Proposed Rule 211h-1

Rule 211h-1 under the Investment Advisers Act of 1940

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0770 can be found here:

Documents and Forms

Document Name Document Type

no available documents/forms check other ICs listed under this ICR

Information Collection (IC) Details

IC Title:	Proposed Rule 211h-1	Agency IC Tracking Number:	3235-xxxx

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.211h-1

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 256,510	Number of Respondents for Small Entity: 179

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Requested	Program Change Due to New Statute
Annual Number of Responses for this IC	256,510	256,510
Annual IC Time Burden (Hours)	521,400	521,400
Annual IC Cost Burden (Dollars)	366,352,531	366,352,531

Documents for IC

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.