Form D-Notice of Exempt Offering of Securities

Form D-Notice of sales filed by issuers of securities under Regulation D.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0076 can be found here:

Documents and Forms

Document Name Document Type
Form SEC1972 Form D-Notice of Exempt Offering of Securities Form and Instruction
SEC1972 Form D -Notice of Exempt Offering of Securities formd.pdf www.sec.gov/about/forms/formd.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Form D-Notice of Exempt Offering of Securities	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 230-501 through 230-508 17 CFR 239.500 (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC1972	Form D -Notice of Exempt Offering of Securities	formd.pdf	https://www.sec.gov/about/forms/formd.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: (SEC 6)Periodic Reports Filed under the Securities Act of 1933, Securities Exchange Act of 1934,Public Utility Holding Company Act of 1935,Investment Company Act of 1940,Investment Adviser Act of 1940	FR Citation: 41 FR 41550

Number of Respondents: 26,000	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	26,000	4,314	21,686
Annual IC Time Burden (Hours)	26,000	4,314	21,686
Annual IC Cost Burden (Dollars)	31,200,000	5,176,800	26,023,200

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.