Regulation 13D and Regulation 13G; Schedule 13D and Schedule 13G

ICR 201609-3235-012

OMB: 3235-0145

Federal Form Document

Forms and Documents
Document
Name
Status
Supplementary Document
2017-06-14
Supporting Statement A
2017-06-14
IC Document Collections
ICR Details
3235-0145 201609-3235-012
Historical Active 201312-3235-005
SEC CF-270-137
Regulation 13D and Regulation 13G; Schedule 13D and Schedule 13G
Extension without change of a currently approved collection   No
Regular
Approved with change 08/23/2017
Retrieve Notice of Action (NOA) 01/25/2017
Updated during review.
  Inventory as of this Action Requested Previously Approved
08/31/2020 36 Months From Approved 08/31/2017
8,587 0 8,659
27,412 0 27,776
32,894,000 0 33,331,200

Schedule 13D and Schedule 13G are used by persons to report their ownership of more than five percent of a class of equity securities registered under Section 12 of the Securities Exchange Act of 1934.

US Code: 15 USC 78m, 78n, 78w(a) Name of Law: Securities Exchange Act of 1934
  
None

Not associated with rulemaking

  81 FR 68087 10/03/2016
81 FR 94457 12/23/2016
No

1
IC Title Form No. Form Name
Regulation 13D and Regulation 13G; Schedule 13D and Schedule 13G

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 8,587 8,659 0 0 -72 0
Annual Time Burden (Hours) 27,412 27,776 0 0 -364 0
Annual Cost Burden (Dollars) 32,894,000 33,331,200 0 0 -437,200 0
No
No
The decrease of -364 reporting burden hours and the decrease of ($437,200) in cost burden is due to an adjustment. The decrease in burden hours and cost burden were due to change in the number of respondents filing Schedule 13D and Schedule 13G with the Commission.

$31,050
No
    Yes
    No
No
No
No
Uncollected
Sean Harrison 202 942-2910

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/25/2017


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