Securities Act Rule 477

ICR 201610-3235-014

OMB: 3235-0550

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2016-10-27
Supplementary Document
2016-10-25
IC Document Collections
IC ID
Document
Title
Status
35375
Modified
ICR Details
3235-0550 201610-3235-014
Historical Active 201308-3235-006
SEC CF 270-493
Securities Act Rule 477
Extension without change of a currently approved collection   No
Regular
Approved without change 01/01/2017
Retrieve Notice of Action (NOA) 10/27/2016
  Inventory as of this Action Requested Previously Approved
01/31/2020 36 Months From Approved 12/31/2016
327 0 300
327 0 300
0 0 0

Securities Act Rule 477 sets forth procedures for withdrawing a registration statement or any amendment or exhibit thereto.

US Code: 15 USC 77b(b), 77f, 77g, 77h, 77s Name of Law: Securities Act of 1933
  
None

Not associated with rulemaking

  81 FR 36978 06/08/2016
81 FR 73450 10/25/2016
No

1
IC Title Form No. Form Name
Securities Act Rule 477

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 327 300 0 0 27 0
Annual Time Burden (Hours) 327 300 0 0 27 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The increase of 27 annual burden hours is due to an adjustment. The increase in burden hours is due to an increase in the number of respondents providing the required information under Securities Act Rule 477.

$6,000
No
No
No
No
No
Uncollected
Sean Harrison 202 942-2910

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/27/2016


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