Investment Company Act Rule 17f-1, "Custody of Securities with Members of National Securities Exchanges"

ICR 201707-3235-014

OMB: 3235-0222

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2018-03-14
IC Document Collections
IC ID
Document
Title
Status
34614
Modified
ICR Details
3235-0222 201707-3235-014
Active 201410-3235-021
SEC IM-270-236
Investment Company Act Rule 17f-1, "Custody of Securities with Members of National Securities Exchanges"
Extension without change of a currently approved collection   No
Regular
Approved without change 05/01/2018
Retrieve Notice of Action (NOA) 03/14/2018
  Inventory as of this Action Requested Previously Approved
05/31/2021 36 Months From Approved 04/30/2018
6 0 4
21 0 14
55,800 0 37,200

Rule 17f-1 sets forth the conditions under which a funds may place its assets in the custody of a member of a national securities exchange.

US Code: 15 USC 80a-17f Name of Law: Investment Company Act of 1940
  
None

Not associated with rulemaking

  83 FR 2243 01/16/2018
83 FR 11262 03/14/2018
No

1
IC Title Form No. Form Name
Rule 17f-1 under the Investment Company Act of 1940

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 6 4 0 0 2 0
Annual Time Burden (Hours) 21 14 0 0 7 0
Annual Cost Burden (Dollars) 55,800 37,200 0 0 18,600 0
No
No
The estimated total annual burden has increased from 14 hours to 21 hours. Based on a review of filings, the number of funds relying on rule 17f-1 has increased slightly and the time to prepare the filings has not changed. The annual cost burden has increased from $37,200 to $55,800. This $18,600 increase is attributable to changes in the number of funds relying on rule 17f-1.

$0
No
    No
    No
No
No
No
Uncollected
James Maclean 202 551-7794

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/14/2018


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