0694-0120 Nuclear Operators

Request for Investigation under Section 232 of the Trade Expansion Act

Nuclear Operators - 12212018 - OMB.xlsx

The Effect of Imports of Uranium on the National Security

OMB: 0694-0120

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Overview

Cover Page
Table of Contents
General Instructions
Definitions
1
2
3a
3b
3c
3d
4
5
6
7
8
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13
14a
14b
15

Sheet 1: Cover Page

OMB Control Number: 0694-0120

Expiration Date: November 30, 2019

Section 232 National Security Investigation: The Effect of Imports of Uranium on the National Security

Nuclear Power Operator Survey

SCOPE OF ASSESSMENT

The U.S. Department of Commerce, Bureau of Industry and Security (BIS), Office of Technology Evaluation (OTE), is conducting a survey of the U.S. nuclear power operator and end-user sector. The survey results will be used to support an ongoing investigation of the effect of imports of uranium on the national security initiated under Section 232 of the Trade Expansion Act of 1962, as amended.

The principal goal of this survey is to assist the U.S. Department of Commerce in determining whether uranium is being imported into the United States in such quantities or under such circumstances as to threaten to impair the national security. Information collected will include facilities and production data, mergers and acquisitions, joint ventures, trade flows, supply chain networks, sales and demand data, employment information, conditions of domestic and global competition, research and development, and other financial factors. The resulting data will provide the U.S. Department of Commerce detailed uranium industry information that is otherwise not publicly available and needed to effectively conduct this Section 232 investigation.

RESPONSE TO THIS SURVEY IS REQUIRED BY LAW

A response to this survey is required by law (50 U.S.C. Sec. 4555). Failure to respond can result in a maximum fine of $10,000, imprisonment of up to one year, or both. Information furnished herewith is deemed confidential and will not be published or disclosed except in accordance with Section 705 of the Defense Production Act of 1950, as amended (50 U.S.C. Sec. 4555). Section 705 prohibits the publication or disclosure of this information unless the President determines that its withholding is contrary to the national defense. Information will not be shared with any non-government entity, other than in aggregate form. The information will be protected pursuant to the appropriate exemptions from disclosure under the Freedom of Information Act (FOIA), should it be the subject of a FOIA request.

Notwithstanding any other provision of law, no person is required to respond to nor shall a person be subject to a penalty for failure to comply with a collection of information subject to the requirements of the Paperwork Reduction Act unless that collection of information displays a currently valid OMB Control Number.

BURDEN ESTIMATE AND REQUEST FOR COMMENT

Public reporting burden for this collection of information is estimated to average 14 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information to BIS Information Collection Officer, Room 6883, Bureau of Industry and Security, U.S. Department of Commerce, Washington, D.C. 20230, and to the Office of Management and Budget, Paperwork Reduction Project (OMB Control No. 0694-0120), Washington, D.C. 20503.

BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Sheet 2: Table of Contents

Previous Page		Next Page
Table of Contents
I	Cover Page
II	Table of Contents
III	General Instructions
IV	Definitions
1	Organization Information
2	Mergers & Acquisitions
3a	Facility Information
3b	Facility Inventory
3c	Facility Refueling Cycle
3d	Changes in Facility Operations, 1999-2018
4	Production
5	Permits
6	Financials
7	Capital Expenditures
8	Research & Development
9	Deliveries, 2014-2018
10	Future Deliveries, 2019-2023
11	Projected Shipments to Enrichment Services Providers and Unfilled Uranium Requirements, 2019-2028
12	Logistics
13	Employment
14a	Market Trends
14b	Competitive Hardships
15	Certification
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Sheet 3: General Instructions

General Instructions

Your organization is required to complete this survey of the U.S. nuclear power generation sectors using an Excel template, which can be downloaded from the BIS website: http://www.bis.doc.gov/nuclearoperator

If you are unable to download the survey document, at your request, BIS survey support staff will e-mail the Excel survey template directly to you.

For your convenience, a PDF version of the survey and required drop-down content is available on the BIS website to aid internal data collection. DO NOT SUBMIT the PDF version of the survey as your response to BIS. Should this occur, your organization will be required to resubmit the survey in the requested Excel format.

Respond to every question. Surveys that are not fully completed will be returned for completion. Use the comment boxes to provide any information to supplement responses provided in the survey form. Make sure to record a complete answer in the cell provided, even if the cell does not appear to expand to fit all of the information.

DO NOT CUT AND PASTE RESPONSES WITHIN THIS SURVEY OR PASTE IN RESPONSES FROM OUTSIDE THE SURVEY. Survey inputs should be completed by typing in responses or by using a drop-down menu. The use of cut and paste can corrupt the survey template. If your survey response is corrupted as a result of cut and paste responses, your survey will be rejected and your organization must immediately resubmit the survey.

Do not disclose any USG classified information in this survey form.

Upon completion of the survey, final review, and certification, transmit the survey document via e-mail to: Uranium232@bis.doc.gov

Questions related to the survey should be directed to BIS survey support staff at Uranium232@bis.doc.gov

E-mail is the preferred method of contact.

You may also speak with a member of the BIS survey support staff by calling (202) 482-3800.

For questions related to the overall scope of this Section 232 Investigation, contact Uranium232@bis.doc.gov or:

Brad Botwin, Director, Industrial Studies
Office of Technology Evaluation, Bureau of Industry and Security, Room 1093
U.S. Department of Commerce
1401 Constitution Avenue, NW
Washington, DC 20230

DO NOT submit completed surveys to Mr. Botwin's postal or personal e-mail address. All surveys must be submitted electronically to: Uranium232@bis.doc.gov

BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Sheet 4: Definitions

Definitions

Term

Definition

Applied Research

A systematic study to gain knowledge or understanding necessary to determine the means by which a recognized and specific need may be met. This activity includes work leading to the production of useful materials, devices, and systems or methods, including design, development, and improvement of prototypes and new processes.

Authorizing Official

An executive officer of the organization or business unit or another individual who has the authority to execute this survey on behalf of the organization.

Basic Research

A systematic, scientific study directed toward greater knowledge or understanding of the fundamental aspects of phenomena and of observable facts.

Boiling Water Reactor (BWR)

A common nuclear power reactor design in which water flows upward through the core, where it is heated by fission and allowed to boil in the reactor vessel. The resulting steam drives turbines, which activate generators to produce electrical power.

Capital Expenditures

Investments made by an organization in buildings, equipment, property, and systems where the expense is depreciated. This does not include expenditures for consumable materials, other operating expenses, and salaries associated with normal business operations.

Customer

Any organization (external or internal entity) for which your organization manufactures/processes any product comprised of, or containing, uranium in any form.

Defense-related Activities

Any product or service that your organization produces that is ultimately used by the U.S. government for defense purposes, whether by the armed services, the Department of Defense, or any other U.S. government entity.

Depleted Uranium

Uranium in which the precentage fraction by weight of U-235 is less than 0.711 percent.

Development

The design, simulation, and testing of a prototype, including experimental software or hardware systems, to validate technological feasibility or concept of operation in order to reduce technological risk, or provide test systems prior to production approval.

Enriched Uranium

Includes enriched uranium oxide, enriched uranium hexafluoride, and other enriched uranium. Uranium enriched in U-235 and its compounds: alloys, dispersions (including cermets), ceramic products, and mixtures containing uranium enriched in U-235.

Exports

Shipments to destinations outside the United States, including shipments to Canada and Mexico.

Facility

A building or the minimum complex of buildings or parts of buildings in which an organization operates to serve a particular function, producing revenue, and incurring costs for the company. A facility may produce an item of tangible or intangible property or may perform a service. It may encompass a floor or group of floors within a building, a single building, or a group of buildings or structures. Often, a facility is a group of related locations at which organization employees work, together constituting a profit-and-loss center for the company, and it may be identified by a unique DUNS number.

Foreign Corrupt Practices Act of 1977 (FCPA) 15 U.S.C. §§ 78dd-1

The Foreign Corrupt Practices Act (FCPA), enacted in 1977, generally prohibits the payment of bribes to foreign officials to assist in obtaining or retaining business. The FCPA can apply to prohibited conduct anywhere in the world and extends to publicly traded companies and their officers, directors, employees, stockholders, and agents. Agents can include third party agents, consultants, distributors, joint-venture partners, and others.

Fuel Assemblies

A structured group of fuel rods (long, slender, metal tubes containing pellets of fissionable material, which provide fuel for nuclear reactors).

Fuel Elements

Includes fuel rods or fuel pellets, non-irradiated, and other parts thereof.

Fuel Fabrication

Fuel fabrication is the last step in the process of turning uranium into nuclear fuel rods, wherby enriched UF6 is converted to uranium dioxide powder that is pressed into pellets and inserted into fuel rods, grouped together to form fuel assemblies.

Full Time Equivalent (FTE) Employees

Employees who work for 40 hours in a normal work week. Convert part-time employees into "full time equivalents" by taking their work hours as a fraction of 40 hours.

Global Headquarters

A location that serves as the organization’s hub of worldwide operations with all global branches or divisions reporting to it.

Harmonized Tariff Schedule (HTS)

A 10-digit numbering system that classifies a good based on its name, use, and/or the material used in its construction. The number provides Customs and Border Protection (CBP) with a standardized method of tracking all merchandise imported into the United States and sets out the tariff rates and statistical categories.

Import Value

Values reported should be landed, duty paid values at the U.S. port of entry, including ocean freight and insurance costs, brokerage charges, and import duties (i.e., all charges except inland freight in the United States).

Inventory

The goods or materials an organization holds for its own use or for the ultimate goal of sale, or disposition or future conversion, enrichment, fabrication, or other use. This is material to which your organization has title; this does not include holding material for third-party use or storage.

Natural Uranium

Uranium with the same isotopic ratio as found in nature. This includes uranium ore and concentrates (U3O8) and natural uranium hexafluoride (UF6).

Non-U.S. Facility

A facility that is physically located outside of the United States.

Organization

A company, firm, laboratory, or other entity that owns or controls one or more U.S. establishment) or facility capable of designing and/or manufacturing products in the nuclear power generation sector.

Pressurized Water Reactor (PWR)

A common nuclear power reactor design in which very pure water is heated to a very high temperature by fission, kept under high pressure (to prevent it from boiling), and converted to steam by a steam generator. The resulting steam is used to drive turbines, which activate generators to produce electrical power.

Product/Process Development

Conceptualization and development of a uranium or nuclear fuel-related product or system prior to the production of the product for customers (i.e., utilities, governmental agencies etc.).

Production

The process of transforming inputs (raw materials, semi-finished goods, subassemblies, ideas, information, knowledge) into goods or services.

Research & Development

Basic and applied research in the engineering sciences, as well as design and development of prototype products and processes. Efforts that an organization conducts towards innovating, introducing and/or improving products and processes.

Russian Suspension Agreement

On October 16, 1992, the Department of Commerce suspended the antidumping duty
investigations involving uranium imports from Russia on the basis of agreements by the country's government to restrict the volume of direct or indirect exports to the United States in order to prevent the suppression or undercutting of price levels of United States domestic uranium. The agreement expires in 2020.

Sales

All reported and unreported sales of uranium (natural, converted, enriched and/or fabricated), including sales to end-users, producers, conversion facilities, enrichers, financial entities, intermediaries, traders, distributors, et al.

Separative Work Unit (SWU)

The standard measure of enrichment services.

Spot Contract

Contracts with a one-time uranium delivery (usually) for the entire contract, and the delivery typically occurs within one year of contract execution (signed date).

Supplier

An entity from which your organization obtains inputs, which may be goods or services. A supplier may be another organization with which you have a contractual relationship, or it may be another facility owned by the same parent organization.

Term Contract

Long-term contracts are contracts with one or more uranium deliveries to occur after a year following the contract execution (signed date) and as such may reflect some agreements of short and medium terms as well as longer term.

U.S. Department of Energy Uranium Transfer Program

The exchange of natural, enriched, or depleted uranium “tails,” or uranium enrichment services between the U.S. Department of Energy and another party.

United States

The "United States" or "U.S." includes the 50 states, Puerto Rico, the District of Columbia, Guam, the Trust Territories, and the U.S. Virgin Islands.

Uranium Compounds

Includes uranium oxide, uranium hexafluoride, and other uranium compounds.

Uranium Concentrate

The end product of the mining and milling stage, in which uranium oxide concentrate (U3O8) is produced.

Uranium Conversion

The process whereby natural uranium in the form of an oxide is converted to uranium hexafluoride.

Uranium Metal (Natural)

A lustrous silver-white metal that is radioactive, malleable, ductile, and softer than steel. It contains an isotopic ratio of 99.27% U-238, 0.72 % U-235, and 0.0055 % U-234 by weight.

Uranium Metal (Depleted)

A byproduct of enrichment (tailings) or fission, DU has less than one-third of the concentration of U-235 and U-234 by weight. DU from fission (i.e., in reprocessed used nuclear fuel) is distinct because it also contains U-236.

Uranium Mill

A plant where uranium is separated from ore taken from mines, including both conventional mills and in situ recovery (ISR) plants.

Uranium Ore

Ore which contains uranium that has been obtained from conventional or in situ mining methods.

10 CFR § 40.42

Title and section of the U.S. Code of Federal Regulations that cover the Nuclear Regulatory Commission's (NRC) regulation for the expiration and termination of licenses and decommissioning of sites and separate buildings or outdoor areas.

BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Sheet 5: 1

1: Organization Information

Provide the following information for your organization

Organization Name

Street Address

City

State

ZIP Code

Location of Global Headquarters

U.S. Point of Contact Name

U.S. Point of Contact Email

U.S. Point of Contact Phone

Is this organization owned, in whole or in part, by any private or government entity? Indicate Yes/No, then identify the entities below, if applicable. List entities with at least 5% ownership.

Entity Name

Global Headquarters Street Address

Global Headquarters City

Global Headquarters State/Province

Global Headquarters Country

Ownership %

At the global headquarters level, identify the total number of nuclear power generation facilities that your organization currently operates inside and outside the U.S.

Activity

Number of U.S. Facilities

Number of Non-U.S. Facilities

Nuclear Power Generation

Research & Development

Other

(specify)

Comments:

BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Sheet 6: 2

Previous Page									Next Page
2: Mergers, Acquisitions, Divestitures, and Joint Ventures
A	From 2014 - 2018, record the total number of mergers, acquisitions, and divestitures related to nuclear power generation in which your organization participated.
	Organization or Partnership Entity Name	Type of Activity	% of Shares Held by Partner Organization	Country Headquarters	Year Initiated	Primary Work Scope	Primary Purpose of Relationship	Explain
	1
	2
	3
	4
	5
	6
	7
	8
	9
	10
	11
	12
	13
	14
	15
B	From 2014 - 2018, record the total number of joint ventures and other business partnerships related to nuclear power generation and nuclear power generation R&D, including public/private partnerships, in which your organization participated.
	Organization or Partnership Entity Name	Type of Partnership	% of Shares Held by Partner Organization	Country Headquarters	Year Initiated	Primary Work Scope	Primary Purpose of Relationship	Explain
	1
	2
	3
	4
	5
	6
	7
	8
	9
	10
	11
	12
	13
	14
	15
C	From 2014 - 2018, record the total number of joint ventures and other business partnerships related to uranium production (front end nuclear fuel cycle), including public/private partnerships, in which your organization participated.
	Organization or Partnership Entity Name	Type of Partnership	% of Shares Held by Partner Organization	Country Headquarters	Year Initiated	Primary Work Scope	Primary Purpose of Relationship	Explain
	1
	2
	3
	4
	5
	6
	7
	8
	9
	10
	11
	12
	13
	14
	15
Comments:
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Sheet 7: 3a

3a: Facility Information

U.S. Facilities

Identify the total number of facilities that your organization owns in the United States involved in the generation of nuclear power.

List your organization’s nuclear power generation facilities located in the United States, identifying each facility’s name, city, state, operating status, reactor information, and any expected change in operations (e.g. expansion, worker layoffs, shutdown, etc.) from 2019-2023. If the facility operated in 2018, report the 2018 production volume in megawatthours (MWh). Even if a facility is closed, fill out all information possible.

U.S. Facility Name

City

State

Operating Status

Merchant vs. Regulated

Amount of Reactors

2018 Total Production Volume (MWh)

Amount of U3O8 needed to run facility per year (Pounds)

Reactor Unit No.

Status of Reactor

Reactor Type

Reactor Vendor

Number of Current Active Fuel Assembly Suppliers

Number of Fuel Assemblies Required to Operate Per Year

Licensed MWe

Expected Change
2019-2023

Explanation of Change, If Applicable

Closure

Significant Modernization

Expansion

None

If any of your U.S. facilities are scheduled to close or may close in the 2019-2023 period, explain the circumstances of this action.

Non-U.S. Facilities

Identify the total number of facilities that your organization owns outside the United States involved in the generation of nuclear power.

List your organization’s nuclear power generation facilities located outside the United States, identifying each facility’s name, city, state, operating status, reactor information, and any expected change in operations (e.g. expansion, worker layoffs, shutdown, etc.) from 2019-2023. If the facility was operating, report the 2018 production volume in megawatthours (MWh). Even if a facility is closed, fill out all information possible.

Non-U.S. Facility Name

City

Country

Operating Status

Merchant vs. Regulated

Amount of Reactors

2018 Total Production Volume (MWh)

Amount of U3O8 needed to run facility per year (Pounds)

Reactor Unit No.

Status of Reactor

Reactor Type

Reactor Vendor

Number of Current Active Fuel Assembly Suppliers

Number of Fuel Assemblies Required to Operate

Licensed MWe

Expected Change
2019-2023

Explanation of Change, If Applicable

If any of your non-U.S. facilities are scheduled to close or may close in the 2019-2023 period, explain the circumstances of this action.

BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Sheet 8: 3b

3b: Facility Inventory

Provide all U.S. and non-U.S. inventories held directly or indirectly by you for the 2014 to 2018 period, current as of 12/31/2018.

U.S. Facilities

For any facility in the U.S., whether that facility is owned by you or another organization, indicate which forms of uranium your organization keeps in inventory, and the amounts of each in inventory for the 2014 to 2018 period, utilizing the measurements provided in parentheses.

U.S. Facility Name

Facility Owner

Operating Status

Types of Uranium in Inventory

2014

2015

2016

2017

2018

Uranium Ore and Concentrates (Pounds U3O8)

Yes/No

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Non-U.S. Facilities

For each non-U.S. location, whether that facility is owned by you or another organization, indicate which forms of uranium your organization keeps in inventory, and the amounts of each in inventory for the 2014 to 2018 period, utilizing the measurements provided in parentheses.

Non-U.S. Facility Location

Operating Status

Types of Uranium in Inventory

2014

2015

2016

2017

2018

Uranium Ore and Concentrates (Pounds U3O8)

Yes/No

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Uranium Ore and Concentrates (Pounds U3O8)

Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)

Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)

Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)

Fuel Assemblies (Finished Units)

Comments:

BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Sheet 9: 3c

3c: Facility Refueling Cycle

Provide information pertaining to the reloading/refueling cycle for each of your organization's facilities, current as of 12/31/2018. If your organization operates two different reactor types at the same facility, separately report refueling information for each reactor type.

U.S. Facility Name

Fresh Fuel Batch Size (Number of Assemblies)

Uranium Contained in Fresh Fuel Batch (Pounds U3O8 Equivalent)

Percentage of Total Reactor Assemblies Replaced During Refuel

Refueling Cycle Length (Months)

Refueling Outage Length (Days)

Fuel Cycle Costs as Percentage of Total Facility Operating Costs

U3O8 Acquisition (Mining, Milling)

Conversion Services/UF6 Acquistion

Enrichment Services/EUP Acquistion

Fuel Fabrication Services

Aggregate Fuel Cycle Expenses as Percentage of Total Facility Operating Costs

Since 2014, has your organization considered or implemented changes in a facility's refueling cycle (e.g. lengthening the refueling cycle)?

Yes

If yes, describe.

Describe your organization's typical sequence for procuring nuclear fuel.

Comments:

BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Sheet 10: 3d

3d: Changes in Facility Operations, 1999-2018

Identify any U.S. nuclear power generation facility closings, relocations, contractions, expansions, corporate acquisitions or consolidations, or other major changes in operations (report as many as applicable). For each change, provide the reasons for the change in operations (e.g.,loss of market share to imports, loss/gain of market share from domestic competition, increasing/declining demand, low/high profitability, firm restructuring), and megawatthours of nuclear power impacted, as well as number of full-time-equivalent (FTE) employees impacted. Denote reductions with a "-" symbol. If a single facility has gone through multiple changes, list the facility on multiple lines and identify each separately.

Facility Name

Type of Change

Date of Change

Reason for Change

Annual MWh Capacity

Annual MWh Impacted

Number of FTEs Impacted

Explanation

Closure

Standby/Idle

Contraction

Expansion

Significant Modernization

Transfer/Sale

Other

Answer the following questions about facility changes in Section B and C.

If one of your organization's facilities was in the decommissioning process and had discharged its operator license, how long would it take, if possible, to fully restart operations at that facility? For each facility that your organization operates, indicate the factors that might inhibit restarting operations and the degree of impact for each factor. Estimate the total costs associated with each factor, and then explain your reasoning for your choices.

Facility Name

Estimated Time to Restart (in days)

Estimated Cost to Restart (in $1000s USD)

Factors Inhibiting Restart

Estimated Cost of Each Factor (in $1000s USD)

Explain

Factor

Degree of Impact

Operations

High

Regulatory (non-Environmental)

Moderate

Environmental

Low

Employment

None

Other (specify)

Operations

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

If one of your organization's facilities was in standby but had not discharged its operator license, how long would it take, if possible, to fully restart operations at that facility? Assume the facility is not in standby for scheduled maintenance for refueling purposes. For each type of facility that your organization operates, indicate the factors that might inhibit the process in the space provided, ranking them from 1 to 5, with 1 being the most challenging factor, then explain the reasoning behind your choice.

Facility Name

Estimated Time to Restart

Estimated Cost to Restart

Factors Inhibiting Restart

Estimated Cost of Each Factor (Thousands USD)

Explain

Factor

Degree of Impact

Operations

Cost of Standby

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Cost of Standby

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Cost of Standby

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Cost of Standby

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Cost of Standby

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Cost of Standby

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Cost of Standby

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Cost of Standby

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Cost of Standby

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Cost of Standby

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Cost of Standby

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Cost of Standby

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Cost of Standby

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Cost of Standby

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Operations

Cost of Standby

Regulatory (non-Environmental)

Environmental

Employment

Other (specify)

Describe the costs associated with maintaining a facility in standby, and estimate the total costs involved in maintaining a standby facility.

Would your organization opt to maintain a facility in standby?

Yes

If yes, explain.

Describe the costs and regulatory factors associated with maintaining a "brownfield" site.

Describe the costs and regulatory factors associated with maintaining a "greenfield" site.

Comments:

BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Sheet 11: 4

4: Production Capacity

Provide the facility-level information regarding production capacity and CO2 offset below.

Facility Name

Facility Location

Reactor Type

Average Annual Production 2014-2018 (MWh)

Average Annual Production Capacity 2014-2018 (MWh)

Average Capacity Utilization 2014-2018 (%)

Explanation for Difference Between Production Capacity and Annual Production, If Applicable

Fuel Cycle Cost as % of MWh Cost

Annual Estimated Facility CO2 Offset (Tons)

Uranium Concentrate (U3O8)

UF6 Conversion

Enrichment

Fuel Fabrication

PWR and BWR

Are your facilities capable of load following (e.g. ramping up and down electric output depending on demand)? Explain.

Yes

If yes, explain.

What changes to supply factors would contribute the most to change in MWh cost? Explain.

Comments:

BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Sheet 12: 5

Previous Page													Next Page
5: Permits
A.	Provide the permit information for your facilities below for both the state and federal level. Include permits for environmental and safety aspects.
	Facility Name		Permit Type	Issuing Agency	Cost of Permit	Average Length of Processing Time	Original Permit Date	Original Permit Expiration Date	Number of Renewal Applications	Average Renewal Application Length	Expiration Date of Current Permit	Plans to Renew Current Permit	Explanation
	1
	2
	3
	4
	5
	6
	7
	8
	9
	10
	11
	12
	13
	14
	15
B.	1	Has your organization had difficulty obtaining permits for operation? If yes, explain below.
	1
	2	Have your permitting costs increased in the last ten years? If yes, explain below.
	2
	3	If you indicated that your organization does not plan to renew a permit, describe the factors that have influenced those decisions below.
	3
	4	Does your organization have any suggestions that would help improve the permitting process?
	4
Comments:
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Sheet 13: 6

Previous Page							Next Page
6: Financials
Provide the following financial line items for your organization's nuclear power generation-related U.S. operations below for the 2014 to 2018 period.
1	Income Statement (Select Line Items)		Record $ in Thousands, e.g. $12,000.00 = survey input of $12					Data Confirmation
	Income Statement (Select Line Items)		2014	2015	2016	2017	2018	2018 Net Sales
	A.	Net Sales (and other revenue)						None
	B.	Cost of Goods Sold
	C.	Total Operating Income (Loss)
	D.	Earnings Before Interest and Taxes
	E.	Net Income
2	Balance Sheet (Select Line Items)		Record $ in Thousands, e.g. $12,000.00 = survey input of $12
	Balance Sheet (Select Line Items)		2014	2015	2016	2017	2018
	A.	Cash
	B.	Inventories
	C.	Total Current Assets
	D.	Total Assets
	E.	Total Current Liabilities
	F.	Total Liabilities
	G.	Retained Earnings
	H.	Total Owner's Equity
Note: Total Assets must equal Total Liabilities plus Total Owner's Equity
3			2014	2015	2016	2017	2018
	Total Revenue per MWh
	Total Operating Costs per MWh
4			2014	2015	2016	2017	2018
	Federal Taxes Paid
	State Taxes Paid
	Local Taxes Paid
Comments:
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Sheet 14: 7

Previous Page							Next Page
7: Capital Expenditures
Record your organization's nuclear power generation-related capital expenditures corresponding to the select categories below for the 2014 to 2018 period.
Capital Expenditure Activity Type			Record $ in Thousands, e.g. $12,000.00 = survey input of $12
Capital Expenditure Activity Type			2014	2015	2016	2017	2018
A	Total Capital Expenditures
1	Machinery, Equipment, and Vehicles [ as a % of A]
2	IT, Computers, Software [as a % of A]
3	Land, Buildings, and Leasehold Improvements [as a % of A]
4	Fuel [as a % of A]
5	Other (Specify) [as a % of A]
6	Other (Specify) [as a % of A]
Lines 1 through 5 must total 100%
B	For the below categories, indicate whether your organization experienced significant changes (increases, decreases, or both), in uranium and/or nuclear fuel capital expenditures over the past ten years (2009-2018). Explain what factors have been affecting changes in your organization's capital expenditures from 2009 to 2018, including, but not limited to, U.S. Government or state government policies or regulations, domestic and foreign competition, and declining uranium prices.

			Yes/No	If Yes, Type of Change	Explain
	1	Machinery, Equipment, and Vehicles
	2	IT, Computers, Software
	3	Land, Buildings, and Leasehold Improvements
	4	Fuel
	5	Other (Specify)
	6	Other (Specify)
Comments:





BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Sheet 15: 8

Previous Page								Next Page
8: Research & Development
A.	Has your organization conducted nuclear power generation-related research and development (R&D) in the past ten years?				If no, proceed to Section 9.
Record your organization's total R&D dollar expenditures and type of R&D expenditure for the 2014 to 2018 period.
B.				Record $ in Thousands, e.g. $12,000.00 = survey input of $12
				2014	2015	2016	2017	2018
	1	Total R&D Expenditures							Data Confirmation
	2	Basic Research [as a % of B1]							Total 2018 R&D Expenditures
	3	Applied Research [as a % of B1]							None
	4	Product/Process Development [as a % of B1]
	5	Total of 2 - 4 [must equal 100%]		0%	0%	0%	0%	0%
Identify your organization's R&D funding sources, by percent total of R&D dollars sourced.
C.				Record $ in Thousands, e.g. $12,000.00 = survey input of $12
				2014	2015	2016	2017	2018
	1	Total R&D Funding Sources
	2	Internal/Self-Funded/IRAD [as a % of C1]
	3	Total Federal Government [as a % of C1]
	4	Total State and Local Government [as a % of C1]
	5	Universities - Public and Private [as a % of C1]
	6	U.S. Industry, Venture Capital, Non-Profit [as a % of C1]
	7	Non-U.S. Investors (as a % of C1]
	8	Other	(specify)
	9	Total of 2 - 8 [must equal 100%]		0%	0%	0%	0%	0%
D.	1	For 2014 to 2018, did your organization experience constraints (for example, inadequate revenue) on U.S. R&D activities?		If yes, explain and identify additional R&D activities that would occur absent those constraints.
E	Is your organization currently working with any foreign partners with respect to R&D activities?					If yes, answer the following questions.
	Partner Company		Company Headquarters	Partnership Start Date	Goal of Partnership	Reason for choosing Partner	Percent of R&D Expenditures
	1
	2
	3
	4
	5
Comments:
BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Sheet 16: 9

9. Deliveries, 2014-2018

Identify all purchases of uranium products or contracts for fuel cycle services made by your organization with delivery dates between 2014-2018. Additionally, identify all contract fullfillments for fuel cycle services anticipated for the 2014-2018 period. For the Deliveries as Percentages of Fuel Capital Budget columns- if a given contract did not cover one of the years in the 2014-2018 period, enter NA in the applicable column(s). (e.g. if a contract only had deliveries for 2014 through 2016, but none in 2017 or 2018, enter NA in the 2017 and 2018 columns. "Open Origin" contracts are defined as contracts which permit uranium supplied under the contract to be sourced from any country.

Uranium Ore (Pounds)

If your organization did not receive any deliveries of this product in the 2014-2018 period, please choose "Not Applicable" in the space provided.

Not Applicable

Seller Name

Country of Seller Headquarters

Delivery Date

Date of Contract Signature

Type of Contract

Date of Contract Renegotiation (If Applicable)

Reason for Contract Renegotiation (If Applicable)

Pricing Mechanism

Contract Completed?

Years Remaining on Contract (If Applicable)

Open Origin

Country of U3O8 Origin

Price Per Unit (USD)

Quantity Delivered

Value of Quantity Delivered (thousands USD)

Deliveries as Percentages of Fuel Capital Budget

Percentage of 2014 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2014 Fuel Capital Budget (Thousands USD)

Percentage of 2015 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2015 Fuel Capital Budget (Thousands USD)

Percentage of 2016 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2016 Fuel Capital Budget (Thousands USD)

Percentage of 2017 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2017 Fuel Capital Budget (Thousands USD)

Estimated Percentage of 2018 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2018 Fuel Capital Budget (Thousands USD)

Short-Term

Price

Fixed

Yes

Long-Term

Shutdown

Market

Other

Fixed Plus Market

Other (Explain in Comments)

Comments

Uranium Concentrate (Pounds U3O8)

If your organization did not receive any deliveries of this product in the 2014-2018 period, please choose "Not Applicable" in the space provided.

Not Applicable

Seller Name

Country of Seller Headquarters

Delivery Date

Date of Contract Signature

Type of Contract

Date of Contract Renegotiation (If Applicable)

Reason for Contract Renegotiation (If Applicable)

Pricing Mechanism

Contract Completed?

Years Remaining on Contract (If Applicable)

Open Origin

Country of U3O8 Origin

Price Per Unit (USD)

Quantity Delivered

Value of Quantity Delivered (thousands USD)

Deliveries as Percentages of Fuel Capital Budget

Percentage of 2014 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2014 Fuel Capital Budget (Thousands USD)

Percentage of 2015 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2015 Fuel Capital Budget (Thousands USD)

Percentage of 2016 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2016 Fuel Capital Budget (Thousands USD)

Percentage of 2017 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2017 Fuel Capital Budget (Thousands USD)

Estimated Percentage of 2018 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2018 Fuel Capital Budget (Thousands USD)

Short-Term

Price

Fixed

Yes

Long-Term

Shutdown

Market

Other

Fixed Plus Market

Other (Explain in Comments)

Comments

Uranium Metal (Pounds U3O8 Equivalent)

If your organization did not receive any deliveries of this product in the 2014-2018 period, please choose "Not Applicable" in the space provided.

Not Applicable

Seller Name

Country of Seller Headquarters

Delivery Date

Date of Contract Signature

Type of Contract

Date of Contract Renegotiation (If Applicable)

Reason for Contract Renegotiation (If Applicable)

Pricing Mechanism

Contract Completed?

Years Remaining on Contract (If Applicable)

Open Origin

Country of U3O8 Origin

Price Per Unit (USD)

Quantity Delivered

Value of Quantity Delivered (thousands USD)

Deliveries as Percentages of Fuel Capital Budget

Percentage of 2014 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2014 Fuel Capital Budget (Thousands USD)

Percentage of 2015 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2015 Fuel Capital Budget (Thousands USD)

Percentage of 2016 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2016 Fuel Capital Budget (Thousands USD)

Percentage of 2017 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2017 Fuel Capital Budget (Thousands USD)

Estimated Percentage of 2018 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2018 Fuel Capital Budget (Thousands USD)

Short-Term

Price

Fixed

Yes

Long-Term

Shutdown

Market

Other

Fixed Plus Market

Other (Explain in Comments)

Comments

Natural Uranium - Not Compounds (Pounds U308 Equivalent)

If your organization did not receive any deliveries of this product in the 2014-2018 period, please choose "Not Applicable" in the space provided.

Not Applicable

Seller Name

Country of Seller Headquarters

Delivery Date

Date of Contract Signature

Type of Contract

Date of Contract Renegotiation (If Applicable)

Reason for Contract Renegotiation (If Applicable)

Pricing Mechanism

Contract Completed?

Years Remaining on Contract (If Applicable)

Open Origin

Country of U3O8 Origin

Price Per Unit (USD)

Quantity Delivered

Value of Quantity Delivered (thousands USD)

Deliveries as Percentages of Fuel Capital Budget

Percentage of 2014 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2014 Fuel Capital Budget (Thousands USD)

Percentage of 2015 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2015 Fuel Capital Budget (Thousands USD)

Percentage of 2016 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2016 Fuel Capital Budget (Thousands USD)

Percentage of 2017 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2017 Fuel Capital Budget (Thousands USD)

Estimated Percentage of 2018 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2018 Fuel Capital Budget (Thousands USD)

Short-Term

Price

Fixed

Yes

Long-Term

Shutdown

Market

Other

Fixed Plus Market

Other (Explain in Comments)

Comments

Uranium Compounds - Oxide (Pounds U3O8 Equivalent)

If your organization did not receive any deliveries of this product in the 2014-2018 period, please choose "Not Applicable" in the space provided.

Not Applicable

Seller Name

Country of Seller Headquarters

Delivery Date

Date of Contract Signature

Type of Contract

Date of Contract Renegotiation (If Applicable)

Reason for Contract Renegotiation (If Applicable)

Pricing Mechanism

Contract Completed?

Years Remaining on Contract (If Applicable)

Open Origin

Country of U3O8 Origin

Price Per Unit (USD)

Quantity Delivered

Value of Quantity Delivered (thousands USD)

Deliveries as Percentages of Fuel Capital Budget

Percentage of 2014 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2014 Fuel Capital Budget (Thousands USD)

Percentage of 2015 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2015 Fuel Capital Budget (Thousands USD)

Percentage of 2016 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2016 Fuel Capital Budget (Thousands USD)

Percentage of 2017 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2017 Fuel Capital Budget (Thousands USD)

Estimated Percentage of 2018 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2018 Fuel Capital Budget (Thousands USD)

Short-Term

Price

Fixed

Yes

Long-Term

Shutdown

Market

Other

Fixed Plus Market

Other (Explain in Comments)

Comments

Uranium Compounds - Hexaflouride (Pounds U3O8 Equivalent)

If your organization did not receive any deliveries of this product in the 2014-2018 period, please choose "Not Applicable" in the space provided.

Not Applicable

Seller Name

Country of Seller Headquarters

Delivery Date

Date of Contract Signature

Type of Contract

Date of Contract Renegotiation (If Applicable)

Reason for Contract Renegotiation (If Applicable)

Pricing Mechanism

Contract Completed?

Years Remaining on Contract (If Applicable)

Open Origin

Country of U3O8 Origin

Price Per Unit (USD)

Quantity Delivered

Value of Quantity Delivered (thousands USD)

Deliveries as Percentages of Fuel Capital Budget

Percentage of 2014 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2014 Fuel Capital Budget (Thousands USD)

Percentage of 2015 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2015 Fuel Capital Budget (Thousands USD)

Percentage of 2016 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2016 Fuel Capital Budget (Thousands USD)

Percentage of 2017 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2017 Fuel Capital Budget (Thousands USD)

Estimated Percentage of 2018 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2018 Fuel Capital Budget (Thousands USD)

Short-Term

Price

Fixed

Yes

Long-Term

Shutdown

Market

Other

Fixed Plus Market

Other (Explain in Comments)

Comments

Uranium Compounds - Other (Pounds U3O8 Equivalent)

If your organization did not receive any deliveries of this product in the 2014-2018 period, please choose "Not Applicable" in the space provided.

Not Applicable

Seller Name

Country of Seller Headquarters

Delivery Date

Date of Contract Signature

Type of Contract

Date of Contract Renegotiation (If Applicable)

Reason for Contract Renegotiation (If Applicable)

Pricing Mechanism

Contract Completed?

Years Remaining on Contract (If Applicable)

Open Origin

Country of U3O8 Origin

Price Per Unit (USD)

Quantity Delivered

Value of Quantity Delivered (thousands USD)

Deliveries as Percentages of Fuel Capital Budget

Percentage of 2014 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2014 Fuel Capital Budget (Thousands USD)

Percentage of 2015 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2015 Fuel Capital Budget (Thousands USD)

Percentage of 2016 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2016 Fuel Capital Budget (Thousands USD)

Percentage of 2017 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2017 Fuel Capital Budget (Thousands USD)

Estimated Percentage of 2018 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2018 Fuel Capital Budget (Thousands USD)

Short-Term

Price

Fixed

Yes

Long-Term

Shutdown

Market

Other

Fixed Plus Market

Other (Explain in Comments)

Comments

Depleted Uranium- Oxides (Pounds U3O8 Equivalent)

If your organization did not receive any deliveries of this product in the 2014-2018 period, please choose "Not Applicable" in the space provided.

Not Applicable

Seller Name

Country of Seller Headquarters

Delivery Date

Date of Contract Signature

Type of Contract

Date of Contract Renegotiation (If Applicable)

Reason for Contract Renegotiation (If Applicable)

Pricing Mechanism

Contract Completed?

Years Remaining on Contract (If Applicable)

Open Origin

Country of U3O8 Origin

Price Per Unit (USD)

Quantity Delivered

Value of Quantity Delivered (thousands USD)

Deliveries as Percentages of Fuel Capital Budget

Percentage of 2014 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2014 Fuel Capital Budget (Thousands USD)

Percentage of 2015 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2015 Fuel Capital Budget (Thousands USD)

Percentage of 2016 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2016 Fuel Capital Budget (Thousands USD)

Percentage of 2017 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2017 Fuel Capital Budget (Thousands USD)

Estimated Percentage of 2018 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2018 Fuel Capital Budget (Thousands USD)

Short-Term

Price

Fixed

Yes

Long-Term

Shutdown

Market

Other

Fixed Plus Market

Other (Explain in Comments)

Comments

Depleted Uranium- Flourides (Pounds U3O8 Equivalent)

If your organization did not receive any deliveries of this product in the 2014-2018 period, please choose "Not Applicable" in the space provided.

Not Applicable

Seller Name

Country of Seller Headquarters

Delivery Date

Date of Contract Signature

Type of Contract

Date of Contract Renegotiation (If Applicable)

Reason for Contract Renegotiation (If Applicable)

Pricing Mechanism

Contract Completed?

Years Remaining on Contract (If Applicable)

Open Origin

Country of U3O8 Origin

Price Per Unit (USD)

Quantity Delivered

Value of Quantity Delivered (thousands USD)

Deliveries as Percentages of Fuel Capital Budget

Percentage of 2014 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2014 Fuel Capital Budget (Thousands USD)

Percentage of 2015 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2015 Fuel Capital Budget (Thousands USD)

Percentage of 2016 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2016 Fuel Capital Budget (Thousands USD)

Percentage of 2017 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2017 Fuel Capital Budget (Thousands USD)

Estimated Percentage of 2018 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2018 Fuel Capital Budget (Thousands USD)

Short-Term

Price

Fixed

Yes

Long-Term

Shutdown

Market

Other

Fixed Plus Market

Other (Explain in Comments)

Comments

Depleted Uranium- Other (Pounds U3O8 Equivalent)

If your organization did not receive any deliveries of this product in the 2014-2018 period, please choose "Not Applicable" in the space provided.

Not Applicable

Seller Name

Country of Seller Headquarters

Delivery Date

Date of Contract Signature

Type of Contract

Date of Contract Renegotiation (If Applicable)

Reason for Contract Renegotiation (If Applicable)

Pricing Mechanism

Contract Completed?

Years Remaining on Contract (If Applicable)

Open Origin

Country of U3O8 Origin

Price Per Unit (USD)

Quantity Delivered

Value of Quantity Delivered (thousands USD)

Deliveries as Percentages of Fuel Capital Budget

Percentage of 2014 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2014 Fuel Capital Budget (Thousands USD)

Percentage of 2015 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2015 Fuel Capital Budget (Thousands USD)

Percentage of 2016 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2016 Fuel Capital Budget (Thousands USD)

Percentage of 2017 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2017 Fuel Capital Budget (Thousands USD)

Estimated Percentage of 2018 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2018 Fuel Capital Budget (Thousands USD)

Short-Term

Price

Fixed

Yes

Long-Term

Shutdown

Market

Other

Fixed Plus Market

Other (Explain in Comments)

Comments

Depleted Uranium- Metal (Pounds U3O8 Equivalent)

If your organization did not receive any deliveries of this product in the 2014-2018 period, please choose "Not Applicable" in the space provided.

Not Applicable

Seller Name

Country of Seller Headquarters

Delivery Date

Date of Contract Signature

Type of Contract

Date of Contract Renegotiation (If Applicable)

Reason for Contract Renegotiation (If Applicable)

Pricing Mechanism

Contract Completed?

Years Remaining on Contract (If Applicable)

Open Origin

Country of U3O8 Origin

Price Per Unit (USD)

Quantity Delivered

Value of Quantity Delivered (thousands USD)

Deliveries as Percentages of Fuel Capital Budget

Percentage of 2014 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2014 Fuel Capital Budget (Thousands USD)

Percentage of 2015 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2015 Fuel Capital Budget (Thousands USD)

Percentage of 2016 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2016 Fuel Capital Budget (Thousands USD)

Percentage of 2017 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2017 Fuel Capital Budget (Thousands USD)

Estimated Percentage of 2018 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2018 Fuel Capital Budget (Thousands USD)

Short-Term

Price

Fixed

Yes

Long-Term

Shutdown

Market

Other

Fixed Plus Market

Other (Explain in Comments)

Comments

Enriched Uranium Oxide (Pounds U3O8 Equivalent)

If your organization did not receive any deliveries of this product in the 2014-2018 period, please choose "Not Applicable" in the space provided.

Not Applicable

Seller Name

Country of Seller Headquarters

Delivery Date

Date of Contract Signature

Type of Contract

Date of Contract Renegotiation (If Applicable)

Reason for Contract Renegotiation (If Applicable)

Pricing Mechanism

Contract Completed?

Years Remaining on Contract (If Applicable)

Open Origin

Country of U3O8 Origin

Price Per Unit (USD)

Quantity Delivered

Value of Quantity Delivered (thousands USD)

Deliveries as Percentages of Fuel Capital Budget

Percentage of 2014 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2014 Fuel Capital Budget (Thousands USD)

Percentage of 2015 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2015 Fuel Capital Budget (Thousands USD)

Percentage of 2016 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2016 Fuel Capital Budget (Thousands USD)

Percentage of 2017 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2017 Fuel Capital Budget (Thousands USD)

Estimated Percentage of 2018 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2018 Fuel Capital Budget (Thousands USD)

Short-Term

Price

Fixed

Yes

Long-Term

Shutdown

Market

Other

Fixed Plus Market

Other (Explain in Comments)

Comments

Enriched Uranium Hexaflouride (Pounds U3O8 Equivalent)

If your organization did not receive any deliveries of this product in the 2014-2018 period, please choose "Not Applicable" in the space provided.

Not Applicable

Seller Name

Country of Seller Headquarters

Delivery Date

Date of Contract Signature

Type of Contract

Date of Contract Renegotiation (If Applicable)

Reason for Contract Renegotiation (If Applicable)

Pricing Mechanism

Contract Completed?

Years Remaining on Contract (If Applicable)

Open Origin

Country of U3O8 Origin

Price Per Unit (USD)

Quantity Delivered

Value of Quantity Delivered (thousands USD)

Deliveries as Percentages of Fuel Capital Budget

Percentage of 2014 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2014 Fuel Capital Budget (Thousands USD)

Percentage of 2015 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2015 Fuel Capital Budget (Thousands USD)

Percentage of 2016 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2016 Fuel Capital Budget (Thousands USD)

Percentage of 2017 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2017 Fuel Capital Budget (Thousands USD)

Estimated Percentage of 2018 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2018 Fuel Capital Budget (Thousands USD)

Short-Term

Price

Fixed

Yes

Long-Term

Shutdown

Market

Other

Fixed Plus Market

Other (Explain in Comments)

Comments

Enriched Uranium - Other (Pounds U3O8 Equivalent)

If your organization did not receive any deliveries of this product in the 2014-2018 period, please choose "Not Applicable" in the space provided.

Not Applicable

Seller Name

Country of Seller Headquarters

Delivery Date

Date of Contract Signature

Type of Contract

Date of Contract Renegotiation (If Applicable)

Reason for Contract Renegotiation (If Applicable)

Pricing Mechanism

Contract Completed?

Years Remaining on Contract (If Applicable)

Open Origin

Country of U3O8 Origin

Price Per Unit (USD)

Quantity Delivered

Value of Quantity Delivered (thousands USD)

Deliveries as Percentages of Fuel Capital Budget

Percentage of 2014 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2014 Fuel Capital Budget (Thousands USD)

Percentage of 2015 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2015 Fuel Capital Budget (Thousands USD)

Percentage of 2016 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2016 Fuel Capital Budget (Thousands USD)

Percentage of 2017 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2017 Fuel Capital Budget (Thousands USD)

Estimated Percentage of 2018 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2018 Fuel Capital Budget (Thousands USD)

Short-Term

Price

Fixed

Yes

Long-Term

Shutdown

Market

Other

Fixed Plus Market

Other (Explain in Comments)

Comments

Conversion Services

If your organization did not receive any fulfillments from contracts for conversion services in the 2014-2018 period, please choose "Not Applicable" in the space provided.

Not Applicable

Seller Name

Country of Seller Headquarters

Delivery Date

Date of Contract Signature

Type of Contract

Date of Contract Renegotiation (If Applicable)

Reason for Contract Renegotiation (If Applicable)

Pricing Mechanism

Contract Completed?

Years Remaining on Contract (If Applicable)

Open Origin

Country of U3O8 Origin

Price Per Unit (USD)

Quantity Delivered

Value of Quantity Delivered (thousands USD)

Deliveries as Percentages of Fuel Capital Budget

Percentage of 2014 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2014 Fuel Capital Budget (Thousands USD)

Percentage of 2015 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2015 Fuel Capital Budget (Thousands USD)

Percentage of 2016 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2016 Fuel Capital Budget (Thousands USD)

Percentage of 2017 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2017 Fuel Capital Budget (Thousands USD)

Estimated Percentage of 2018 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2018 Fuel Capital Budget (Thousands USD)

Short-Term

Price

Fixed

Yes

Long-Term

Shutdown

Market

Other

Fixed Plus Market

Other (Explain in Comments)

Comments

Enrichment Services

If your organization did not receive any fulfillments from contracts for enrichment services in the 2014-2018 period, please choose "Not Applicable" in the space provided.

Not Applicable

Seller Name

Country of Seller Headquarters

Delivery Date

Date of Contract Signature

Type of Contract

Date of Contract Renegotiation (If Applicable)

Reason for Contract Renegotiation (If Applicable)

Pricing Mechanism

Contract Completed?

Years Remaining on Contract (If Applicable)

Open Origin

Country of U3O8 Origin

Price Per Unit (USD)

Quantity Delivered

Value of Quantity Delivered (thousands USD)

Deliveries as Percentages of Fuel Capital Budget

Percentage of 2014 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2014 Fuel Capital Budget (Thousands USD)

Percentage of 2015 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2015 Fuel Capital Budget (Thousands USD)

Percentage of 2016 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2016 Fuel Capital Budget (Thousands USD)

Percentage of 2017 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2017 Fuel Capital Budget (Thousands USD)

Estimated Percentage of 2018 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2018 Fuel Capital Budget (Thousands USD)

Short-Term

Price

Fixed

Yes

Long-Term

Shutdown

Market

Other

Fixed Plus Market

Other (Explain in Comments)

Comments

Finished Fuel Assemblies (PWR, BWR, or Other) (Finished Units)

If your organization did not receive any deliveries of this product in the 2014-2018 period, please choose "Not Applicable" in the space provided.

Not Applicable

Seller Name

Country of Seller Headquarters

Delivery Date

Date of Contract Signature

Type of Contract

Date of Contract Renegotiation (If Applicable)

Reason for Contract Renegotiation (If Applicable)

Pricing Mechanism

Contract Completed?

Years Remaining on Contract (If Applicable)

Open Origin

Country of U3O8 Origin

Price Per Unit (USD)

Quantity Delivered

Value of Quantity Delivered (thousands USD)

Deliveries as Percentages of Fuel Capital Budget

Percentage of 2014 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2014 Fuel Capital Budget (Thousands USD)

Percentage of 2015 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2015 Fuel Capital Budget (Thousands USD)

Percentage of 2016 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2016 Fuel Capital Budget (Thousands USD)

Percentage of 2017 Fuel Capital Budget (Pounds U3O8 Equivalent)

Percentage of 2017 Fuel Capital Budget (Thousands USD)

Estimated Percentage of 2018 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2018 Fuel Capital Budget (Thousands USD)

Short-Term

Price

Fixed

Yes

Long-Term

Shutdown

Market

Other

Fixed Plus Market

Other (Explain in Comments)

Comments

BUSINESS CONFIDENTIAL - Per Section 705(d) of the Defense Production Act

Sheet 17: 10

10. Future Deliveries, 2019-2023

Identify all purchases of uranium products or contracts for fuel cycle services made by your organization with delivery dates between 2019 and 2023. Additionally, identify all contract fullfillments for fuel cycle services anticipated for the 2019-2023 period. For the Deliveries as Estimated Percentages of Fuel Capital Budget columns- if a given contract did not cover one of the years in the 2019-2023 period, eneter NA in the applicable column(s). (e.g. if a contract only had deliveries for 2019 through 2021, but none in 2022 and 2023, eneter NA in the 2022 and 2023 columns.) "Open Origin" contracts are defined as contracts which permit uranium supplied under the contract to be sourced from any country.

Uranium Ore (Pounds)

If your organization does not anticipate any deliveries of this product in the 2019-2023 period, please choose "Not Applicable" in the space provided.

Not Applicable

Seller Name

Country of Seller Headquarters

Delivery Date

Date of Contract Signature

Type of Contract

Date of Contract Renegotiation (If Applicable)

Reason for Contract Renegotiation (If Applicable)

Pricing Mechanism

Contract Completed?

Years Remaining on Contract (If Applicable)

Open Origin

Country of U3O8 Origin

Price Per Unit (USD)

Quantity Delivered

Value of Quantity Delivered (thousands USD)

Deliveries as Estimated Percentages of Fuel Capital Budget

Estimated Percentage of 2019 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2019 Fuel Capital Budget (Thousands USD)

Estimated Percentage of 2020 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2020 Fuel Capital Budget (Thousands USD)

Estimated Percentage of 2021 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2021 Fuel Capital Budget (Thousands USD)

Estimated Percentage of 2022 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2022 Fuel Capital Budget (Thousands USD)

Estimated Percentage of 2023 Fuel Capital Budget (Pounds U3O8 Equivalent)

Estimated Percentage of 2023 Fuel Capital Budget (Thousands USD)