Tips, Complaints and Referral Database-TCR

Electronic Data Collection System-Tips, Complaints, Referrals (TCR)

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0672 can be found here:

Documents and Forms

Document Name Document Type
Tips, Complaints and Referral Database-TCR Form and Instruction
NEW Online EDC TCR 082117.pdf denebleo.sec.gov/TCRExternal/index.xhtml Form and Instruction
secsorn63.pdf SEC 63 Tips, Complaints, and Referrals (TCR) Records. IC Document
pia-tcr.pdf Privacy Impact Assessment- TCR IC Document

Information Collection (IC) Details

IC Title:	Tips, Complaints and Referral Database-TCR	Agency IC Tracking Number:	EN-270-621

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Voluntary

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	N/A	N/A	NEW Online EDC TCR 082117.pdf	https://denebleo.sec.gov/TCRExternal/index.xhtml	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: SEC 63- Tips, Complaints, and Referrals (TCR) Records.	FR Citation: 76 FR 3021

Number of Respondents: 16,000	Number of Respondents for Small Entity: 0

Affected Public: Individuals or Households

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Previously Approved
Annual Number of Responses for this IC	16,000	16,000
Annual IC Time Burden (Hours)	8,000	8,000
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
SEC 63 Tips, Complaints, and Referrals (TCR) Records.	secsorn63.pdf	09/18/2014
Privacy Impact Assessment- TCR	pia-tcr.pdf	06/12/2017

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.