Form CRS and Rule 17a-14 under the Securities Exchange Act of 1934

Form CRS and rule 17a-14 under the Exchange Act

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0766 can be found here:

Documents and Forms

Document Name Document Type
EDGAR PIA 2016.pdf EDGAR PIA IC Document

Information Collection (IC) Details

IC Title:	Form CRS and Rule 17a-14 under the Securities Exchange Act of 1934	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17a-14 17 CFR 249.640

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 2,857	Number of Respondents for Small Entity: 802

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to New Statute
Annual Number of Responses for this IC	170,105,211	170,105,211
Annual IC Time Burden (Hours)	3,084,835	3,084,835
Annual IC Cost Burden (Dollars)	1,341,362	1,341,362

Documents for IC

Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA 2016.pdf	02/14/2019

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.