Investor Form

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0547 can be found here:

Documents and Forms

Document Name Document Type
Investor Form Form
Investor Complaint Form Part 1 SEC Investor Complaint Form part one.htm www.sec.gov/oiea/Complaint.html Form
Investor Complaint Form part 2 SEC investor compliant Form part 2.htm www.sec.gov/oiea/Complaint.html Form
secsorn65.pdf SEC 65 Investor Response Information System (IRIS) IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Investor Form	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Voluntary

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	NA	Investor Complaint Form Part 1	SEC Investor Complaint Form part one.htm	https://www.sec.gov/oiea/Complaint.html	Yes	Yes	Fillable Fileable
Form	N/A	Investor Complaint Form part 2	SEC investor compliant Form part 2.htm	https://www.sec.gov/oiea/Complaint.html	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: (SEC 65) Investor Response Information System (IRIS)	FR Citation: 76 FR 30213

Number of Respondents: 20,000	Number of Respondents for Small Entity: 0

Affected Public: Individuals or Households

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Previously Approved
Annual Number of Responses for this IC	20,000	20,000
Annual IC Time Burden (Hours)	5,000	5,000
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
SEC 65 Investor Response Information System (IRIS)	secsorn65.pdf	09/09/2014

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.