30 day notice

30 day notice for Rule 17f-2(a).pdf

Rule 17f-2(a): Fingerprinting Requirements for Securities Professionals

30 day notice

OMB: 3235-0034

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Federal Register / Vol. 83, No. 238 / Wednesday, December 12, 2018 / Notices

• Send an email to rule-comments@
sec.gov. Please include File Number SR–
NYSEAMER–2018–54 on the subject
line.
Paper Comments
• Send paper comments in triplicate
to Brent J. Fields, Secretary, Securities
and Exchange Commission, 100 F Street
NE, Washington, DC 20549–1090.
All submissions should refer to File
Number SR–NYSEAMER–2018–54. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (http://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–NYSEAMER–2018–54 and
should be submitted on or before
January 2, 2019.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.13
Eduardo A. Aleman,
Assistant Secretary.
amozie on DSK3GDR082PROD with NOTICES1

[FR Doc. 2018–26823 Filed 12–11–18; 8:45 am]
BILLING CODE 8011–01–P

13 17

CFR 200.30–3(a)(12).

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SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–034, OMB Control No.
3235–0034]

Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Extension:
Rule 17f–2(a)

Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
the Rule 17f–2(a), (17 CFR 240.17f–2(a)),
under the Securities Exchange Act of
1934 (15 U.S.C. 78a et seq.).
Rule 17f–2(a) (Fingerprinting
Requirements for Securities
Professionals) requires that securities
professionals be fingerprinted. This
requirement serves to identify securityrisk personnel, to allow an employer to
make fully informed employment
decisions, and to deter possible
wrongdoers from seeking employment
in the securities industry. Partners,
directors, officers, and employees of
exchanges, brokers, dealers, transfer
agents, and clearing agencies are
included.
The Commission staff estimates that
approximately 4,480 respondents will
submit an aggregate total 289,780 new
fingerprint cards each year or
approximately 65 fingerprint cards per
year per registrant. The staff estimates
that the average number of hours
necessary to complete a fingerprint card
is one-half hour. Thus, the total
estimated annual burden is 144,890
hours for all respondents (289,780 times
one-half hour). The average internal
labor cost of compliance per hour is
approximately $283. Therefore, the total
estimated annual internal labor cost of
compliance for all respondents is
$41,003,870 (144,890 times $283).
This rule does not involve the
collection of confidential information.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the following website:

PO 00000

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www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, Room 10102, New Executive
Office Building, Washington, DC 20503,
or by sending an email to:
Lindsay.M.Abate@omb.eop.gov; and (ii)
Charles Riddle, Acting Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Candace
Kenner, 100 F Street NE, Washington,
DC 20549, or by sending an email to:
PRA_Mailbox@sec.gov. Comments must
be submitted to OMB within 30 days of
this notice.
Dated: December 4, 2018.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018–26851 Filed 12–11–18; 8:45 am]
BILLING CODE 8011–01–P

SOCIAL SECURITY ADMINISTRATION
[Docket No. SSA 2018–0068]

Notice Announcing Addresses for
Service of Process
Social Security Administration.
Notice announcing addresses for
summons and complaints.

AGENCY:
ACTION:

Our Office of the General
Counsel (OGC) is responsible for
processing and handling summonses
and complaints in lawsuits involving
judicial review of our final decisions on
individual claims for benefits under
titles II, VIII, and XVI of the Social
Security Act (Act). This notice sets out
the names and current addresses of
those offices and the jurisdictions for
which each office has responsibility.
FOR FURTHER INFORMATION CONTACT:
David Mansfield, Office of the General
Counsel, Office of Program Law, Social
Security Administration, 6401 Security
Boulevard, Baltimore, MD 21235–6404,
(410) 966–2305. For information on
eligibility or filing for benefits, call our
national toll-free number, 1–800–772–
1213 or TTY 1–800–325–0778, or visit
our internet site, Social Security Online,
at http://www.socialsecurity.gov.
SUPPLEMENTARY INFORMATION: You
should mail summonses and complaints
in cases involving judicial review of our
final decisions on individual claims for
benefits under titles II, VIII, and XVI of
the Act directly to the OGC location
responsible for the jurisdiction in which
the complaint has been filed. This
notice replaces the notice we published
on February 23, 2017 (82 FR 11494), and
reflects the current jurisdictional
SUMMARY:

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