Form 1, Rules 6a-1 and 6a-2 - Amendments

Form 1, Rules 6a-1 and 6a-2 Form of Application and Amendments

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0017 can be found here:

Documents and Forms

Document Name Document Type
Form Form 1 Form 1, Rules 6a-1 and 6a-2 - Amendments Form and Instruction
Form 1 SEC 1935 form1.pdf www.sec.gov/about/forms/form1.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Form 1, Rules 6a-1 and 6a-2 - Amendments	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.6a-2 17 CFR 240.6a-1

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form 1	SEC 1935	form1.pdf	http://www.sec.gov/about/forms/form1.pdf	No		Paper Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 21	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	189	27	162
Annual IC Time Burden (Hours)	4,725	675	4,050
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.