FY 2015 Survey of Science and Engineering Research Facilities, Part 1: Research Space

Survey of Science and Engineering Research Facilities

Attachment C - 2015 Facilities Questionnaire

FY 2015 Survey of Science and Engineering Research Facilities, Part 1: Research Space

OMB: 3145-0101

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Attachment C
FY 2015 Facilities Survey Questionnaire

10

National Science Foundation

FY 2015 Survey of Science and
Engineering Research Facilities

Your participation in this survey is voluntary. However, your institution’s response is important. The
information from this survey on individual institutions can be used by your institution and other institutions for
decision- and policy-making. The data also describe science and engineering research facilities at the national,
regional, and state levels.
Based on information collected in the FY 2013 cycle, responding to this survey typically requires 19 hours
depending on how data are maintained at your institution. If you wish to comment on the burden of completing
this survey, contact Suzanne H. Plimpton, Reports Clearance Officer, NSF, via e-mail at splimpto@nsf.gov or
call 1-703-292-7556. Or, you may write to the Office of Management and Budget, Paperwork Reduction
Project (OMB Number 3145-0101), Washington, DC 20503.
Expiration date: XX/XX/XXXX
If you have a question, please contact Lorraine Lewis via e-mail at facilitiessurvey@westat.com or call
1-888-811-1838. The survey director at the National Science Foundation is Mr. Michael Gibbons.
Please complete and send this survey to NSF on the web (according to the instructions on page 1) or
return it by mail to:
ATTN: NSF Facilities Survey
Westat
1600 Research Boulevard
Rockville, MD 20850
Thank you for your participation.

General information
This questionnaire is available electronically. Go to www.facilitiessurvey.org to access the survey. You will need
to enter your institution’s ID and password.
Please report information for the institution named on the web survey questionnaire.
If you do not have exact figures for any part of this questionnaire, please provide estimates.

Confidentiality
Information provided on research animal space (Questions 1 row i, 3, and 9f) and on the condition of S&E space
(Question 6) will not be publicly available for individual institutions. In accordance with the National Science
Foundation Act of 1950, as amended, and other applicable federal laws, your responses will not be disclosed in
identifiable form to anyone other than agency employees or authorized persons.

Changes from previous survey cycle


Fields of science and engineering (S&E): Changes have been made to the fields of S&E and to the lists of
disciplines included in the fields in order to better coordinate field totals in national academic surveys. For a
description of the fields of S&E, see Question 2 on pages 5–7. If you have questions about the definitions for
fields of S&E, please contact Lorraine Lewis via e-mail at facilitiessurvey@westat.com or call 1-888-811-1838.



Question 19 on survey completion time has been deleted.



The Crosswalk of Survey Fields of S&E to the National Center for Education Statistics (NCES) 2010
Classification of Instructional Programs (CIP) has been deleted.

1

Definition of science and engineering (S&E) research and research space
Please use these definitions when answering all questions in this survey.
Research is all sponsored research and development activities of your institution that are separately budgeted and
accounted for. Research can be funded by your own institution, the federal government, a state government, foundations,
corporations, or other sources. It does not include departmental research that is not separately budgeted.
Research space is the net assignable square feet of space in buildings within which research activities take place.
Research facilities are located within buildings. A building is a roofed structure for permanent or temporary shelter of
persons, animals, plants, materials, or equipment. Structures should be included if they are (1) attached to a foundation,
(2) roofed, (3) serviced by a utility, exclusive of lighting, and (4) a source of significant maintenance and repair activities.
Net assignable square feet (NASF) is the sum of all areas on all floors of a building assigned to, or available to be
assigned to, an occupant for a specific use, such as research or instruction. NASF is measured from the inside faces of
walls.
Science and engineering (S&E) includes the following fields: agricultural sciences and natural resources sciences,
biological and biomedical sciences, computer and information sciences, engineering, health and clinical sciences,
mathematics and statistics, physical sciences, psychology, social sciences, and other science and engineering fields. See
Question 2 on pages 5–7 for a detailed list of the disciplines included in each of these fields.

2

Definition of science and engineering (S&E) research and research space (continued)
Research space includes:


controlled-environment space, such as clean, cold, or white rooms



technical and laboratory support space, such as equipment areas, preparation
areas, darkrooms, carpentry and machine shops, storage areas, etc.



laboratories, including computer labs, behavior observation rooms, etc.



core laboratories that serve other laboratories



laboratories and associated support areas used for research animals, including
procedure rooms, bench space, animal production colonies, holding rooms,
germ-free rooms, surgical facilities, recovery rooms, etc.



housing facilities for research animals and associated maintenance areas,
including cage rooms, stalls, wards, isolation rooms, exercise rooms, feed
storage rooms, cage-washing rooms, holding and storage areas, etc.



space for clinical trial research



offices, to the extent that they are used for research activities, including
administrative activities for a specific research project



space with fixed (built-in) equipment such as fume hoods



space with nonfixed equipment costing $1 million or more each, such as MRIs



space that is leased by your institution

Research space does not include:


space for the fields of law, business administration/management, humanities,
history, the arts, or education



libraries, unless they are dedicated to a specific research project



animal field buildings sheltering animals that do not directly support research or
that are not subject to government regulations concerning humane care and use
of laboratory animals



Federally Funded Research and Development Centers (FFRDCs)



in-kind space used by your faculty, staff, or other persons but administered by
other organizations, such as research facilities at non-university hospitals or
Veterans Administration hospitals



space administered by your institution but leased to another organization



outdoor areas such as fish ponds or planting fields

3

Question 1: Types of science and engineering (S&E) research space
1. Please indicate whether or not your institution had each type of S&E research space listed below at the end of your
FY 2015. See pages 2–3 for the definition of research space and fields of S&E.
Did your institution have this
type of S&E research space
at end of FY 2015?
(Mark one “X” for each row.)
Types of S&E research space

Yes

a. Laboratories, wet or dry, including computer
laboratories, behavior observation laboratories, etc. .......................
b. Laboratory support space, including autoclave rooms,
darkrooms, equipment areas, storage areas for research
equipment and supplies, etc. .............................................................
c. Instructional laboratories that are also used for research..................
d. Core laboratories that serve other laboratories .................................
e. Leased space that is used for research ..............................................
f. Offices, to the extent they are used for research ...............................
g. Space used for research containing nonfixed equipment
costing $1 million or more each, such as MRIs ................................
h. Research space in a medical school that awards the M.D.
or D.O. degree ..................................................................................
i. Research animal space ......................................................................
Reminder: Please see page 1 for confidentiality of this item.

Laboratories and associated support areas used for research
animals that are subject to local, state, and federal government
policies and regulations concerning humane care and use of
animals. Examples include procedure rooms, holding rooms,
recovery rooms, animal production colonies, and storage areas.
Space for housing research animals and associated maintenance
areas that are subject to local, state, and federal government
policies and regulations concerning humane care and use of
animals. Examples include animal quarters, cage washing
rooms, feed storage areas, isolation rooms, and exercise rooms.
j. Research space that is used for clinical trials ...................................

4

No

Uncertain

Question 2: Amount of research space
2. At the end of your FY 2015, how much net assignable square feet was used for research (based on the definition
of research space on pages 2–3) for each of the fields of science and engineering (S&E) below? Please include any
research animal space in the relevant fields of S&E. You may provide estimates if you do not have exact figures.
Research space is equivalent to functional category 2 (Research) for facilities inventory systems based on the U.S.
Department of Education Facilities Inventory and Classification Manual (FICM classification), the Western Interstate
Commission for Higher Education (WICHE classification), and the National Association of College and University
Business Officers (NACUBO classification).
Research animal space includes all departmental and central facilities, such as laboratories, housing, and associated
support areas, that are subject to local, state, and federal government policies and regulations concerning humane care
and use of laboratory animals.
If research space was shared among fields or used for other purposes in addition to research, report the portion
of space used for research for each field below. For example, if two fields shared the space equally, report half of
the space in one field and half in the other. Or, if an area was used for research one-fourth of the time and for other
purposes the rest of the time, report one-fourth of the space as research space.
Net assignable square feet
of research space at end of
FY 2015

Field of S&E
(Include research animal space.)

a. Agricultural sciences
Agricultural production operations
Agriculture, excluding agricultural
business and management
Animal sciences
Applied horticulture and horticultural
business services
Fishing and fisheries sciences and
management

Food science and technology
Forestry
International agriculture
Plant pathology and phytopathology,
agricultural
Plant sciences
Soil sciences
Agricultural sciences, other

______________ NASF

Molecular biology
Molecular medicine
Neurobiology
Neuroscience
Nutrition sciences
Pathology
Pharmacology
Physiology
Plant biology
Plant pathology and phytopathology,
biological sciences
Population biology
Toxicology
Zoology
Biological and biomedical sciences, other

______________ NASF

Computer systems networking and
telecommunications
Data processing
Information science, studies
Computer and information sciences, other

______________ NASF

Check this box if no
research space in this field at
the end of FY 2015

b. Biological and biomedical sciences
Anatomical sciences
Animal biology
Biochemistry
Bioinformatics
Biomathematics
Biophysics
Biotechnology
Botany
Cell biology
Cellular biology
Computational biology
Ecology
Epidemiology
Genetics
Immunology
Microbiological sciences

Check this box if no
research space in this field at
the end of FY 2015

c. Computer and information sciences
Computer and information technology
administration and management
Computer science
Computer software and media applications
Computer systems analysis

5

Check this box if no
research space in this field at
the end of FY 2015

Net assignable square feet
of research space at end of
FY 2015

Field of S&E
(Include research animal space.)

d. Engineering
Aeronautical engineering
Aerospace engineering
Agricultural engineering
Astronautical engineering
Automation engineering
Bioengineering
Biomedical engineering
Chemical engineering
Civil engineering
Communications engineering
Computer engineering
Electrical engineering
Electronic engineering
Engineering chemistry
Engineering design
Engineering mechanics
Engineering physics
Engineering science
Environmental engineering

Environmental health engineering
Forest engineering
Industrial engineering
Manufacturing engineering
Marine engineering
Materials engineering
Mechanical engineering
Mechatronics
Medical engineering
Metallurgical engineering
Nanotechnology
Naval architecture
Nuclear engineering
Ocean engineering
Operations research
Paper science
Petroleum engineering
Robotics
Engineering, other

______________ NASF
Check this box if no
research space in this field at
the end of FY 2015

e. Geosciences, atmospheric, and ocean sciences
Atmospheric science
Biological oceanography
Earth sciences
Geological sciences
Marine sciences

f.

Meteorology
Ocean sciences
Physical geography
Geosciences, atmospheric, and ocean
sciences, other

______________ NASF
Check this box if no
research space in this field at
the end of FY 2015

Health sciences
Advanced, graduate dentistry and oral sciences
Allied health and medical assisting services
Bioethics, medical ethics
Clinical laboratory science/research and allied
professions
Clinical medicine research
Clinical nursing
Communication disorders sciences and services
Dentistry
Gerontology, health sciences
Health and medical administrative services
Health, medical preparatory programs
Informatics
Kinesiology and exercise science
Medical clinical sciences
Medical illustration
Medical laboratory science/research and allied
professions
Medicine

Nursing
______________ NASF
Nursing administration
Nursing research
Check this box if no
Optometry
research space in this field at
Oral sciences
the end of FY 2015
Osteopathic medicine
Osteopathy
Pharmaceutical administration
Pharmaceutical sciences
Pharmacy
Podiatric medicine
Podiatry
Public health
Radiological science
Registered nursing
Rehabilitation and therapeutic professions
Veterinary biomedical and clinical sciences
Veterinary medicine
Health sciences, other

g. Mathematics and statistics
Applied mathematics
Mathematics

Statistics
Mathematics and statistics, other

______________ NASF
Check this box if no
research space in this field at
the end of FY 2015

6

Net assignable square feet
of research space at end of
FY 2015

Field of S&E
(Include research animal space.)

h. Natural resources and conservation
Environmental science or studies
Natural resources conservation and
research
Natural resources management and policy

i.

______________ NASF
Check this box if no
research space in this field at
the end of FY 2015

Physical sciences
Astronomy
Astrophysics
Chemistry

j.

Wildlife and wildlands science and
management
Natural resources and conservation, other

Materials science
Physics
Physical sciences, other

______________ NASF
Check this box if no
research space in this field at
the end of FY 2015

Psychology
Applied Psychology
Clinical psychology
Counseling psychology

Research and experimental psychology
Psychology, other

______________ NASF
Check this box if no
research space in this field at
the end of FY 2015

k. Social sciences
Agricultural economics
Anthropology
Archeology
Criminology
Demography
Economics
Geography and cartography
Gerontology, social sciences
International relations

l.

National security studies
Natural resource economics
Political science
Population studies
Public policy
Sociology
Urban studies, affairs
Social sciences, other

______________ NASF
Check this box if no
research space in this field at
the end of FY 2015

Other field of S&E
Use this category when multidisciplinary, interdisciplinary, or other aspects make classification
under one primary S&E field impossible. Please see pages 2–3 for the definition of S&E
research and research space.
(Please describe.) __________________________________________________

7

______________ NASF
Check this box if no
research space in this field at
the end of FY 2015

Question 3: Research animal space
Reminder: Please see page 1 for confidentiality of this item.

3. At the end of your FY 2015, how much of the research NASF reported in Question 2 was used for research
animals?
Research animal space includes all departmental and central facilities, such as laboratories, housing, and associated
support areas, that are subject to local, state, and federal government policies and regulations concerning humane care
and use of laboratory animals.
Research animal portion of the space
included in Question 2 (If none, enter “0.”) ............................................._____________ NASF

Question 4: Clinical trial research space
4. At the end of your FY 2015, how much of the research NASF reported in Question 2 was used for clinical trials?
Clinical trial portion of the space
included in Question 2 (If none, enter “0.”) ............................................._____________ NASF

Question 5: Research space in medical school
5. If your institution had a medical school, how much of the research NASF reported in Question 2 was located in
the medical school at the end of your FY 2015?
Medical school is a school that awards the M.D. or D.O. degree.
If your institution did not have a medical school,
check this box and go to Question 6..................................

Medical school portion of the space
included in Question 2 (If none, enter “0.”) ............................................._____________ NASF

8

Question 6: Condition of research space
Reminder: Please see page 1 for confidentiality of this item.

6. At the end of your FY 2015, what percentage of the research NASF reported in Question 2 fell into each of the
four condition categories below? Include research animal space.
Superior condition

Suitable for the most scientifically competitive research in this field over the
next 2 years (your FY 2016 and FY 2017)

Satisfactory condition

Suitable for continued use over the next 2 years (your FY 2016 and FY 2017)
for most levels of research in this field, but may require minor repairs or
renovation

Requires renovation

Will no longer be suitable for current research without undergoing major
renovation within the next 2 years (your FY 2016 and FY 2017)

Requires replacement

Should stop using space for current research within the next 2 years (your
FY 2016 and FY 2017)

For Field of S&E definitions, see Question 2 on pages 5–7.
Percent of net assignable square feet

Field of S&E
(Include research animal space.)

Mark “X” if
no research
space in this
field

(The percentages should sum to 100 within each row.)
Superior
condition

Satisfactory Requires
condition renovation

Requires
replacement

Total

a. Agricultural sciences ......................................

______ %

______ %

______ %

______ %

100%

b. Biological and biomedical sciences ................

______ %

______ %

______ %

______ %

100%

c. Computer and information sciences ...............

______ %

______ %

______ %

______ %

100%

d. Engineering .....................................................

______ %

______ %

______ %

______ %

100%

e. Geosciences, atmospheric, and ocean
sciences ........................................................

______ %

______ %

______ %

______ %

100%

f. Health sciences ...............................................

______ %

______ %

______ %

______ %

100%

g. Mathematics and statistics ..............................

______ %

______ %

______ %

______ %

100%

h. Natural resources and conservation ................

______ %

______ %

______ %

______ %

100%

i. Physical sciences ............................................

______ %

______ %

______ %

______ %

100%

j. Psychology......................................................

______ %

______ %

______ %

______ %

100%

k. Social sciences ................................................

______ %

______ %

______ %

______ %

100%

l. Other field of S&E ..........................................

______ %

______ %

______ %

______ %

100%

9

Question 7: Repairs and renovations started in FY 2014 and FY 2015
7. Please provide the completion costs for repair and renovation of S&E research facilities that started during your
FY 2014 or FY 2015. Include research animal space in the relevant fields of S&E. Include only projects whose
prorated cost was estimated to be $250,000 or more for at least one field of S&E listed below. For multi-year
projects, report the entire completion cost even if some work will occur in future years.
Start date is the date on which the physical work of the repairs or renovations actually began.
Repairs and renovations are activities such as fixing up facilities in deteriorated condition, capital improvements
on facilities, conversion of facilities, and the building out of shell space. Include any repairs or renovations to
existing space that are performed in combination with new construction projects. Do not report building additions
since they are reported in this survey under new construction.
Completion costs include planning, site preparation, construction, fixed equipment, nonfixed equipment that costs
$1 million or more, and building infrastructure such as plumbing, lighting, air exchange, and safety systems either
in the building or within 5 feet of the building foundation.
If research facilities are shared by two or more fields, allocate the appropriate share of the costs to each field in
order to determine which fields to report. For example, if a field will have one-fourth of the costs for a $300,000
project, do not report that field’s share, which is $75,000. If a $400,000 project will have two fields with the same
costs, do not report either field’s portion, which is $200,000 each.
If research facilities are also used for nonresearch activities, report the S&E research portion of the costs for the
fields listed below if the research portion is $250,000 or more. For example, if a facility is used for S&E research
one-fourth of the time and for instruction the rest of the time, report one-fourth of the completion costs for S&E
research facilities.
If your institution had no repair or renovation
projects, check this box and go to Question 9 ...................
For Field of S&E definitions, see Question 2 on pages 5–7.
Completion costs for
projects started in
FY 2014 or FY 2015

Field of S&E
(Include costs for research animal space.)

a. Agricultural sciences ..................................................................... $ _____________
b. Biological and biomedical sciences ............................................... $ _____________
c. Computer and information sciences .............................................. $ _____________
d. Engineering .................................................................................... $ _____________
e. Geosciences, atmospheric, and ocean sciences ............................. $ _____________
f. Health sciences .............................................................................. $ _____________
g. Mathematics and statistics ............................................................. $ _____________
h. Natural resources and conservation ............................................... $ _____________
i. Physical sciences ........................................................................... $ _____________
j. Psychology..................................................................................... $ _____________
k. Social sciences ............................................................................... $ _____________
l. Other field of S&E (Please describe.) ........................................... $ _____________

_______________________________________________

10

Question 8: For medical schools only: repairs and renovations in FY 2014 and FY 2015
8. If your institution had a medical school, how much of the completion costs for repair and renovation of research
facilities as reported in Question 7 was located in the medical school?
Medical school is a school that awards the M.D. or D.O. degree.
If your institution did not have a medical school,
check this box and go to Question 9.....................................
Medical school portion of the costs
included in Question 7 (If none, enter “0.”) .............................................$ _____________

11

Question 9: New construction started in FY 2014 and FY 2015
9. Please provide the total number of new construction projects that included S&E research facilities that started during
your FY 2014 or FY 2015. Include only projects whose prorated cost was estimated to be $250,000 or more for at
least one field of S&E. Include research animal space in the relevant fields of S&E.
New construction is the construction of a new building or additions to an existing building.
Research facilities are defined on pages 2–3 of the survey questionnaire.
Start date is the date on which the physical work of the construction actually began.
Completion costs include planning, site preparation, construction, fixed equipment, nonfixed equipment that costs
$1 million or more, and building infrastructure such as plumbing, lighting, air exchange, and safety systems either in
the building or within 5 feet of the building foundation.
If facilities are shared for research and nonresearch activities, report only projects with completion costs of
$250,000 or more for at least one field of S&E research. For example, if a $300,000 project involves space used for
research only one-fourth of the time, this project of $75,000 for the research facilities should not be reported.
If facilities are shared by two or more fields of S&E, report the new construction project only if at least one field
of S&E research has completion costs of $250,000 or more. For example, if two fields share the costs equally for a
research project costing $400,000, neither field’s share of $200,000 meets the cost minimum.
If your institution had no new construction
projects, check this box and go to Question 10 .................
If your institution had one or more new construction projects,
enter the number of projects here and fill out a separate
Individual Project Form for each one........................................................_____________ projects

12

Please make additional copies of this form as needed.

Individual Project Form for Question 9
Page 1 of 4
Please complete this form for each new construction project that started during your FY 2014 or
FY 2015. Include only projects that will cost $250,000 or more for at least one of the S&E fields.
Consider the start date to be the date on which the physical work of the new construction
began.
9A.

What is the name of this project? ________________________________________________

________________________________________________________________________
________________________________________________________________________
9B.

During which of your fiscal years did the physical work of new construction begin for this project?
FY 2014 .................................
FY 2015 .................................

9C.

When this project is completed, what is (a) the entire project’s (research and nonresearch) gross square
feet; (b) the entire project’s net assignable square feet; and (c) the S&E research facilities portion in net
assignable square feet?
For multi-year projects, report the space expected when the project is completed.
a. Gross square feet (GSF) for entire project (research and nonresearch) .................... __________ GSF
Gross square feet (GSF) is the floor area of a structure within the outside faces of
the exterior walls.
b. Net assignable square feet (NASF) for entire project
(research and nonresearch) ....................................................................................... __________ NASF
Net assignable square feet (NASF) is the sum of all areas on all floors of a
building assigned to, or available to be assigned to, an occupant for a specific
use, such as research or instruction. NASF is measured from the inside faces
of walls.
NOTE: If the entire project is S&E research, the answers for row b and row c
will be the same.
c. Net assignable square feet for S&E research facilities portion
(defined on pages 2–3 of the survey questionnaire) .................................................. __________ NASF
Research facilities are defined on pages 2–3 of the survey questionnaire,
including examples of what areas to include and exclude.
If the research facilities are also used for nonresearch activities, adjust the
amount of space based on the amount of time the area is used for S&E research. For
example, if an area is used for S&E research one-fourth of the time and for instruction
the rest of the time, report one-fourth of the space as S&E research facilities.

13

Please make additional copies of this form as needed.

Individual Project Form for Question 9
Page 2 of 4
9D.

When this project is completed, what are the completion costs for (a) the entire project (research and
nonresearch), and (b) the S&E research facilities portion of the project? For multi-year projects, report
the costs expected when the project is completed.
Completion costs include planning, site preparation, construction, fixed equipment, nonfixed equipment
that costs $1 million or more, and building infrastructure such as plumbing, lighting, air exchange, and
safety systems either in the building or within 5 feet of the building foundation.
a. Completion costs for the GSF of the entire project (research and nonresearch) ..... $ __________
b. Completion costs for the S&E research facilities portion
(defined on pages 2–3 of the survey questionnaire) ................................................ $ __________
If the research facilities are also used for nonresearch activities, adjust the
completion costs based on the amount of time the facilities are used for S&E
research. For example, if a facility is used for S&E research one-fourth of the time
and for instruction the rest of the time, report one-fourth of the completion costs for
S&E research facilities.

14

Please make additional copies of this form as needed.

Individual Project Form for Question 9
Page 3 of 4
9E.

For the portion of this project used for S&E research facilities, what are (1) the completion costs, and
(2) the net assignable square feet, for each field listed below? For multi-year projects, report costs and
NASF expected when the project is completed.
Report only fields with costs of $250,000 or more for research facilities.
If research facilities are shared by two or more fields, allocate the appropriate share of the costs to
each field in order to determine which fields to report. For example, if a field will have one-fourth of the
costs for a $300,000 project, do not report that field’s share, which is $75,000. If a $400,000 project will
have two fields with the same costs, do not report either field’s portion, which is $200,000 each.
If research facilities are also used for nonresearch activities, report the S&E research portion of the
cost and net assignable square feet for the fields listed below if the research portion is $250,000 or more.
For example, if a facility will be used for S&E research one-fourth of the time and for instruction the rest
of the time, report one-fourth of the completion costs for S&E research facilities.
For Field of S&E definitions, see Question 2 on pages 5–7.
Research facilities
(1)
Completion
costs

Field of S&E
(Include research animal space.)

(2)
Net assignable
square feet

a. Agricultural sciences ........................................................ $ ___________

___________ NASF

b. Biological and biomedical sciences ................................. $ ___________

___________ NASF

c. Computer and information sciences ................................ $ ___________

___________ NASF

d. Engineering ...................................................................... $ ___________

___________ NASF

e. Geosciences, atmospheric, and ocean sciences ............. $ ___________

___________ NASF

f. Health sciences ............................................................... $ ___________

___________ NASF

g. Mathematics and statistics ............................................... $ ___________

___________ NASF

h. Natural resources and conservation ................................ $ ___________

___________ NASF

i. Physical sciences ............................................................ $ ___________

___________ NASF

j. Psychology ...................................................................... $ ___________

___________ NASF

k. Social sciences ................................................................ $ ___________

___________ NASF

l. Other field of S&E (Please describe.) .............................. $ ___________

___________ NASF

_________________________________________

15

Please make additional copies of this form as needed.

Individual Project Form for Question 9
Page 4 of 4
Reminder: Please see page 1 for confidentiality of this item.

9F.

How much of the completion costs and NASF reported in Question 9E are for research animal
space?
Research animal space includes all departmental and central facilities, such as laboratories, housing,
and associated support areas, that are subject to local, state, and federal government policies and
regulations concerning humane care and use of laboratory animals.
Completion
costs
Research animal portion included
in Question 9E (If none, enter “0.”) ................... $ ___________

9G.

Net assignable
square feet

___________ NASF

If your institution has a medical school, how much of the completion costs and NASF reported in
Question 9E are for research facilities located in the medical school?
Medical school is a school that awards the M.D. or D.O. degree.
If your institution does not have a medical
school, check this box and go to Question 10 .............
Completion
costs
Medical school portion included
in Question 9E (If none, enter “0.”) ................... $ ___________

16

Net assignable
square feet

___________ NASF

Question 10: Sources of project funding
10. Please provide the completion costs by source of funding for repair and renovation and new construction of S&E
research facilities that started during your FY 2014 or FY 2015 as reported in Question 7 and Question 9E.
Total costs reported in column 1 should match the sum of the costs for repair and renovation of research facilities
reported in Question 7 on page 10.
Total costs reported in column 2 should match the sum of the costs for new construction as reported in Question 9E
on all Individual Project Form(s).
Completion costs
(1)
For repairs and
renovations
reported in
Question 7

Source of funding

(2)
For new construction
reported in
Question 9E
(all project forms)

a. Federal government .................................................................... $ ______________

$ ______________

b. State or local government ........................................................... $ ______________

$ ______________

c. Institutional funds and other sources
Examples: operating funds, endowments, tax-exempt
bonds and other debt financing, indirect costs recovered
from federal grants/contracts, private donations,
other sources ............................................................................... $ ______________

$ ______________

Total $ ______________

$ ______________

17

Question 11: Planned repairs and renovations to start in FY 2016 and FY 2017
11. Please provide the estimated completion costs planned for repair and renovation of S&E research facilities that are
funded and scheduled to start in your FY 2016 or FY 2017. Include research animal space in the relevant fields of
S&E. Include only projects whose prorated cost was estimated to be $250,000 or more for at least one field of S&E
listed below. For multi-year projects, report the entire completion cost even if some work will occur in future
years.
Start date is the date on which the physical work of the repairs or renovations is scheduled to begin.
Repairs and renovations are activities such as fixing up facilities in deteriorated condition, capital improvements on
facilities, conversion of facilities, and the building out of shell space. Include any repairs or renovations to existing
space that are performed in combination with new construction projects. Do not report building additions since they
are reported in this survey under new construction.
Completion costs include planning, site preparation, construction, fixed equipment, nonfixed equipment that costs
$1 million or more, and building infrastructure such as plumbing, lighting, air exchange, and safety systems either in
the building or within 5 feet of the building foundation.
If research facilities are shared by two or more fields, allocate the appropriate share of the costs to each field in order
to determine which fields to report. For example, if a field will have one-fourth of the costs for a $300,000 project, do
not report that field’s share, which is $75,000. If a $400,000 project will have two fields with the same costs, do not
report either field’s portion, which is $200,000 each.
If research facilities will also be used for nonresearch activities, report the S&E research portion of the costs for the
fields listed below if the research portion is $250,000 or more. For example, if a facility will be used for S&E research
one-fourth of the time and for instruction the rest of the time, report one-fourth of the completion costs for S&E
research facilities.
If your institution does not have planned repair or renovation
projects, check this box and go to Question 13 ...........................
For Field of S&E definitions, see Question 2 on pages 5–7.
Completion costs for
planned repair/renovation
projects to start in
FY 2016 or FY 2017

Field of S&E
(Include costs for research animal space.)
a.
b.
c.
d.
e.
f.
g.
h.
i.
j.
k.
l.

Agricultural sciences ............................................................ $ ___________
Biological and biomedical sciences ...................................... $ ___________
Computer and information sciences ..................................... $ ___________
Engineering........................................................................... $ ___________
Geosciences, atmospheric, and ocean sciences .................... $ ___________
Health sciences ..................................................................... $ ___________
Mathematics and statistics .................................................... $ ___________
Natural resources and conservation ...................................... $ ___________
Physical sciences .................................................................. $ ___________
Psychology ........................................................................... $ ___________
Social sciences ...................................................................... $ ___________
Other field of S&E (Please describe.) .................................. $ ___________

___________________________________________

18

Question 12: For medical schools only: planned repairs and renovations in FY 2016 and
FY 2017
12. If your institution has a medical school, how much of the completion costs for planned repair and renovation of
research facilities as reported in Question 11 will be located in the medical school?
Medical school is a school that awards the M.D. or D.O. degree.
If your institution does not have a medical
school, check this box and go to Question 13 ...................
Medical school portion of the costs
included in Question 11 (If none, enter “0.”) ....................................... $ _____________

19

Question 13: Planned new construction to start in FY 2016 and FY 2017
13. Please provide the estimated completion costs and NASF for planned new construction of S&E research facilities that
are funded and scheduled to start in your FY 2016 or FY 2017. Include research animal space in the relevant fields of
S&E. Include only projects whose prorated cost was estimated to be $250,000 or more for at least one field of S&E
listed below. For multi-year projects, report the entire completion cost even if some work will occur in future years.
Start date is the date on which the physical work of the construction is scheduled to begin.
New construction is the construction of a new building or additions to an existing building.
Completion costs include planning, site preparation, construction, fixed equipment, nonfixed equipment that costs
$1 million or more, and building infrastructure such as plumbing, lighting, air exchange, and safety systems either in
the building or within 5 feet of the building foundation.
If research facilities are shared by two or more fields, allocate the appropriate share of the costs to each field in order
to determine which fields to report. For example, if a field will have one-fourth of the costs for a $300,000 project, do
not report that field’s share, which is $75,000. If a $400,000 project will have two fields with the same costs, do not
report either field’s portion, which is $200,000 each.
If research facilities are also used for nonresearch activities, report the S&E research portion of the costs and net
assignable square feet for the fields listed below if the research portion is $250,000 or more. For example, if a facility
will be used for S&E research one-fourth of the time and for instruction the rest of the time, report one-fourth of the
completion costs for S&E research facilities.
If your institution does not have any planned new
construction projects, check this box and go to Question 15 ............
For Field of S&E definitions, see Question 2 on pages 5–7.
Planned new construction scheduled
to start in FY 2016 or FY 2017
Completion
costs

Field of S&E
(Include costs for research animal space.)

Net assignable
square feet

a. Agricultural sciences .................................................................. $ ___________

___________ NASF

b. Biological and biomedical sciences............................................ $ ___________

___________ NASF

c. Computer and information sciences ........................................... $ ___________

___________ NASF

d. Engineering ................................................................................ $ ___________

___________ NASF

e. Geosciences, atmospheric, and ocean sciences .......................... $ ___________

___________ NASF

f. Health sciences ........................................................................... $ ___________

___________ NASF

g. Mathematics and statistics .......................................................... $ ___________

___________ NASF

h. Natural resources and conservation ............................................ $ ___________

___________ NASF

i. Physical sciences ....................................................................... $ ___________

___________ NASF

j. Psychology ................................................................................. $ ___________

___________ NASF

k. Social sciences............................................................................ $ ___________

___________ NASF

l. Other field of S&E (Please describe.) ........................................ $ ___________

___________ NASF

______________________________________________

20

Question 14: For medical schools only: planned new construction in FY 2016 and FY 2017
14. If your institution has a medical school, how much of the completion costs and NASF for the planned new
construction of research facilities as reported in Question 13 will be located in the medical school?
Medical school is a school that awards the M.D. or D.O. degree.
If your institution does not have a medical
school, check this box and go to Question 15 ......................
Completion
costs
Medical school portion included
in Question 13 (If none, enter “0.”) ........................................ $ ___________

21

Net assignable
square feet

___________ NASF

Question 15: Deferred repairs and renovations
15. Please provide the estimated costs for any deferred repair and renovation projects of S&E research facilities that are
needed for current research program commitments, but are not yet funded and not yet scheduled to start in your FY 2016
or FY 2017. Include research animal space in the relevant fields of S&E. Include only projects whose prorated cost was
estimated to be $250,000 or more for at least one field of S&E listed below. Please estimate costs separately for projects
included in your approved institutional plan and projects not included in this plan. Institutional plans usually will
include goals, strategies, and budgets for fulfilling your institution’s mission during a specific time period.
Deferred projects are those that: (1) are not funded, and (2) are not scheduled for FY 2016 or FY 2017. Do not include
projects planned for developing new programs or expanding your current programs.
Repairs and renovations are activities such as fixing up facilities in deteriorated condition, capital improvements on
facilities, conversion of facilities, and the building out of shell space. Include any repairs or renovations to existing
space that are performed in combination with new construction projects. Do not report building additions since they are
reported in this survey under new construction.
Current research program commitments include current faculty and staff or those to whom offers have been made or
grants awarded (whether or not research has actually begun) and programs which have been approved.
If research facilities will be shared by two or more fields, allocate the appropriate share of the costs to each field in order
to determine which fields to report. For example, if a field will have one-fourth of the costs for a $300,000 project, do not
report that field’s share, which is $75,000. If a $400,000 project will have two fields with the same costs, do not report
either field’s portion, which is $200,000 each.
If research facilities will also be used for nonresearch activities, report the S&E research portion of the costs for the
fields listed below if the research portion is $250,000 or more. For example, if a facility will be used for S&E research
one-fourth of the time and for instruction the rest of the time, report one-fourth of the completion costs for S&E research
facilities.
If your institution does not have deferred projects
for repair or renovation, check this box and go to Question 17 .................
For Field of S&E definitions, see Question 2 on pages 5–7.
Estimated costs of deferred
repairs and renovations
For projects
For projects not
included in your
included in your
institutional plan
institutional plan

Field of S&E
(Include costs for research animal space.)
a.
b.
c.
d.
e.
f.
g.
h.
i.
j.
k.
l.

Agricultural sciences ................................................................... $ ___________
Biological and biomedical sciences............................................. $ ___________
Computer and information sciences ............................................ $ ___________
Engineering ................................................................................. $ ___________
Geosciences, atmospheric, and ocean sciences ........................... $ ___________
Health sciences ............................................................................ $ ___________
Mathematics and statistics ........................................................... $ ___________
Natural resources and conservation ............................................. $ ___________
Physical sciences ......................................................................... $ ___________
Psychology .................................................................................. $ ___________
Social sciences............................................................................. $ ___________
Other field of S&E (Please describe.) ......................................... $ ___________

______________________________________________

22

$ ___________
$ ___________
$ ___________
$ ___________
$ ___________
$ ___________
$ ___________
$ ___________
$ ___________
$ ___________
$ ___________
$ ___________

Question 16: For medical schools only: deferred repairs and renovations
16. If your institution has a medical school, how much of the estimated costs for deferred repair and renovation of
research facilities as reported in Question 15 would be located in the medical school?
Medical school is a school that awards the M.D. or D.O. degree.
If your institution does not have a medical school,
check this box and go to Question 17 .........................................................
For projects
included in your
institutional plan
Medical school portion of the costs
included in Question 15 (If none, enter “0.”)..................................... $ ___________

23

For projects not
included in your
institutional plan
$ ___________

Question 17: Deferred new construction
17. Please provide the estimated costs for any deferred new construction projects of S&E research facilities that are needed
for current program commitments, but are not yet funded and not yet scheduled to start in your FY 2016 or FY 2017.
Include research animal space in the relevant fields of S&E. Include only projects whose prorated cost was estimated to
be $250,000 or more for at least one field of S&E listed below. Please estimate costs separately for projects included in
your approved institutional plan and projects not included in this plan. Institutional plans usually will include goals,
strategies, and budgets for fulfilling your institution’s mission during a specific time period.
Deferred projects are those that: (1) are not funded, and (2) are not scheduled for FY 2016 or FY 2017. Do not include
projects planned for developing new programs or expanding your current programs.
New construction is the construction of a new building or additions to an existing building.
Current research program commitments include current faculty and staff or those to whom offers have been made or
grants awarded (whether or not research has actually begun) and programs which have been approved.
If research facilities will be shared by two or more fields, allocate the appropriate share of the costs to each field in order
to determine which fields to report. For example, if a field will have one-fourth of the costs for a $300,000 project, do not
report that field’s share, which is $75,000. If a $400,000 project will have two fields with the same costs, do not report
either field’s portion, which is $200,000 each.
If research facilities will also be used for nonresearch activities, report the S&E research portion of the costs for the
fields listed below if the research portion is $250,000 or more. For example, if a facility will be used for S&E research
one-fourth of the time and for instruction the rest of the time, report one-fourth of the completion costs for S&E research
facilities.
If your institution does not have deferred projects for
new construction, check this box and go to Question 19 ...........................
For Field of S&E definitions, see Question 2 on pages 5–7.
Estimated costs of deferred new construction
For projects
included in your
institutional plan

For projects not
included in your
institutional plan

a. Agricultural sciences ...............................................................$ ___________

$ ___________

b. Biological and biomedical sciences.........................................$ ___________

$ ___________

c. Computer and information sciences ........................................$ ___________

$ ___________

d. Engineering .............................................................................$ ___________

$ ___________

e. Geosciences, atmospheric, and ocean sciences .......................$ ___________

$ ___________

f. Health sciences ........................................................................$ ___________

$ ___________

g. Mathematics and statistics .......................................................$ ___________

$ ___________

h. Natural resources and conservation .........................................$ ___________

$ ___________

i. Physical sciences .....................................................................$ ___________

$ ___________

j. Psychology ..............................................................................$ ___________

$ ___________

k. Social sciences.........................................................................$ ___________

$ ___________

l. Other field of S&E (Please describe.) .....................................$ ___________

$ ___________

Field of S&E
(Include costs for research animal space.)

____________________________________________

24

Question 18: For medical schools only: deferred new construction
18. If your institution has a medical school, how much of the estimated costs for deferred new construction of research
facilities as reported in Question 17 would be located in the medical school?
Medical school is a school that awards the M.D. or D.O. degree.
If your institution does not have a medical school,
check this box and go to Question 19 .........................................................
For projects
included in your
institutional plan
Medical school portion of the costs
included in Question 17 (If none, enter “0.”) ........................... $ ___________

For projects not
included in your
institutional plan
$ ___________

Question 19: Comments
19. Please add any comments below.

___________________________________________________________________________________
___________________________________________________________________________________
___________________________________________________________________________________
___________________________________________________________________________________
___________________________________________________________________________________
___________________________________________________________________________________
___________________________________________________________________________________
___________________________________________________________________________________
___________________________________________________________________________________
___________________________________________________________________________________
___________________________________________________________________________________
___________________________________________________________________________________

25

This page is intentionally blank.

26

Thank you. This is the end of the survey.

27


File Typeapplication/pdf
File TitleMicrosoft Word - 2015_Facilities_Paper_Questionnaire_6-16-15
Authormgibbons
File Modified2015-06-18
File Created2015-06-17

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