Securities Exchange Act of 1934 Rule 17a-6- Right of National Securities Exchange, National Securities Association, Registered Clearing Agency, or the Municipal Securities Rulemaking Board to ...

Securities Exchange Act of 1934 Rule 17a-6 (17 CFR 240.17a-6); Right of National Securities Exchange, National Securitise Association, Registered clearing Agency or the Municipal Securities ...

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0489 can be found here:

Documents and Forms

Document Name Document Type
EDGAR PIA 2016.pdf EDGAR PIA IC Document

Information Collection (IC) Details

IC Title:	Securities Exchange Act of 1934 Rule 17a-6- Right of National Securities Exchange, National Securities Association, Registered Clearing Agency, or the Municipal Securities Rulemaking Board to ...	Agency IC Tracking Number:	270-433

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 240.17a-6

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 2	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	2	2
Annual IC Time Burden (Hours)	60	60
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA 2016.pdf	10/09/2018

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.