Rule 15Fb3-2 and Form SBSE-W: Complete and File Withdrawal Form

Registration Requirements for Security-based Swap Dealers and Major Security-based Swap Participants

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0696 can be found here:

Documents and Forms

Document Name Document Type
Form Form SBSE-W Rule 15Fb3-2 and Form SBSE-W: Complete and File Withdrawal Form Form and Instruction
Form SBSE-W Form SBSE-W formsbse-w.pdf www.sec.gov/files/formsbse-w.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Rule 15Fb3-2 and Form SBSE-W: Complete and File Withdrawal Form	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Voluntary

CFR Citation: 17 CFR 240.15Fb3-1 17 CFR 249.1601

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form SBSE-W	Form SBSE-W	formsbse-w.pdf	https://www.sec.gov/files/formsbse-w.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Previously Approved
Annual Number of Responses for this IC	1	1
Annual IC Time Burden (Hours)	1	1
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.