects, including the physical sciences, life sciences,
natural sciences, information technology, engineering and mathematics education. STEM
includes health care programs that train students for careers in the medical or scientific
research fields. STEM also includes career/technical education and apprenticeships in any of
the STEM fields, which can be considered Applied STEM.
STEM education eligible purposes include:
• Classes offering STEM curriculum
• Training in STEM fields, including apprenticeships and instructor training
• Laboratory or other equipment that contributes to the live interactive STEM
curriculum
Opioid Treatment
For the purpose of the DLT program, opioid treatment is defined as the interactive
communication between medical or educational professionals and opioid users or their
families, other treatment professionals or those who interact with opioid users.
Opioid treatment eligible purposes include:
• Counseling of opioid users
• Treatment of opioid dependent persons
• Training of medical professionals, counselors or first responders in the interaction
with opioid users.
• Education programs addressing opioid abuse
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C-4 Need for Service and Project Benefits – Up to 30 Points
This criterion measures the extent to which the proposed project meets the need for distance
learning or telemedicine services in rural areas to address these needs. It should also address
benefits derived from the services proposed by the project, and local community involvement in
planning, implementing, and financial assistance of the project.
RUS will consider the extent of the applicant's documentation explaining the economic and
educational or health care challenges facing the community; the applicant's proposed plan to
address these challenges; how the grant can help; and why the applicant cannot complete the
project without a grant. RUS will also consider the extent to which the applicant provides
evidence that economic and educational or health care challenges could not be addressed without
employing advanced technology. RUS will also consider any support by recognized experts in
educational and/or health care related fields, any documentation substantiating the educational
and/or health care underserved nature of the applicant's proposed service area, and any
justification for specific educational and/or medical services which are needed and will provide
direct benefits to rural residents.
Some examples of benefits to be provided by the project include, but are not limited to:
1.
2.
3.
4.
5.
6.
7.
8.
9.
Improved educational opportunities for a specified number of students;
Travel time and money saved by telemedicine diagnoses;
Number of doctors retained in rural areas;
Number of additional students electing to attend higher education institutions;
Lives saved due to prompt medical diagnoses and treatment;
New education courses offered, including college level courses;
Expanded use of educational facilities such as night training;
Number of patients receiving telemedicine diagnoses;
Provision of training, information resources, library assets, adult education, lifetime
learning, community use of technology, jobs, connection to region, nation, and world.
Other matters that will be considered by RUS under this criterion include:
1.
That rural residents, and other beneficiaries, desire the educational or medical services to
be provided by the project. A strong indication of need is the willingness of local end
users or institutions, to the extent possible, to contribute to the capital costs of
establishing the project. This could include letters of financial commitment toward the
project from local institutions.
2.
The extent of the project's planning, development, and support by local residents and
institutions. This may include evidence of community involvement, as exemplified in
community meetings, public forums, and surveys. In addition, applicants should provide
21
evidence of local residents' participation in the project planning and development.
Additionally, a complete project may require items that are ineligible as grant or match,
such as a building addition or a vehicle for mobile telemedicine. Although not eligible
for in-kind matching credit, any kind of financial support and contributions from the local
community (other than the applicant) does show evidence of the commitment of the
community to the project.
3.
The extent to which the application addresses the problems of population out-migration
and how the project seeks to slow, halt, or prevent population loss.
Need for Services
Clearly state the economic, geographic, educational, or health care challenges facing the
project’s respective communities and provide any documentation that demonstrates the
challenges. Use verifiable data and statistics to substantiate and quantify these challenges.
Demonstrate how the proposed project will help resolve these challenges and why the
applicant cannot afford the project without a grant.
Document support for the project provided by professionals in the educational or health care
fields. The more specific their professional opinion is regarding the situation and the proposed
project as a solution, the more compelling it is. Substantiate the underserved educational and/or
health care nature of the project’s proposed service area; and justify, explain, and document the
specific educational or medical services that will provide direct benefits to rural residents.
Demonstrate demand by rural residents and other beneficiaries for the educational or medical
services that the project would provide. Show that the project is designed to meet local
community needs. Willingness of local end-users or community-based organizations to
contribute to the costs of completing, operating, or maintaining the project is a strong indication
of community support. Documentation of support includes letters of financial and non-financial
commitment towards the project from local organizations.
Benefits Derived from Services
In addition to documenting the need for services, describe how the project would assist the
community in solving these challenges. Document the specific benefits of the project and
quantify them in terms of expected outcomes. Tie the benefits of the project DIRECTLY to
the stated needs the project is intended to address. Provide measurable targets or goals such as
estimates of the number of people that will benefit from the project.
Examples
For a distance learning project that serves secondary schools, provide the number of schools
and students that will benefit. The applicant should also document all other benefits provided by
the project with quantifiable goals when possible such as:
22
•
•
•
•
four-year foreign language availability up from 300 to 1,200 students;
organic chemistry offered for first time to entire district;
expanded educational facility use, such as evening vocational training;
a reduction in the rate of high school dropouts from 17% to 12%.
For a telemedicine project that serves a group of hospitals, provide the number of health care
facilities and the potential number of patients to benefit. The applicant should also document
all other benefits provided by the project such as:
•
•
•
•
time and monetary savings to the community from telemedicine diagnoses;
400 patients receiving at-home monitoring;
4 doctors retained in the community or medical staff trained;
lives saved due to prompt medical diagnosis.
Document any ancillary benefits or multiple uses that would create added value in the rural
communities which the project will serve. Examples include training, information resources,
library assets, adult education, lifetime learning, and job creation. If applicable, address
particular community problems such as out-migration and the extent to which the project would
reduce or prevent population loss.
Local community involvement in planning, implementing, and financial assistance of the
project.
Address the participation by local residents and organizations in planning and developing the
project. Include evidence of this participation in the application. Examples of evidence of
community involvement include community meetings, public forums and surveys.
Discuss Other Projects involving DLT Awards
DLT Grants cannot be awarded to projects that duplicate facilities. If any of the sites or service
territory in the project as described in the application are part of another application in FY 2019
or were part of a project funded in the previous two DLT competitions (2017 & 2018), explain
any relationship between or among these projects and discuss the specific need and benefit that
will be provided by the proposed project. In particular, discuss how match and grant funding for
this project, if approved, would complement previous efforts. (Provide a more thorough
discussion of project overlaps in the Telecommunications System Plan, as described above. In
the absence of an explanation, overlaps in projects are assumed to be duplication and as a
consequence, the project could be rejected as ineligible or scored comparatively low in Needs
and Benefits.)
23
In addition, applicants with previous awards should discuss the implementation of the previous
award with respect to the use of funds. This is particularly true if funds from the former award
have not yet been drawn down in its entirety.
24
D.
Matching Requirements
The grant applicant’s minimum matching contribution must equal 15% of the grant amount
requested. Matching contributions generally must be in the form of cash. However, in-kind
contributions solely for the purposes listed in §1734.21 may be substituted for cash and
appropriately identified on the budget worksheet.
Funding Commitment from other sources
The applicant must provide evidence, in form and substance satisfactory to RUS, that funding
agreements have been obtained to ensure completion of the project. These agreements shall be
sufficient to ensure:
a) Payment of all proposed expenditures for the project;
b) All required matching contributions in § 1734.22; and
c) Any other funds necessary to complete the project.
Please use the Matching Worksheet to calculate the match percentage. The Worksheet is
available as an Excel worksheet at https://www.rd.usda.gov/files/DLT2019_Worksheets.xlsx.
Additionally, documentation submitted in support of the application should reflect all financial
support for the project from non-Federal sources as required by §1734.22. The applicant must
provide evidence, from authorized representatives of the sources, of a commitment that the funds
are available and will be used for the project.
Special Matching Provisions for American Samoa, Guam, the Virgin Islands, and the
Northern Mariana Islands. Under Federal law, applications from these areas are exempt from
matching requirements up to $200,000. The maximum DLT Grant in FY 2019 is $500,000 and
the required minimum match is 15%, or $75,000. This means that for the FY 2019 DLT
Treatment Grant Program, these areas are not required to provide a minimum match.
Eligible purposes for in-kind matching funds are identical to eligible purposes for a DLT
grant.
For a line-item identified as in-kind to be eligible for match funding, the application must
demonstrate:
1.
The match is used for eligible purposes;
2.
That none of the use is to benefit sites not shown in the scoring; and
3.
That the predominant purpose (over 50% of use) of that line-item is for purposes which
meet the DLT grant definition of distance learning or telemedicine.
25
If any part of an in-kind line-item is for ineligible purposes, the line-item cannot be budgeted for
match. To be eligible, items proposed as match must be integral to the project in exactly the
same way as items the applicant proposes to obtain with the grant. The technology purchased
with DLT grant monies or credited as in-kind match items are intended to build distance learning
and/or telemedicine systems that would not otherwise be financially possible if not for the grant.
Federal funds are not eligible as matching funds. E-rate funds are federal funds and
cannot be applied as matching funds to a DLT project.
Special Matching Provisions for projects located in eligible counties under Counties in
Appalachia. If counties in the proposed project are any of the counties eligible under this
provision, Appalachian Regional Commission ("ARC") funds may be used as a matching
contribution. Please see www.arc.gov for a list of eligible counties under the Counties in
Appalachia heading. Applying ARC funds as a match requires coordination with ARC State
Program Managers and States in the Region. See the ARC Members, Partners and Staff link also
at www.arc.gov for ARC State Program Managers contact information. DLT applicants
considering an ARC match are strongly encouraged to contact their ARC State Program
Manager(s) early in the process to explore the feasibility of an ARC grant.
Use of non-Federal Grants as Matching Funds: To document the match, include a copy of the
announcement letter from the grantor. The letter from the grantor must be explicit about the
purpose of the grant and not have limitations or exclusions, and the funds must be available at
the time of application submission. If another grant is to be used as matching funds toward the
DLT Grant application, include a letter from the grantor stating that the money in that grant is
available and can be applied to the purposes of the DLT Grant.
Types of Matching Funds
Cash
Most applicants propose to provide a cash match for the project. When this occurs,
reimbursements for approved purposes are made on a pro-rata basis with the applicant being
reimbursed for approved Grant Percentage of the presented invoiced cost.
In-Kind Match
An in-kind match must be integral to and necessary for the DLT project, not simply a technology
purchase made in the same timeframe. Unlike cash, in-kind matches are tied directly to the
eligibility of the proposed in-kind item. If an item is not eligible or not integral to and
necessary for the project, the item will be removed from the grant and match budget and
the proposed match will not be credited. This could make the application ineligible.
26
In-kind items must be non-depreciated or new assets, not installed, with established monetary
values.
Costs incurred by the applicant, or others on behalf of the applicant, for facilities or equipment
installed, or other services rendered prior to submission of a completed application, shall not be
considered as an eligible in-kind matching contribution.
In-kind match from vendors, in the form of equipment; is not eligible.
Funding Commitments
The applicant must provide, in form and substance satisfactory to RUS, funding agreements that
have been obtained to ensure completion of the project. These agreements, which must be placed
in this section of the Application, shall be sufficient to ensure:
a) Payment of all proposed expenditures for the project;
b) All required matching contribution as required by 1734.22;
c) Any additional funding provided in accordance with §1734.25(g).
Match Documentation Specifics - The applicant must document the project’s proposed
matching funds in form and substance satisfactory to the Agency. The documentation must be
placed under Section D of the application. Each proposed match entry on the Leveraging
Worksheet must be supported by a signed letter from the entity proposing the match, including
when the entity is the applicant.
1.
Be signed by a person capable of obligating the donor organization. Include the
printed name and title of the person signing the letter. The letter must clearly indicate the
name of the donor organization and state that the funds are committed to the proposed
DLT project as described in the Budget and elsewhere in the application. If the name and
title do not appear on the donor organization’s letterhead, attach evidence of the signer’s
authority to obligate the funds.
2.
If the match is cash, state the dollar amount. Letters without a stated cash amount
cannot be credited as a cash match.
3.
If the proposed match is in-kind, state the actual dollar amount and give a complete
description of the donation identified by the line-item number in the budget and the
expected date of purchase. Letters that do not identify the line-items in the budget cannot
be credited as an in-kind match. Keep in mind that items acquired before the application
submission date are not eligible for grant or match. Also, demonstrate how the
established monetary value of the item was determined. Applicants that do not submit
adequate documentation for in-kind match as specified will have their in-kind match
27
disallowed. Proposed matches must be consistent on the SF-424, the Budget, and the
Matching Worksheets.
4.
Discounts and Donations: In review of applications submitted in the past, it was
determined that vendor donated matches did not have value without a required,
subsequent purchase of vendor equipment or licenses with grant funds. For example, in
many grant applications, software licenses were donated in satisfaction of the matching
requirement. However, such licenses only worked with, and thus only had value with, the
same vendor’s equipment. Additionally, by side agreement, grant applicants were
required to purchase the vendor’s equipment once the grant was made with grant funds.
The Agency determined that such a practice violated federal procurement standards
found at 2 CFR part 200.317-326, given that the grant applicant could not put the
purchase out for bid, either because no other equipment would work with the “donated”
licenses, or because they were contractually obligated to buy the equipment before the
grant was made. As such, the Agency has determined that vendor matches requiring
subsequent purchases, either by necessity or contract, are not permitted.
Scope of Work
Provide a narrative (with charts, if needed) explaining the Scope of Work. Make a clear and
convincing presentation of how the goals of the project will be achieved. The scope of work
completes the picture for the reviewer. It discusses how the organization proposes to proceed
with the project. An application that does not include a scope of work cannot be evaluated
and could be returned as ineligible.
E.
The scope of work must include, at a minimum, the following:
1.
The specific activities to be performed under the project;
2.
Who will carry out the activities;
3.
The timeframes for accomplishing the project objectives and activities; and
4.
A budget for all capital expenditures reflecting the line item costs for approved purposes
for both the grant funds and the matching funds for the project. Separately, the budget
must specify any line item costs that are nonapproved purposes for grants as contained in
§1734.23.
Additional Guidance for the Budget: The budget is a required document for RUS to evaluate
an application. The Budget worksheet with instructions is available in Appendix A. An Excel
spreadsheet for completing the budget is also available on our website at:
http://www.rd.usda.gov/programs-services/distance-learning-telemedicine-grants
28
a) The Budget should show each cost as a line-item. The items listed and described in the
Telecommunications System Plan (Section H) should track line-by-line with the entries
in the budget.
b) Do not combine items into lump sums that cannot be evaluated individually by the
Agency. The individual parts have to be evaluated for cost comparison and program
eligibility.
c) Provide detail such as the brand and model number, i.e., “VideoKing TX-90, $5,600,” as
opposed to “One Video System, $75,000 each site;” Installation,” $50,000; or “Wiring,
$100,000.”
d) If, in the project, a user fee or license fee is required to use grant or match purchased
equipment, it must be presented as such in the application.
e) Final budget total should be rounded to the nearest whole dollar amount.
F.
Financial Information and Sustainability
The applicant must provide a narrative description demonstrating the feasibility of the project,
including having sufficient resources and expertise necessary to undertake and complete the
project and, how the project will be sustained following completion of the project.
The application needs to show that funding is available for the three-year period that it takes to
put together the project (required for eligibility), and to ensure the project’s continuance as a
viable community resource.
Provide a narrative description that addresses the project’s feasibility. The narrative should
include a description of the project’s leadership, its technical expertise, and how leadership and
technical expertise is distributed throughout all of the sites or the service territory. Describe how
the flow of funds and institutional financial support (local government, businesses, school
system, university or foundation) will sustain the project and maintain a continuity of service.
The narrative should include all assumptions and the following information:
•
•
•
G.
A description of the project’s revenues and expenses in the project budget;
Evidence of cost-sharing arrangements among hub and end-user sites, if applicable;
Identification of any other items that may affect feasibility or sustainability of the
project.
Statement of Experience
Provide a written narrative describing the organization’s demonstrated capability and experience
in operating an educational or health care endeavor and any project similar to the proposed
project. Experience in a similar project is desirable but not required. If the organization does not
have experience with projects like the proposed project, the application should explain how this
lack of experience will be overcome.
29
H.
Telecommunications System Plan
A telecommunications system plan consisting of the following:
1.
The capabilities of the telecommunications terminal equipment, including a description
of the specific equipment which will be used to deliver the proposed service. The
applicant must document discussions with various technical sources which could include
consultants, engineers, product vendors, or internal technical experts, provide detailed
cost estimates for operating and maintaining the end-user equipment and provide
evidence that alternative equipment and technologies were evaluated.
2.
A complete listing of the proposed telecommunications terminal equipment,
telecommunications transmission facilities, data terminal equipment, interactive video
equipment, computer hardware and software systems, and components that process data
for transmission via telecommunications, computer network components, communication
satellite ground station equipment, or any other elements of the telecommunications
system designed to further the purposes of this subpart, that the applicant intends to build
or fund using RUS financial assistance.
3.
A description of the consultations with the appropriate telecommunications carriers
(including other interexchange carriers, cable television operators, enhanced service
providers, providers of satellite services and telecommunications equipment
manufacturers and distributors) and the anticipated role of such providers in the proposed
telecommunications system.
4.
A successful DLT grant application includes a well-planned TSP, starting with a diagram
or map of the proposed system overlaid with a geographic map of the service area. Also
included in the TSP are other diagrams (if necessary), technical descriptions, and a
narrative accounting of each item in the budget.
5.
The TSP shows the sites (hubs, hub/end-users, or end-users) that will participate in the
project and where the equipment will be located. It shows how the equipment is
interconnected and how the distance learning or telemedicine benefits flow from the hub
sites to the rural end user sites.
Telecommunications System Plan Map/Diagram and Narrative
System Plan Map/Diagram
Attach a map or a drawing which is a spatial representation of the service area encompassing the
project, displaying an overlay of the proposed distance learning or telemedicine system,
including hub sites and end-users. This map can be displayed as a series of maps containing an
overview, followed by close-up maps of individual sites.
30
Each site, hub and end-user, must be represented on the map. This representation need not be to
scale, but it must be representational of the project, not generic. These generic network diagrams,
usually depicting some kind of campus architecture are by themselves insufficient. However,
applicants can provide a network diagrams (without geographic references) if they can also
provide geographic maps that reference the diagram. Nevertheless, an application that does not
contain a map that shows each site could be difficult to evaluate thereby losing competitive value
when compared to applications that present visual clarity of their project.
System Plan Narrative:
Provide a narrative describing the overall DLT network and the proposed equipment’s use in the
network. Detail each item in the Scope of Work budget by line number - what it is, how it will
be used in the network and how does it qualify as a DLT use. Provide justification of the
equipment based on discussions with technical experts. Discuss any possible duplication of
other DLT efforts and how this project avoids such duplication. Discuss the applicant’s
involvement in any previous USDA DLT grants or current USDA DLT grant application.
•
•
•
•
•
Some items requested for DLT funding will have more general uses than other
equipment, which may have 100% distance learning or tele-medical purposes. For
each item, specify the percentage of use that can be attributed to purposes that meet
the DLT grant definition of distance learning and/or telemedicine, explain how those
percentages were determined, and address the capabilities of the proposed
equipment/software. The percentage of use is only to be used for analysis as part of
line item explanations. Do not breakout items in the actual budget by percentage of
use.
Document discussions with various technical sources, such as consultants, engineers,
product vendors or internal technical experts.
Address whether or not any part of the project will duplicate any adequate,
established telemedicine or distance learning services already in operation. In
particular, discuss how match and grant funding for this project, if approved, would
complement previous efforts. Describe the status of previous projects and, in
particular, the extent to which the funds have been drawn for eligible grant purposes.
Please note that the Non-duplication of Services Certificate must be included
within the application, in the certification section. The form is in Appendix A.
Identify any previous grants that the applicant has received from our Agency in the
previous three grant cycles (2016, 2017, and 2018) and how they would affect the
project proposed in the current application.
This applies not only to prior grants received by the current applicant, but to grant
funding that may have gone to any of the end-users in the current proposal via a grant
received by another entity.
31
•
•
•
Discuss how match and grant funding for this project, if approved, would
complement previous efforts. Specify the progress/status of any previous awards and
the extent of grant and match funds expended toward completing those projects.
Discuss whether or not any of the sites in the current project are included as
participants in another application for a Fiscal Year 2019 DLT Grant.
In the absence of any explanation, overlaps in projects are assumed to be duplication
and, as a consequence, scores could be negatively affected in the criterion of Needs
and Benefits.
Failure to provide a well written and through Technical Service Plan may result in the
application being rejected.
I.
Compliance with other Federal Statutes
Appendix A contains certification forms to demonstrate compliance with other Federal statutes
and regulations. There are ten required certifications numbered from I-1 through I-10.
Applicants must include the certifications from Appendix A for I-3, I-5, I-6, I-7, I-8 and I-10
within the application. The applicant certifies to these certifications by executing and including
the FY2019 DLT Checklist under this section. Certifications I-5 and I-6 require additional
selection or discussion as stated in certification. I-1, I-2 and I-4 must be completed as part of this
section by downloading and executing the form. See Appendix A for form download link. I-9
should only be completed by corporations and included within this section of the application.
FY2019 DLT Application Checklist can be found on our website:
https://www.rd.usda.gov/programs-services/distance-learning-telemedicine-grants
Important Note: If the applicant is applying as a consortium which does not have the legal
authority to contract with the Government (See Eligibility Requirements Section of the
Application Guide with respect to Legal Eligibility), each entity that comprises the consortium
must provide a set of these certifications. However, if the consortium has a designated host entity
which will be legally responsible for execution of the grant documents, only the host entity is
required to submit certifications.
I-1
I-2
I-3
I-4
I-5
I-6
I-7
I-8
Assurance Agreement
Certificate Regarding Debarment and Suspension rules
Certification Regarding Lobbying for Contracts
Certification regarding a Drug-Free Workplace
Certificate regarding Flood Hazard Area Precautions
Certification regarding Federal Collection Policies for Commercial Debt
Uniform Relocation Assistance and Real Property Acquisition Policies Act of
1970
Certificate Regarding Architectural Barriers
32
I-9
I-10
J.
AD3030 Assurance Regarding Felony Conviction or Tax Delinquent Status for
Corporate Applicants
Non-Duplication of Services Certificate
Evidence of Legal Existence and Authority to Contract with the Federal
Government
Eligibility Criteria
The applicant must provide evidence with respect to legal eligibility, legal existence, and legal
authority to contract with The United States Government (See 7 CFR 1734.4).
1. Legal Eligibility: The applicant must be legally organized as an incorporated
organization, an Indian tribe or tribal organization, as defined in 25 U.S.C.450b(b) and
(c), a state or local unit of government, a consortium, as defined in § 1734.3, or other
legal entity, including a private corporation organized on a for profit or not-for profit
basis. If a consortium lacks the legal capacity to contract, each individual entity must
contract with RUS in its own behalf. Evidence of tax status from the Internal Revenue
Service or a state department of taxation is not evidence of legal eligibility.
2. Legal Existence: The applicant must provide acceptable evidence of legal existence.
Corporations or LLCs must provide evidence of good standing in accordance with the
laws of the state or other body under which they are organized. For entities that exist
under law, rather than through incorporation or other action (such as school districts or
hospital districts), a copy of the state statute, regulation, or other appropriate
documentation must be provided to confirm the legal name of the entity. Evidence of tax
status from the Internal Revenue Service or a state department of taxation is not evidence
of legal existence.
3. SAM.gov registration: The applicant must provide a printout of the organization’s
SAM.gov registration which clearly identifies the CAGE code assigned by SAM.gov and
confirms the registration was active before the application was submitted. The SAM.gov
registration must remain active with current information while RUS is considering an
application and while a Federal Grant Award or loan is active. To maintain the
registration in the SAM.gov database the applicant must review and update annually.
The applicant must ensure that the information in the database is current, accurate, and
complete.
33
The Entity Name, DUNS Number and SAM.gov registration must be for the applicant. It
cannot be for a parent, subsidiary or other affiliated entity.
It is important that the exact name of the legal entity applying for the grant be listed in block 8 of
the SF 424, Application for Federal Assistance, and that the entity be legally eligible to receive
the award and take legal ownership over items acquired under the grant.
Applications that do not demonstrate both the applicant’s legal existence as an entity that
is eligible to apply for a grant and its legal authority to contract with the United States
Government will be returned as ineligible.
Additional Guidance for Consortia:
As defined in 7 CFR 1734, consortium means a combination or group of entities undertaking the
purposes for which the distance learning and telemedicine financial assistance is provided. At
least one of the entities in a consortium must meet the requirements of § 1734.4.
a)
If the applicant is an existing established consortium with the legal ability to contract
with the Federal Government, the consortium must provide documentation as listed in
Section J above.
b)
If the applicant is an informal consortium which by itself lacks the legal capacity to
contract with the Federal Government, the applicant must have a legally organized fiscal
agent which is part of the consortium. The fiscal agent must submit documentation as
listed in Section J above.
Under this approach, if the entity receives an award and does not take steps to establish
itself as a legal entity, one of the following approaches must be followed to receive the
award.
1.
The fiscal agent assumes sole responsibility for the grant and is legally
responsible for the execution of the grant documents. The fiscal agent will be
solely responsible for ownership and control of all assets acquired with the grant
funds regardless of where they are installed; or
2.
If the fiscal agent does not assume sole responsibility for the grant, each
organization within the consortium must confirm its legal existence and have the
legal authority to contract with the government, will be a party to the grant
agreement, and will be required to sign the grant documents. Under this
scenario, each party will be responsible for the performance of the grant
project, and each will be able to own, and control assets acquired with the grant
funds.
34
K.
Environmental Impact and Historic Preservation
The applicant must provide details of the project's impact on the environment and historic
preservation. Grants made under this part are subject to part 1794 of this chapter which contains
RUS' policies and procedures for implementing a variety of Federal statutes, regulations, and
executive orders generally pertaining to the protection of the quality of the human environment
that are listed in 7 CFR 1794.1. The application shall contain a separate section entitled
“Environmental Impact of the Project.” The applicant may use the “Environmental
Questionnaire,” in Appendix A, to assist in complying with the requirements of this section.
For projects requesting funding of broadband facilities, an Environmental Questionnaire must be
completed to provide information on environmental compliance. Applicants must complete and
submit an Environmental Questionnaire (see Appendix A) in accordance with 7 CFR 1970, for
any external facilities that will be constructed with Distance Learning and Telemedicine Grant
Program funds. A copy of 7 CFR Part 1970 can be retrieved from: http://www.ecfr.gov/cgibin/textidx?SID=4893726df467c812bc13ae8339b86220&mc=true&node=pt7.14.1970&rgn=div5.
Applications not proposing broadband facilities must provide an Environment Impact Survey
consisting of a brief project description with a statement of why the project will not impact the
environment.
L.
Consultation with USDA State Director
The applicant must provide evidence that the organization has consulted with the USDA State
Director for Rural Development about the availability of other sources of funding available at the
State or local level. Include this evidence as part of the application.
When requesting evidence of consultation with the USDA State Director, applicants should
provide an executive summary of the project as well as the proposed grant and match amounts to
the State Director to enable them to make an informed determination. Failure to provide this
information may delay receipt of the State Director’s consultation evidence.
Note: Applicants should contact the USDA State Director as early as possible in the application
process. Aa listing of the State Rural Development Offices can be found at:
https://www.rd.usda.gov/contact-us/state-offices.
M.
Supplemental Information
The applicant can use this section to provide any additional information it considers relevant to
the project and likely to be helpful in determining the extent to which the project will further the
purposes of the Distance Learning and Telemedicine Grant Program.
35
Appendix A - Forms
Application for Federal Assistance SF-424........................................................................... 37
Site Worksheet ...................................................................................................................... 39
Rurality Worksheet................................................................................................................ 40
Economic Need Worksheet (SAIPE) .................................................................................... 42
Matching Worksheet ............................................................................................................. 43
Special Consideration Worksheet ......................................................................................... 44
Budget Worksheet ................................................................................................................. 44
Environmental Questionnaire ................................................................................................ 46
Compliance Forms ................................................................................................................ 51
Schedule I-3 ........................................................................................................................... 53
Schedule I-5 ........................................................................................................................... 54
Schedule I-6 ........................................................................................................................... 55
Schedule I-7 ........................................................................................................................... 56
Schedule I-8 ........................................................................................................................... 57
Schedule I-10 ......................................................................................................................... 58
36
Application for Federal Assistance SF-424
All applicants requesting funding under the Distance Learning and Telemedicine Grant Program
must complete the Standard Form 424, Application for Federal Assistance (SF 424). Additional
instructions for specific line items also are included below. The form and any attachments
referenced in this Guide can also be found on our website at https://www.rd.usda.gov/programsservices/distance-learning-telemedicine-grants.
Additional Instructions for the SF-424
Block 8: There are multiple entries in this block. The contact information provided in this box
will be used by RUS for all contact and correspondence. Please complete this in full and attach a
sheet if additional contacts need to be provided. It is crucial that the Agency has accurate
information, including a reliable e-mail address for rapid correspondence. Otherwise,
correspondence will be sent by mail. Full, accurate contact information must be provided for
someone with the authority to answer any questions that RUS staff may have about the
application.
To supply a contact from outside the applicant organization, attach a letter immediately behind
the SF-424 listing these items: person's name, organization, contact information (phone, fax, email, mailing address), relationship to the organization. Make sure the letter contains language
granting authority to the person to answer our questions or provide additional information on
behalf of the applicant, and any time or other limitations applied to that person's authority. This
letter must be signed by the signatory on the SF-424.
As required by the Office of Management and Budget, all applicants for grants must supply a
Dun and Bradstreet Data Universal Numbering System (DUNS) number. See instructions on
Page 7 of this guide for assistance in obtaining a DUNS number
Block 10: The Name of the Federal Agency is Rural Utilities Service.
Block 11: The Catalog of Federal Assistance Number is 10.855.
Block 12: Funding Opportunity Number is RUS-19-02-DLT. The Title is “Distance Learning
and Telemedicine Grant Program”.
Block 14: Please use the Site Worksheet to provide this information
Block 15: Brief descriptive title of project. For Grants.gov applications, upload all
application sections using the “Add Attachments” button under Block 15.
Block 16: Please use the Site Worksheet to provide this information
37
Block 19: Program is covered by E.O. 12372. Go to https://www.whitehouse.gov/wpcontent/uploads/2017/11/Intergovernmental_-Review-_SPOC_01_2018_OFFM.pdf for state
office contact information.
Block 20: An explanation of the delinquency must be provided if “yes” is checked.
Block 21: Please be sure to check “I agree”. The application must be signed by an authorized
representative of the organization that will own and operate the project if the grant is awarded. If
the authorized representative is not a corporate officer, evidence must be included that
demonstrates that the authorized representative has authority to obligate the organization. If
submitted electronically through Grants.gov, the application must be submitted by the authorized
representative.
38
Site Worksheet
The site worksheet can be found at: https://www.rd.usda.gov/files/DLT2019_Worksheets.xlsx
Instructions for Completing Site Worksheet
1.
If using the Excel worksheets provided on our website at:
http://www.rd.usda.gov/programs-services/distance-learning-telemedicine-grants
Please insert additional rows as needed to accommodate the Sites. If using a printed
form, please use additional copies as needed to list all the Sites.
2.
Site Number – Number each Site consecutively regardless of its designation. This
number should be used consistently to identify each site in the Site Worksheet, Rurality
Worksheet and Economic Need Worksheet.
3.
Site Name – Input the official name of the site. Use this name consistently in the Site
Worksheet, Rurality Worksheet and Economic Need Worksheet.
4.
Site Designation – Designated each Site as Hub, Hub/End-User, or End-User according
the definitions described under Section C1-Rurality Worksheets.
5.
Street Address, Town, County, State – Input the Street Address, Town or Place Name,
County and State in which the Site is located.
6.
Congressional District – Input the Congressional District in which the Site is located.
This information can be found on the House of Representatives website: www.
House.gov.
39
Rurality Worksheet
The rurality worksheet can be found at:
https://www.rd.usda.gov/files/DLT2019_Worksheets.xlsx
Instructions for Completing Rurality Worksheet
1.
Use the Excel worksheets provided on the Agency's website at:
http://www.rd.usda.gov/programs-services/distance-learning-telemedicine-grants. Please
insert additional rows as needed to accommodate the Sites. If additional rows are added,
be sure to copy the cell references as well in order to carry the input information from the
Site Worksheet. If using a printed form, please use additional copies as needed to list all
Sites.
2.
Site Number – Number each Site consecutively regardless of its designation. This
number should be used consistently to identify each site in the Site Worksheet, Rurality
Worksheet and Economic Need Worksheet.
5.
Site Name – Input the official name of the site. Use this name consistently in the Site
Worksheet, Rurality Worksheet and Economic Need Worksheet.
6.
Site Designation – Designated each Site as Hub, Hub/End-User, or End-User according
to the guidance on Page 12 of this guide.
7.
Town or Place – Input the Town or Place Name, in which the Site is located.
8.
Population – Input the population from the 2010 Census, guidance provided in Appendix
B. If town or place is neither located in the Census, nor found in the listing of cities,
towns, and places in the Atlas, there is a possibility that the community is so rural that it
is not associated with any Census- recognized community. If this is the case, the location
would be considered by the RUS DLT Program as ‘Census Rural’ and be reported as an
“Exceptionally Rural Area".
9.
Rurality Score – Input the Rurality Score for each End-User or Hub/End-User site
according to the following table:
EXCEPTIONALLY RURAL AREA – 5,000 and under: 40 Points. Any area of the
USA not included within the boundaries of any incorporated or unincorporated city,
village, or borough having a population in excess of 5,000 inhabitants.
RURAL AREA – 5,001-10,000: 30 Points. Any area of the USA included within the
boundaries of any incorporated or unincorporated city, village, or borough having a
population over 5,000 and not in excess of 10,000 inhabitants.
40
MID-RURAL AREA – 10,001-20,000: 20 Points. Any area of the USA included within
the boundaries of any incorporated or unincorporated city, village, or borough having a
population over 10,000 and not in excess of 20,000 inhabitants.
URBAN AREA - Over 20,000: 0 Points. Any area of the USA included within the
boundaries of any incorporated or unincorporated city, village, or borough having a
population in excess of 20,000 inhabitants.
NOTE: Enter the hub and end user sites in the same order as shown on the Site Worksheet.
Enter the population associated with each hub and end user site. Do not score or include the hub
site in the final calculation of the Rurality score. The hub information is required in case the
review of a site determines it to be an end user site or combination hub/end user site, in which
case it will be included in the determination of the Rurality score. See section C1 – Rurality of
this Application Guide for additional instructions.
41
Economic Need Worksheet (SAIPE)
The economic need worksheet can be found at:
https://www.rd.usda.gov/files/DLT2019_Worksheets.xlsx
Instructions for Completing Economic Need Worksheet
1.
Use the Excel worksheets provided on the Agency's website at:
http://www.rd.usda.gov/programs-services/distance-learning-telemedicine-grants. Please
insert additional rows as needed to accommodate the Sites. If additional rows are added,
be sure to copy the cell references as well in order to carry the input information from the
Site Worksheet. If using a printed form, please use additional copies as needed to list all
the Sites.
2.
Site Number – Number each Site consecutively regardless of its designation. This
number should be used consistently to identify each site in the Site Worksheet, Rurality
Worksheet and Economic Need Worksheet.
3.
Site Name – Input the official name of the site. Use this name consistently in the Site
Worksheet, Rurality Worksheet and Economic Need Worksheet.
4.
Site Designation – Designated each Site as Hub, Hub/End-User, or End-User according
to the guidance in the Application Guide.
5.
County – Input the County in which the Site is located.
6.
SAIPE Percent Poverty, All Ages – Input the percent of county residents that are
impoverished as identified in the most recent US Census SAIPE spreadsheet
7.
Economic Need Score – Calculate the Average SAIPE percentage and input the
Economic Need Score according to the following table:
SAIPE County Percentage:
SAIPE < 10%
10% ≤ SAIPE < 20%
20% ≤ SAIPE < 30%
30% ≤ SAIPE
42
Points
0
10
20
30
Matching Worksheet
The matching worksheet can be found at:
https://www.rd.usda.gov/files/DLT2019_Worksheets.xlsx
Instructions for Completing Matching Worksheet
1.
If using the Excel worksheets provided on our website at:
http://www.rd.usda.gov/programs-services/distance-learning-telemedicine-grants. Please
insert additional rows as needed to accommodate the Matching Contributions. If using a
printed form, please use additional copies as needed to list all Matching Contributions.
2.
3.
List each matching contribution and the dollar value on separate line items.
Input the total value of the matching contributions in Line 1 at the bottom of the sheet.
4.
Input the total grant request in Line 2 at the bottom of the sheet.
5.
Calculate the percent match and input in Line 3.
6.
Match must be a minimum of 15%
7.
Matching funds must be documented as described in the Application Guide. Place letters
of financial commitment and other match documentation along with this form under
Section D of the application package. Each donor’s match must be supported by a
matching letter. Matches not properly documented will not be credited. Depending on
the consequent reduction of the match, this could lower the score or make the project
ineligible (i.e., if resultant match is < 15%)
43
Special Consideration Worksheet
Use the Excel worksheets provided on the Agency's website at:
http://www.rd.usda.gov/programs-services/distance-learning-telemedicine-grants. Please
print and sign the form, or print and sign the form included in this application guide.
1.
An authorized representative must sign and date this form.
Document any special consideration request as described in the Application Guide.
Budget Worksheet
The budget worksheet can be found at:
https://www.rd.usda.gov/files/DLT2019_Worksheets.xlsx
Instructions for Completing Budget Worksheet
1.
Use the Excel worksheets provided on the Agency's website at:
http://www.rd.usda.gov/programs-services/distance-learning-telemedicine-grants. Please
insert additional rows as needed to accommodate the Budget items. If using a printed
form, please use additional copies as needed.
2.
Site Name – Insert Site Name, consistent with previous worksheets, where equipment
will be installed.
3.
Description – Provide a detailed description, such as brand and model number, for the
equipment to be purchased.
4.
Unit Cost – Provide the cost for purchasing one unit of the equipment
5.
# of Units – Provide the number of units to be purchased for the site
6.
Extended Cost: Grant or Cash Match – Provide the total amount of grant and/or cash
match funds which will be used to purchase the line item.
7.
Extended Cost: In-Kind Match – Provide the total value of the equipment which will be
provided as an in-kind match.
8.
Place Totals of each column in the Totals boxes. Round total request to the nearest
whole dollar amount.
44
9.
Line A is the total of the Grant/Cash Match column and the In-Kind Match column and
represents the total cost of the project
10.
Line B is the total amount of Cash Match contributed to the project and supported by the
Matching Worksheet and documentation
11.
Line C is the total amount of In-Kind Match contributed to the project and supported by
the Matching Worksheet and documentation.
12.
Line D is Line A minus Line B and Line C. This should reconcile with the Grant
Request on the Form SF 424 Block 18 Line a. Federal.
13.
Grant to Match check is the match provided on Line B + Line C divided by the grant
request on Line D. This should equal a minimum of 15%.
45
Environmental Questionnaire
Distance Learning and Telemedicine Grant Program:
Broadband Facility
Overview
The USDA Rural Utilities Service (RUS) is required to assess the impacts of proposed federal
actions, such as the provision of financial assistance through the DLT Grant Program, to the
human environment in accordance with the National Environmental Policy Act (NEPA), Section
106 of the National Historic Preservation Act (NHPA), the Endangered Species Act (ESA), and
other federal, state, and local environmental laws. Distance Learning and Telemedicine Grant
Program applicants proposing to construct Broadband Facilities must complete an Environmental
Questionnaire (EQ) and submit with their applications. The attached Environmental Review Fact
Sheet can help to focus the environmental review process and the information provided as part of
the EQ depending on the project activity. The EQ provides information to RUS so that it can
either complete the environmental review process or determine the appropriate level of
additional impact analyses needed, in accordance with RUS Environmental Policies and
Procedures, 7 CFR 1970 (https://www.ecfr.gov/cgi-bin/textidx?SID=be582d41f15145ec19384e8522198e33&mc=true&node=pt7.14.1970&rgn=div5).
RUS will notify applicants if additional information or analyses are necessary beyond what was
submitted in the EQ.
No construction activities may begin until final environmental approval from RUS is granted. In
accordance with 7 CFR § 1970.12, awardees are prohibited from taking actions that may have an
adverse environmental impact or limit the choice of practicable alternatives that may be
considered until RUS has concluded the environmental review process. If the proposed project
involves construction activities or property acquisition, the applicant is generally prohibited from
acquiring, rehabilitating, converting, leasing, repairing or constructing property or facilities, or
committing or expending Agency or non-Agency funds until after RUS has concluded its
environmental review requirements.
An applicant may submit to RUS a copy of any environmental review document that has been
prepared in connection with obtaining permits, approvals, or other financing for the proposed
project from state, local or other federal agencies. Such material, to the extent determined to be
relevant, may be used to fulfill RUS environmental review requirements.
Applicants shall not reference items provided in other parts of the application package in the EQ;
all materials relevant to the EQ must be integrated herein to facilitate timely review.
46
NOTE: It is imperative an applicant start the consultation process with applicable
agencies, if required, before submitting the application. If consultation is required, but
evidence that process has begun is not provided, or if special or high sensitivity issues are
not adequately addressed, RUS may deem that application to be incomplete and reject
the application on that basis. Engage relevant agencies early, and be aware of any
significant issues before applying, consider designs that bypass sensitive areas, and work
to fully address the requested information.
Requested Information
1. Project Description and Location: Describe all project-related construction activities,
including, but not limited to, the construction or renovation of any buildings, the
construction and installation of cable (buried and/or aerial), and/or the installation of
telecommunications transmission facilities including construction of new towers and/or
collocations. Complete descriptions, locations and mapping must be provided for each
site affected by project-related construction activities (recommend U.S. Geological
Survey 7.5-minute quadrangle maps at a map scale of 1: 24,000; larger scale maps may
be provided for site-specific proposals). USGS maps may be obtained and purchased at
the following website: http://www.usgs.gov/pubprod/maps.html. All project elements, if
known at the time of the application, must be clearly depicted on any map provided. If
appropriate, photographs or aerial photographs of site-specific proposals may be
provided.
2. Land Use: Describe the amount of property to be cleared, excavated, fenced, or
otherwise disturbed by the proposed project, and the current land use and zoning for each
project site affected by construction. Document whether the proposed project is located
on public land owned or managed by the federal government. For information related to
federal lands see the following website (http://navigator.blm.gov). This website provides
cadastral survey and land management information and data from the National Integrated
Land System specifically the distribution of the Public Land Survey System (PLSS),
other survey-based data, and federal land boundaries. Detailed guidance related to
evaluating impacts related to land use can be found in Subpart L of Rural Development’s
Environmental Policies and Procedures (http://www.rd.usda.gov/files/1970l.pdf)
3. Wetlands: Describe and indicate whether wetlands are present on or near the project
site(s) affected by proposed construction (maps of wetlands may be obtained from the
U.S. Fish and Wildlife Service's National Wetland Inventory website
(http://www.fws.gov/wetlands/), or from soil maps obtained from the USDA, Natural
Resource Conservation Service's website
(http://www.nrcs.usda.gov/wps/portal/nrcs/site/soils/home/), focusing on areas of hydric
soil(s)). If wetlands are identified within the project area, please document where the
project components will be located in relation to the identified wetland areas. Detailed
guidance related to evaluating impacts to wetlands can be found in Subpart G of Rural
47
Development’s Environmental Policies and Procedures
(https://https://www.rd.usda.gov/files/1970g.pdf).
4. Threatened and Endangered Species: Describe and indicate whether any proposed
project site(s) will directly or indirectly affect any threatened, endangered or candidate
species, or is/are within or near critical habitats. Applicants must provide species lists and
appropriate species accounts (i.e. requisite habitat) for each county affected by
construction obtained from the U.S. Fish and Wildlife Service's website
(https://ecos.fws.gov/ipac/). Information about potential critical habitat areas should also
be included and can be found on the U.S. Fish and Wildlife Service’s website noted
above. The Environmental Review Fact Sheet (https://www.rd.usda.gov/files/UWPCommunityConnectFinalEnvironmentalReviews.pdf) gives further detail on the
information to provide. Detailed guidance related to evaluating impacts to threatened and
endangered species can be found in Subpart N of Rural Development’s Environmental
Policies and Procedures (https://www.rd.usda.gov/files/1970n.pdf).
5. Floodplains: Describe and indicate whether or not any facility(ies) or site(s) are located
within a 100-year or 500-year floodplain. If any project-related construction activities are
within a floodplain, a copy of a Flood Insurance Rate Map (FIRM) that depicts
construction activities must be included. Information related to floodplains and National
Flood Insurance Maps may be obtained from the Federal Emergency Management
Agency's (FEMA) website (https://msc.fema.gov/portal). Detailed guidance related to
evaluating impacts to and from floodplains can be found in Subpart F of Rural
Development’s Environmental Policies and Procedures
(https://www.rd.usda.gov/files/1970f.pdf).
6. Coastal Areas: Determine whether or not the project is within the boundaries of a coastal
zone management area (CZMA). For boundary related and contact information related to
CZMA, see National Oceanic and Atmospheric Administration, Office of Ocean and
Coastal Resource Management's website (https://coast.noaa.gov/) Detailed guidance
related to evaluating impacts to coastal areas can be found in Subpart O of Rural
Development’s Environmental Policies and Procedures
(https://www.rd.usda.gov/files/1970o.pdf).
7. Brownfields: Determine whether the project is located within a brownfield site. Per 42
U.S.C. 9601, the term ''brownfield site'' means real property, the expansion,
redevelopment, or reuse of which may be complicated by the presence or potential
presence of a hazardous substance, pollutant, or contaminant. Maps and locations of sites,
facilities and properties that have been contaminated by hazardous materials and are
being, or have been, cleaned up under EPA's Superfund, RCRA and/or brownfields
cleanup programs can be found at the EPA’s Cleanups in My Community website
(https://www.epa.gov/cleanups/cleanups-my-community). Detailed guidance related to
evaluating impacts from locating projects at brownfield sites can be found in Subpart J of
48
Rural Development’s Environmental Policies and Procedures
(https://www.rd.usda.gov/files/1970j.pdf).
Section 106 Review: Applicants are delegated the authority to initiate consultation with State
Historic Preservation Officers (SHPOs) and engage with interested tribes related to their
projects. Prior to initiating any communications, please see the Environmental Review Fact
Sheet (https://www.rd.usda.gov/files/UWP-CommunityConnectFinalEnvironmentalReviews.pdf)
to determine whether the proposed project will require such communication. In some cases,
statewide programmatic agreements may apply, please contact RUS for more information.
Detailed guidance and template letters related to evaluating impacts to historic and cultural
resources can be found at Subpart H of Rural Development’s Environmental Policies and
Procedures (https://www.rd.usda.gov/files/1970h.pdf).
Applications Not Subject to FCC Section 106 Reviews
Applicants who propose to use Federal Communications Commission (FCC) spectrum for their
telecommunications towers and collocations note that the FCC has regulatory requirements for
licensing radio spectrum to be carried by these facilities, and an established review process for
ensuring compliance with Section 106 of NHPA. If the proposed tower or collocation will use
FCC licensed spectrum, regardless of the height of the telecommunications tower, applicants
must complete FCC’s Section 106 review process –
see: http://wireless.fcc.gov/siting/historic_preservation.html. If an application proposes a tower
or collocation that will carry FCC spectrum, RUS has agreed that FCC will conduct Section 106
review for those facilities.
Applications Not Subject to FCC Section 106 Reviews or Statewide Programmatic
Agreements
RUS will conduct Section 106 review for any new tower or collocation which will not carry FCC
regulated spectrum and any other construction component of an application not subject to FCC
review. Please follow the guidance in the attached Environmental Review Fact Sheet and in
Subpart H of Rural Development’s Environmental Policies and Procedures to include all
applicable information in the EQ (https://www.rd.usda.gov/files/1970h.pdf).
Additional Assistance/Contact Information
In addition to the resource specific references provided above, general NEPA related information
and guidance can be found on the CEQ website (https://www.whitehouse.gov/ceq/) or on the
environmental section of the RUS website at
https://www.rd.usda.gov/publications/environmental-studies/environmental-guidance.
49
For information related to Section 106 of NHPA, see the Advisory Council on Historic
Preservation website - https://www.achp.gov/digital-library-section-106-landing/citizens-guidesection-106-review
50
Compliance Forms
Federal
Statute/Regulation
7 CFR Part 15, Subpart A
Evidence of Compliance
Attachment
Assurance Agreement
https://www.rd.usda.gov/files/USDACRAssuranceAgreementFormRD400-4.pdf
I-1
2 CFR 417 Nonprocurement
Debarment and
Suspension
Certification Regarding Debarment, Suspension,
and Other Responsibility Matters-Primary
Covered Transactions
https://www.ocio.usda.gov/document/ad-1047
I-2
2 CFR part 418 New Restrictions on
Lobbying
Certification Regarding Lobbying for
Contracts, Grants, Loans and Cooperative
Agreements
2 CFR 421 Requirements for DrugFree Workplace
(Financial Assistance)
Language is included on the following page,
applicant agrees the language is certified to
by including the signed Application
Checklist.
Certification Regarding Drug-Free Workplace
Requirements Alternative I- For Grantees
other than Individuals
https://www.ocio.usda.gov/document/ad-1049
Certification regarding Flood Hazard
Area Precautions
Language is included on the following page,
applicant agrees the language is certified to
by including the signed Application
Checklist.
Applicant must indicate whether or not any
buildings which are part of the project fall
within a 100-year flood plain.
51
I-3**
I-4
I-5
Federal
Statute/Regulation
Evidence of Compliance
Applicant Certification Federal Collection Policies
for Commercial Debt
Attachment
I-6
Language is included on the following page,
applicant agrees the language is certified to
by including the signed Application
Checklist.
2 CFR part 200, as adopted
by USDA through 2 CFR
part 400.
Applicant must indicate whether or not
they are delinquent on any federal debt,
as per the referenced language.
Uniform Relocation Assistance and Real
Property Acquisition Policies Act of 1970
Certification
I-7
Language is included on the following page,
applicant agrees the language is certified to by
including the signed Application Checklist.
Certification regarding Architectural Barriers
I-8
Language is included on the following page,
applicant agrees the language is certified to by
including the signed Application Checklist.
Assurance Regarding Felony Conviction or
Tax Delinquent Status for Corporate
Applicants (Fill out Both Forms)
https://www.ocio.usda.gov/document/ad3030
https://www.ocio.usda.gov/document/ad3030-Y
I-9
Non-Duplication of Services Certificate
I-10
Language is included on the following page,
applicant agrees the language is certified to by
including the signed Application Checklist.
**If the applicant is engaged in lobbying activities, the applicant must submit a completed disclosure
Standard Form LLL - “Disclosure of Lobbying Activities” available at:
https://apply07.grants.gov/apply/forms/sample/SFLLL-V1.1.pdf
52
Schedule I-3
Certification Regarding Lobbying for Contracts, Grants, Loans, and
Cooperative Agreements
The undersigned certifies, to the best of his or her knowledge and belief, that:
(1) No Federal appropriated funds have been paid or will be paid, by or on behalf of the
undersigned, to any person for influencing or attempting to influence an officer or
employee of any agency, a Member of Congress, an officer or employee of Congress, or
an employee of a Member of Congress in connection with the awarding of any Federal
contract, the making of any Federal grant or loan, the entering into of any cooperative
agreement, and the extension, continuation, renewal, amendment, or modification of any
Federal contract, grant, loan, or cooperative agreement.
(2) If any funds other than Federal appropriated funds have been paid or will be paid to any
person for influencing or attempting to influence an officer or employee of any agency, a
Member of Congress, an officer or employee of Congress, or an employee of a Member
of Congress in connection with this Federal contract, grant, loan, or cooperative
agreement, the undersigned shall complete and submit Standard Form-LLL, “Disclosure
Form to Report Lobbying,” in accordance with its instructions. (Copies of this form may
be obtained from RUS.)
(3) The undersigned shall require that the language of this certification be included in the
award documents for all sub awards at all tiers (including subcontracts, sub grants, and
contracts under grants, loans, and cooperative agreements) and that all sub recipients
shall certify and disclose accordingly.
This certification is a material representation of fact upon which reliance was placed when this
transaction was made or entered into. Submission of this certification is a prerequisite for
making or entering into this transaction imposed by 31 U.S.C. 1352. Any person who fails to
file the required certification shall be subject to a civil penalty of not less than $10,000 and not
more than $100,000 for each such failure.
53
Schedule I-5
Certificate Regarding Flood Hazard Area Precautions
If the project is located in an area subject to flooding, flood insurance must be provided to the
extent available and required under the National Flood Insurance Act of 1968, as amended by the
Flood Disaster Protection Act of 1973, as amended (42 U.S.C. 4001 through 4128). If applicable,
the insurance must cover, in addition to the buildings, any machinery, equipment, fixtures, and
furnishings contained in the buildings. Rural Utilities Service will comply with Executive Order
11988, Floodplain Management (3 CFR, 1977 Comp., p. 117), and 7 CFR 1970, of this chapter
in considering the application for the project.
Please provide an explanation below to the following questions:
Is the project not located in a 100-year flood plain; and therefore, no Flood Insurance is
required?
Or
Is the project is located in a 100-year flood plain? If yes, who is or will be providing the
required insurance.
Fill in the explanation:
The Applicant hereby certifies, that, as a prospective recipient under the Distance Learning and
Telemedicine Grant Program, it is in compliance, or will be in compliance during construction
and/or installation of equipment and upon completion of the project, with the above referenced
law.
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Schedule I-6
Federal Obligations Certification on Delinquent Debt
IS THE APPLICANT DELINQUENT ON ANY FEDERAL DEBT?
Note: Example of debts include, but are not limited to, delinquent taxes, guaranteed or
direct government loans (more than 31 days past due) and other administrative debts.
If Yes, provide explanatory information.
APPLICANT CERTIFICATION
FEDERAL COLLECTION POLICIES FOR COMMERCIAL DEBT
The Federal Government is authorized by law to take any or all of the following actions in the
event that a borrower’s loan payments become delinquent or the borrower defaults on its loan: (1)
Report the borrower’s delinquent account to a credit bureau; (2) Assess additional interest and
penalty charges for the period of time that payment is not made; (3) Assess charges to cover
additional administrative costs incurred by the Government to service the borrower’s account; (4)
Offset amounts owed to the borrower under other Federal programs; (5) Refer the borrower’s
debt to the Internal Revenue Service for offset against any amount owed to the borrower as an
income tax refund; (6) Refer the borrower’s account to a private collection agency to collect the
amount due; and (7) Refer the borrower’s account to the Department of Justice for litigation in
the courts.
All of these actions can and will be used to recover any debts owed when it is determined to be
in the interest of the Government to do so.
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Schedule I-7
Uniform Relocation Assistance and Real Property Acquisition
Policies Act of 1970 Certification
The Applicant assures that it will comply with the Uniform Relocation Assistance and Real
Property Acquisition Policies Act of 1970 (Uniform Act) as amended, 42 U.S.C. 4601-4655, and
with implementing Federal regulations in 49 CFR 24 and 7 CFR 21.
Specifically, the Applicant assures that:
Whenever Federal financial assistance is used to pay for any part of the cost of a program or
project which will result in the displacement of any person;
(a) Fair and reasonable relocation payments and assistance shall be provided to or for
displaced persons in accordance with sections 202, 203, and 204 of the Uniform Act,
(b) Relocation assistance programs offering the services described in section 205 of the
Uniform Act shall be provided to displaced persons, and
(c) Within a reasonable period of time prior to displacement, comparable replacement
dwellings will be available to displaced persons in accordance with section 205(c)
(3) of the Uniform Act.
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Schedule I-8
Certificate Regarding Architectural Barriers
All facilities financed with RUS grants that are open to the public, or in which physically
handicapped persons may be employed or reside, must be designed, constructed, and/or altered
to be readily accessible to and usable by handicapped persons. Standards for these facilities must
comply with the Architectural Barriers Act of 1968, as amended (42 U.S.C. 4151 et seq.), and
with the Uniform Federal Accessibility Standards (UFAS), (Appendix A to 41 CFR subpart 10119.6).
As a prospective primary participant recipient of financial assistance from RUS, this
organization commits to carry out RUS’ established policy to comply with the requirements of
the above referenced law to the effect that all facilities must be readily accessible to and usable
by handicapped persons.
The Applicant hereby certifies, that, as a prospective recipient under the Distance Learning and
Telemedicine Grant, it is in compliance, or will be in compliance upon completion of the project,
with the above referenced law.
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Schedule I-10
Non-Duplication of Services Certificate
As a prospective primary participant recipient of assistance from RUS, this organization commits
to carry out RUS’ established policy to comply with the requirements that no facilities using
financial assistance will duplicate adequate established telemedicine services and/or distance
learning services.
The Applicant hereby certifies that as a prospective recipient under the said Distance Learning
and Telemedicine Loan and Grant Program, that it will not use RUS grant funds to duplicate any
adequate established services as referenced above.
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Appendix B: Finding Information on the Census Website
Finding the Population of a Town or Place Name Using the Census FactFinder
The following instructions are based on the Department of the Census FactFinder website.
1. Go to the FactFinder2 main page, http://factfinder.census.gov .
2. Select Advanced Search from the top menu. In the main part of the screen, there is a
peach- colored window with 2 blank text boxes.
3. In the field “topic or table name”, type P1
4. In the “state, county or place”, field type the town name followed by a comma, and the
state abbreviation. Click
5. Select TOTAL POPULATION for the total population of the place that has been
selected.
Example:
Tishomingo, Oklahoma
has been entered as an
example. FactFinder
will respond with a
pop-up window listing
places that correspond
to the typed
place/name, (often
adding the word “city”
or “town” after the
name that was typed).
From those options,
choose the one that is
most correct.
In this example, Census has
added the word “city” to the
request for the town
Tishomingo. This may not be
the way the town is usually
referred to, but it is how
Census categorizes the town.
So, "Tishomingo city,
Oklahoma” is selected from
this pop-up window.
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In the “Geographies” table, next to the selected town, Tishomingo comes under a Geographic
Type Census calls place within a state. Click on the name of the town.
Select TOTAL POPULATION
for the total population of the
place that has been selected.
The population for Tishomingo in the
2010 Census now appears as 3,034.
Comparing this population of 3,034
against the Rurality Population-to-Score
table, the Tishomingo site is rated
exceptionally rural, with a score of 45.
If any end user site is not within the boundaries of a town or a place that can be identified by
2010 Census or found in the listing of cities, towns, and places in the recent Atlas, then mark that
site as “Census Rural” and assign 45 points to it. If a site is identified as Census Rural, please
attach an 8.5x11 standard sheet of paper showing the site location to the Rurality Worksheet.
The map may be created from FactFinder (Geographies option, Map), Google Maps, Bing Maps
or other mapping software as long as the site location can be determined in comparison to other
cities, towns, roads and other features. The location of the sites must be able to be verified to
confirm their associated population and rurality scores.
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| File Type | application/pdf |
| File Modified | 0000-00-00 |
| File Created | 0000-00-00 |