Occasional Qualitative Surveys

Forms and Documents

Document Name	Status
Form Site Intercept Sur FDIC.gov Website User Survey Qualitative Research Form and Instruction	Unchanged
Generic Qualitative Survey: Federal Home Loan Banks Form and Instruction	Unchanged
Generic Survey - Qualitative Research on Bank Strategies for Serving Unbanked and LMI Consumers. Phase 3 & 4 Form and Instruction	Unchanged
Money Smart Alliance Enrollment Survey Form and Instruction	Unchanged
Bank Efforts Qualitative Research Phase 2 Interviews – Non-Profit Executives Form and Instruction	Unchanged
Form Not Applicable Technical Assistance Video Program (TAVP) Form and Instruction	Unchanged
Bank Efforts Qualitative Research Phase 1 Interviews – Bank Executives Form and Instruction	Unchanged
Form FDIC 6900-01 Youth Savings Pilot Follow-Up Survey Form and Instruction	Unchanged
National Survey of Unbanked and Underbanked Households Cognitive Interviewing Form and Instruction	Unchanged
FDIC Consumer News Readership Survey Form and Instruction	Unchanged
Form Form 6494-06 Event Evaluation Form and Instruction	Unchanged
Train-the-Trainer Evaluation Form and Instruction	Unchanged
Form 6494/09 Money Smart for Older Adults (MSOA) Survey Form and Instruction	Unchanged
Small Dollar Loan (SDL) Pilot Institutions Follow Up Survey Form and Instruction	Unchanged
Justification MM Money Smart Train the Trainer Instructor Focus Groups 2017.docx Justification for No Material/Nonsubstantive Change	2017-03-02
SPST 0127_2013 renewal.doc Supporting Statement A	2013-10-29
2013-07-15_notice.pdf Supplementary Document	2013-10-29
2013-05-10_notice.pdf Supplementary Document	2013-10-29
SPST Part B 0127 (2014).docx Supporting Statement B	2014-03-24

IC Document Collections

IC ID	Document Title	Status
225954	Money Smart Train the Trainer Focus Groups Instruction	New
223910	FDIC.gov Website User Survey Qualitative Research Form and Instruction	Unchanged
221118	Generic Qualitative Survey: Federal Home Loan Banks Form and Instruction	Unchanged
218796	Generic Survey - Qualitative Research on Bank Strategies for Serving Unbanked and LMI Consumers. Phase 3 & 4 Form and Instruction	Unchanged
218103	Money Smart Alliance Enrollment Survey Form and Instruction	Unchanged
217911	Bank Efforts Qualitative Research Phase 2 Interviews – Non-Profit Executives Form and Instruction	Unchanged
217750	Technical Assistance Video Program (TAVP) Form and Instruction	Unchanged
217033	Bank Efforts Qualitative Research Phase 1 Interviews – Bank Executives Form and Instruction	Unchanged
216634	Youth Savings Pilot Follow-Up Survey Form and Instruction	Unchanged
214344	National Survey of Unbanked and Underbanked Households Cognitive Interviewing Form and Instruction	Unchanged
213414	FDIC Consumer News Readership Survey Form and Instruction	Unchanged
212845	Event Evaluation Form and Instruction	Unchanged
211761	Train-the-Trainer Evaluation Form and Instruction	Unchanged
211731	Money Smart for Older Adults (MSOA) Survey Form and Instruction	Unchanged
211463	Small Dollar Loan (SDL) Pilot Institutions Follow Up Survey Form and Instruction	Unchanged

ICR Details

OMB Control No: 3064-0127	ICR Reference No: 201703-3064-001
Status: Historical Inactive	Previous ICR Reference No: 201310-3064-006
Agency/Subagency: FDIC	Agency Tracking No: 3064-0127
Title: Occasional Qualitative Surveys
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Improperly submitted and continue	Conclusion Date: 03/02/2017
	Date Received in OIRA: 03/02/2017
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2017	03/31/2017	06/30/2017
Responses	12,750	0	12,750
Time Burden (Hours)	12,750	0	12,750
Cost Burden (Dollars)	0	0	0

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Abstract: This is a generic collection covering the FDIC's use of qualitative surveys to gather anecdotal information about regulatory burden, bank customer satisfaction, problems or successes in the bank supervisory process, and similar concerns.

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 27388	05/10/2013
30-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 42073	07/15/2013
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 15

IC Title	Form No.	Form Name
Money Smart Alliance Enrollment Survey	NA	Money Smart Alliance Enrollment SurveyForm
Youth Savings Pilot Follow-Up Survey	FDIC 6900-01	Youth Savings Pilot (YSP)
Small Dollar Loan (SDL) Pilot Institutions Follow Up Survey	N/A	Small Dollar Bank Pilot Follow-Up Survey Instrument
Generic Qualitative Survey: Federal Home Loan Banks	N/A	Generic Qualitative Survey: Federal Home Loan Banks
FDIC Consumer News Readership Survey	N/A	FDIC Consumer News Readership Survey
Bank Efforts Qualitative Research Phase 1 Interviews – Bank Executives	N/A	Phase 1 Interviewer Guide - Bank Executives
Generic Survey - Qualitative Research on Bank Strategies for Serving Unbanked and LMI Consumers. Phase 3 & 4	N/A, N/A, N/A, N/A	Phase 3 Moderator Guide Final 10-30-15 ,   Intake Survey Phase 4 Final 10-30-15 ,   Intake Survey Phase 4 Final 10-30-15 ,   Phase 4 HighLevelResearchQuestions Final 10-30-15
FDIC.gov Website User Survey Qualitative Research	Site Intercept Survey	Qualtrics Site Intercept Survey
Money Smart for Older Adults (MSOA) Survey	6494/09	Money Smart For Older Adults Survey
Train-the-Trainer Evaluation	NA	Money Smart Train-the-Trainer Evaluation
Event Evaluation	Form 6494-06	Community Affairs Event Evaluation
Technical Assistance Video Program (TAVP)	Not Applicable , Not Applicable	FDIC Technical Assistance Video Program Survey - Part A ,   FDIC Technical Assistance Video Program Survey - Part B
Money Smart Train the Trainer Focus Groups
National Survey of Unbanked and Underbanked Households Cognitive Interviewing	None	National Survey of Unbanked and Underbanked Households Cognitive Interviewing Protocol Questionnaire
Bank Efforts Qualitative Research Phase 2 Interviews – Non-Profit Executives	None, None, None	Draft Pre-Interview Questions for Phase 2 Interview Participants ,   Phase 2 Interviewer Guide NPO Bank Partner ,   Phase 2 Interviewer Guide NPO Not Bank Partner

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Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 03/02/2017

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