BE-13E Cost Update for Projects Originally Reported on Forms BE

BE-13, Survey of New Foreign Direct Investment in the United States, and Changes to Private Fund Reporting on Direct Investment Surveys

be13e_fillable_2014

Survey of New Foreign Direct Investment in the United States

OMB: 0608-0035

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FORM

BE-13E

OMB No. 0608-0035: Approval Expires 10/31/2017

(REV. 03/2016)

MANDATORY — CONFIDENTIAL

SURVEY OF NEW FOREIGN DIRECT INVESTMENT IN THE UNITED STATES
FORM BE-13E
(2014 FYE Cost Update for Projects Originally Reported on Forms BE-13B and BE-13D)
Please enter the BEA ID and Transaction Date from the letter you received:

BEA ID:
Transaction Date:

005

3

101

1

Day	
Year
—   —   — 
— — —

Month	

__ __ / __ __ / __ __ __ __

Name and mailing address of U.S. Business Enterprise

Electronic filing: 	 Go to www.bea.gov/efile for details

010

Mail reports to:

011

U.S. Department of Commerce
Bureau of Economic Analysis, BE–49(NI)
Washington, DC 20230

Deliver reports to:	 U.S. Department of Commerce
Bureau of Economic Analysis, BE–49(NI)
Shipping and Receiving Section, M–100
1441 L Street, NW
Washington, DC 20005
Fax reports to:

(202) 606–5631

Assistance: 	

E-mail: be13@bea.gov
Telephone: (202) 606-5613
Copies of form: www.bea.gov/be13

Company Name
1

In Care Of
1

012

Attention
1

013

Street 1
1

014

Street 2
1

015

City
1

State
2

Zip
3

Country
4

Due date: No later than 45 days after the request date.
Who must report: A BE-13E report must be filed by a U.S. business enterprise that previously filed a BE-13B or BE-13D indicating that the
established or expanded entity is still under construction.
Purpose: This survey collects data on the acquisition or establishment of U.S. business enterprises by foreign investors and the expansion of
existing U.S. affiliates of foreign companies to establish a new production facility. The data collected on the survey are used to measure the amount
of new foreign direct investment in the United States, assess the impact on the U.S. economy, and based on this assessment, make informed policy
decisions regarding foreign direct investment in the United States.
Authority: This survey is being conducted under the International Investment and Trade in Services Survey Act (P.L. 94-472, 90 Stat. 2059, 22
U.S.C. 3101-3108, as amended), hereinafter “the Act”, and the filing of reports is MANDATORY pursuant to Section 5(b)(2) of the Act (22 U.S.C.
3104). The implementing regulations are contained in Title 15, CFR, Part 801.
Penalties: Whoever fails to report may be subject to a civil penalty of not less than $2,500, and not more than $32,500, and to injunctive relief
commanding such person to comply, or both. Whoever willfully fails to report shall be fined not more than $10,000 and, if an individual, may be
imprisoned for not more than one year, or both. Any officer, director, employee, or agent of any corporation who knowlingly participates in such
violation, upon conviction, may be punished by a like fine, imprisonment, or both. (22 U.S.C. 3105). Civil penalties are subject to inflationary
adjustments. Those adjustments are found in 15 CFR 6.4.
Notwithstanding any other provision of the law, no person is required to respond to, nor shall any person be subject to a penalty for failure to
comply with, a collection of information subject to the requirements of the Paperwork Reduction Act, unless that collection of information displays a
currently valid OMB Control Number.
Respondent burden: Public reporting burden for this BE-13E form is estimated to average 45 minutes per response, including time for
reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection
of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for
reducing burden, to: Director, Bureau of Economic Analysis (BE-1), U.S. Department of Commerce, Washington, DC 20230; and to the Office of
Management and Budget, Paperwork Reduction Project 0608-0035, Washington, DC 20503.
Confidentiality: The Act provides that your report to this Bureau is CONFIDENTIAL and may be used only for analytical or statistical purposes.
Without your prior written permission, the information filed in your report CANNOT be presented in a manner that allows it to be individually identified.
Your report CANNOT be used for purposes of taxation, investigation, or regulation. Copies retained in your files are immune from legal process.

BE-13E – Instructions and Contact Information
INSTRUCTIONS

$

Monetary Values: Report in U.S. dollars rounded to thousands (omitting 000).

1

Bil. Mil. Thous. Dols.

1, 335 ,000

EXAMPLE – If amount is $1,334,891.00, report as. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Estimates: If actual amounts are not available, supply estimates and specify in the notes section.
Retention of copies: Retain a copy of each BE-13 report for three years beyond the report’s original due date.
Notes

CONTACT INFORMATION
Provide information of person to consult about this report:
020 Name
1
021 Street 1
1

Telephone Number

022 Street 2
1

Fax Number

023 City
1

2

2

State
2

Zip
3

—)

— — — - — — — —

(—

—

(—

— —) — — — - — — — —

Extension
3

E-mail Address
4

NOTE: BEA uses a Secure Messaging System to correspond with you via encrypted message to discuss questions relating to this form. We may use
your e-mail address for survey-related announcements and to inform you about secure messages. When communicating with BEA by e-mail, please do
not include any confidential business or personal information.

CERTIFICATION
The undersigned official certifies that this report has been prepared in accordance with the applicable instructions, is complete, and is substantially
accurate including estimates that may have been provided.
024 Signature of Authorized Official

025 Name
1

Page 2	

Date

Title
2

Telephone Number
1

—

(—

— —) — — — - — — — —

Fax Number
3

—)

— — — - — — — —

(—

Extension
2

FORM BE-13E (REV. 03/2016)

BE-13E – Project Information Update
Please provide updates to the information reported on a previously filed BE-13B, BE-13D, or BE-13E:

Month

Day

Year

1

1

What was the end date for the fiscal year ending in 2014? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 400

__ __ / __ __ /

2014

2 	Was this new business or facility under development, as of the date given in 1 ?
508

1

1

1

2

Month	 Day	
Year
■ Yes
2
No,
the
project
has
yet
to
begin
■
1
3 ■ No, the project is complete – Provide completion date. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .  	 __ __ / __ __ / __ __ __ __
1
4 ■	No, the project has been canceled
$

Bil.

Mil. Thous. Dols.

1

3 	What is the total expected cost associated with setting up this new operation or facility?
Include actual completed and projected future expenditures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

,000

517

4 	What are the actual completed expenditures and updated projected future expenditures, by fiscal year?
Fiscal Year

5

550

1

551

1

552

1

553

1

554

1

555

1

556

1

557

1

558

1

559

1

$ Bil.

2014

,000

2

2017

,000

2

2018

,000

2

2019

,000

2

2020

,000

2

2021

,000

2

2022

,000

2

2023

,000
$ Bil.

How much of the expenditures (reported in 4 ) for the fiscal year ending in 2014, are for:
1

A. Land?. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 	750
1

B. Property, plant, and equipment? Include capitalized construction expenditures. Exclude land . . . . . . . . . . . . . . . . . . . 	752
1

C. Intellectual property rights? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 	754
1

D. Fees, taxes, permits, and licenses? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 	755
1

E. Other costs? Describe in notes section on page 2. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 	756
1

5 E:

757

Dols.

,000

2

2016

Thous.

,000

2

2015

Sum of expenditures listed in 5 A through

Mil.

2

Mil.

Thous.

Dols.

,000
,000
,000
,000
,000

0 ,000

(This should match the annual total reported in 4 for
the most recently completed fiscal year listed in 1 )

RETURN TO COVER PAGE FOR FILING INSTRUCTIONS
FORM BE-13E (REV. 03/2016)	

Page 3


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