OFM Conference Feedback Survey

Securities and Exchange Commission

Philadelphia Regional Office

Mid-Atlantic Regional Conference Feedback Survey

1. Name of your agency (can be left blank if you prefer).

(Response: TEXT BOX)

For the sessions you attended, please rate the relevance of the topic and quality of information provided. A rating of “1” represents the lowest level of relevance and information quality and a rating of “5” represents the highest level of relevance and information quality.

2. Keynote Speaker Andrew J. Bowden

1 2 3 4 5 Did not attend

3) Virtual Currencies

1 2 3 4 5 Did not attend

4) OCIE Hot Topics

1 2 3 4 5 Did not attend

5) Emerging Trends in Criminal Cases

1 2 3 4 5 Did not attend

6) Current Developments in State Regulation

1 2 3 4 5 Did not attend

7) High Frequency Trading and Dark Pools

1 2 3 4 5 Did not attend

8) Senior Fraud/TSP Initiative/Affinity Fraud

1 2 3 4 5 Did not attend

9) Keynote Speaker Andrew Ceresney

1 2 3 4 5 Did not attend

10) Anti-Money Laundering Initiative

1 2 3 4 5 Did not attend

11) Microcap Fraud

1 2 3 4 5 Did not attend

12) Overall, what is your opinion of the length of time allotted for the conference?

(Response options: Too long, The right length, Too brief.)

13. Please take a moment to type your suggestions to improve the content, scope or presentations of next year’s conference, or suggestions for additional invitees from other regulatory agencies.

(Response options: TEXT BOX)

Thank you for your feedback.