Regulatory Capital Transitions Cover Sheet

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Overview

Supplemental Cover Sheet
Supplemental Schedule

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Sheet 1: Supplemental Cover Sheet

DFAST-14A OCC Supplemental Schedule
All covered institutions are expected to complete a version of the OCC supplemental schedule for each required scenario
Covered institutions should complete all relevant cells in the corresponding worksheets, including this cover page. Covered institutions should not complete any shaded cells.
Please do not change the structure of this workbook.
Please note that unlike Call Report reporting, all actual and projected income statement figures should be reported on a quarterly basis, and not on a cumulative basis.
Any questions should be directed to DFA165i2.reporting@occ.treas.gov .
	Institution Name:		XYZ
	RSSD ID:
	OCC Charter ID:		#####
	Source:		Bank
	Current Year:			(Enter appropriate year)
	Planning Horizon Year 1:
	Planning Horizon Year 2:
	Submission Date (MM/DD/YYYY):			(Enter date)
	When Received:
	Please indicate the scenario associated with this submission using the following drop-down menu:
	Baseline
Baseline
Adverse
Severely Adverse
Bank Baseline
Bank Stress
Additional Scenario 1
Additional Scenario 2

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Sheet 2: Supplemental Schedule

OCC Supplemental Schedule

Banks that are subsidiaries of large, non-complex firms, as defined by the Board, and Federal savings associations are not required to report this schedule.

Actual in $Millions

Projected in $Millions

Item

as of date

PQ 1

PQ 2

PQ 3

PQ 4

PQ 5

PQ 6

PQ 7

PQ 8

PQ 9

Income Statement Items

Losses associated with loans HFI

Largest Commercial Concentration

1

(Select)

CRE loans

Construction

2

Retail

3

Apartment

Nonfarm, Non-residential

Non-Owner-Occupied

4

Retail

5

Apartment

Corporate Loans

Nonfarm, Non-residential

Owner-Occupied

6

Retail

7

Loans to Investment Firms and Financial Vehicles

8

Loans to Securities Firms and Investment Banking

Non-US exposures

9

Non-US total

10

Brazil

11

China

12

Italy

13

United Kingdom

14

Selected Oil and Gas Lending

15

Retail trade

Losses associated with loans HFS and loans accounted for under the Fair Value Option

Largest Commercial Concentration

16

(Select)

CRE loans

Construction

17

Retail

18

Apartment

Nonfarm, Non-residential

Non-Owner-Occupied

19

Retail

20

Apartment

Corporate Loans

Nonfarm, Non-residential

Owner-Occupied

21

Retail

22

Loans to Investment Firms and Financial Vehicles

23

Loans to Securities Firms and Investment Banking

Non-US exposures

24

Non-US total

25

Brazil

26

China

27

Italy

28

United Kingdom

29

Selected Oil and Gas Lending

30

Retail trade

Balance Sheet Items

Total Loans and Leases

Largest Commercial Concentration

31

(Select)

CRE loans

Construction

32

Retail

33

Apartment

Nonfarm, Non-residential

Non-Owner-Occupied

34

Retail

35

Apartment

Corporate Loans

Nonfarm, Non-residential

Owner-Occupied

36

Retail

37

Loans to Investment Firms and Financial Vehicles

38

Loans to Securities Firms and Investment Banking

Non-US exposures

39

Non-US total

40

Brazil

41

China

42

Italy

43

United Kingdom

44

Selected Oil and Gas Lending

45

Retail trade

Capital Worksheet Items

Leverage Exposure for Supplementary Leverage Ratio (Applicable to Advanced Approaches Banks Only)

46

Total on-balance sheet exposures (excluding on-balance sheet assets for repo-style transactions and derivative exposures, but including cash collateral received in derivative transactions)

47

Total derivative exposures

48

Total exposures for repo-style transactions

49

Off-balance sheet exposures

50

Total leverage exposure (sum of items 46, 47, 48 and 49)

-

-

-

-

-

Operational Risk Items (adverse and severely adverse)

51

Percentage of total Operational Risk projected losses which represent legal exposure

(Select)

Commodities

Distributrion

Financial

Government

Manufacturers

Real Estate

Services