Regulation 12B-Registration and Reporting

ICR 201802-3235-009

OMB: 3235-0062

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2018-02-16
IC Document Collections
IC ID
Document
Title
Status
34194
Modified
ICR Details
3235-0062 201802-3235-009
Historical Inactive 201611-3235-054
SEC CF 270-70
Regulation 12B-Registration and Reporting
Revision of a currently approved collection   No
Regular
Comment filed on proposed rule and continue 03/28/2018
Retrieve Notice of Action (NOA) 02/20/2018
COMMENT: OMB files this comment in accordance with 5 CFR 1320.11( c ). This OMB action is not an approval to conduct or sponsor an information collection under the Paperwork Reduction Act of 1995. This action has no effect on any current approvals. If OMB has assigned this ICR a new OMB Control Number, the OMB Control Number will not appear in the active inventory. For future submissions of this information collection, reference the OMB Control Number provided. Resubmit when proposed rule is finalized.
  Inventory as of this Action Requested Previously Approved
02/29/2020 36 Months From Approved 02/29/2020
1 0 1
1 0 1
0 0 0

Regulation 12B includes rules governing Exchange Act registration statements and reports pursuant to Sections 12(b), 12(g), 13(a) and 15(d) of the Securities Exchange Act of 1934.

US Code: 15 USC 78c(b), 78l, 78m, Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78w(a) Name of Law: Securities Exchange Act of 1934
   PL: Pub.L. 114 - 94 72002 Name of Law: Fixing America's Surface Transportation Act of 2015
   US Code: 15 USC 77g, 77j, 77s Name of Law: Securities Act of 1933
  
None

3235-AL90 Proposed rulemaking 81 FR 43130 07/01/2016

No

1
IC Title Form No. Form Name
Regulation 12B-Registration and Reporting

No
No

$150,000
No
    No
    No
No
No
No
Uncollected
Amy Reischauer 202 551-3460 reischauerp@sec.gov

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/20/2018


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