Complex Institution Liquidity Monitoring Report

Forms and Documents

Document Name	Status
Form FR 2052b $10 & Form	Removed
Form FR 2052a Complex Institution Liquidity Monitoring Report (Daily) Form and Instruction	Modified
Form FR 2052a Complex Institution Liquidity Monitoring Report (Monthly) U.S. firms with total consolidated assets ≥ $250 billion Form and Instruction	Modified
Form FR 2052a Complex Institution Liquidity Monitoring Report (Monthly) U.S. firms with total consolidated assets ≥ $50 billion Form and Instruction	Modified
FR2052_201712_83c.pdf Justification for No Material/Nonsubstantive Change	2017-12-20

IC Document Collections

IC ID	Document Title	Status
209416	$10 & Form	Removed
209414	Complex Institution Liquidity Monitoring Report (Daily) Form and Instruction	Modified
209413	Complex Institution Liquidity Monitoring Report (Monthly) U.S. firms with total consolidated assets ≥ $250 billion Form and Instruction	Modified
209412	Complex Institution Liquidity Monitoring Report (Monthly) U.S. firms with total consolidated assets ≥ $50 billion Form and Instruction	Modified

ICR Details

OMB Control No: 7100-0361	ICR Reference No: 201712-7100-017
Status: Historical Active	Previous ICR Reference No: 201708-7100-018
Agency/Subagency: FRS	Agency Tracking No: FR 2052a
Title: Complex Institution Liquidity Monitoring Report
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Delegated
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/20/2017
	Date Received in OIRA: 12/20/2017
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2018	12/31/2018	12/31/2018
Responses	3,444	0	3,672
Time Burden (Hours)	714,480	0	728,160
Cost Burden (Dollars)	0	0	0

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Abstract: The FR 2052a and FR 2052b reports collect quantitative information on selected assets, liabilities, funding activities, and contingent liabilities on a consolidated basis and by material entity. U.S. bank holding companies (BHCs) designated by the Financial Stability Board (FSB) as Global Systematically Important Banks (G-SIBs) report the complete FR 2052a daily. Foreign banking organizations (FBOs) with U.S. broker/dealer assets of $100 billion or more report the complete FR 2052a on occasion and an abbreviated FR 2052a (as discussed further below) twice a month. U.S. BHCs (excluding G-SIBs) with total consolidated assets of $50 billion or more (including FBO subsidiaries) and U.S. BHCs (not controlled by FBOs) with total consolidated assets of $10 billion to $50 billion report on the FR 2052b monthly and quarterly, respectively. The FR 2052 reports are used to monitor the overall liquidity profile of institutions supervised by the Federal Reserve. These data provide detailed information on the liquidity risks within different business lines (e.g., financing of securities positions and prime brokerage activities). In particular, these data serve as part of the Federal Reserve’s supervisory surveillance program in its liquidity risk management area and provide timely information on firm-specific liquidity risks during periods of stress. Analysis of systemic and idiosyncratic liquidity risk issues are then used to inform the Federal Reserve’s supervisory processes, including the preparation of analytical reports that detail funding vulnerabilities.

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Authorizing Statute(s): US Code: 12 USC 1844 Name of Law: Bank Holding Company Act
   US Code: 12 USC 3106 Name of Law: International Banking Act
   US Code: 12 USC 5365 Name of Law: Dodd Frank Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 71416	12/02/2014
30-day Notice:	Federal Register Citation:	Citation Date:
	80 FR 71795	11/17/2015
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 3

IC Title	Form No.	Form Name
Complex Institution Liquidity Monitoring Report (Monthly) U.S. firms with total consolidated assets ≥ $50 billion	FR 2052a	Complex Institution Liquidity Monitoring Report
Complex Institution Liquidity Monitoring Report (Monthly) U.S. firms with total consolidated assets ≥ $250 billion	FR 2052a	Complex Institution Liquidity Monitoring Report
Complex Institution Liquidity Monitoring Report (Daily)	FR 2052a	Complex Institution Liquidity Monitoring Report
BHCs (>$10 & <$50 billion, not controlled by FBOs)	FR 2052b	Liquidity Monitoring Report

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	3,444	3,672	0	0	-228	0
Annual Time Burden (Hours)	714,480	728,160	0	0	-13,680	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The decrease in burden hours reflects the discontinuation of the FR 2052b. The final data collection for the FR 2052b was for the September 30, 2017, report date.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 12/20/2017

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