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Creation and Filing of NMS Plan
Rule 613 - Consolidated Audit Trail-Filing a National Market System Plan
OMB: 3235-0671
IC ID: 194273
OMB.report
SEC
OMB 3235-0671
ICR 201608-3235-003
IC 194273
( )
⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0671 can be found here:
2023-07-25 - Extension without change of a currently approved collection
2020-06-23 - Extension without change of a currently approved collection
Documents and Forms
Document Name
Document Type
no available documents/forms check other ICs listed under this ICR
Information Collection (IC) Details
View Information Collection (IC)
IC Title:
Creation and Filing of NMS Plan
Agency IC Tracking Number:
Is this a Common Form?
No
IC Status:
Unchanged
Obligation to Respond:
Mandatory
CFR Citation:
17 CFR 242.613
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Federal Enterprise Architecture Business Reference Module
Line of Business:
Economic Development
Subfunction:
Financial Sector Oversight
Privacy Act System of Records
Title:
FR Citation:
Number of Respondents:
19
Number of Respondents for Small Entity:
0
Affected Public:
Private Sector
Private Sector:
Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
100 %
Approved
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
19
0
0
0
0
19
Annual IC Time Burden (Hours)
17,480
0
0
0
0
17,480
Annual IC Cost Burden (Dollars)
126,667
0
0
0
0
126,667
Documents for IC
Title
Document
Date Uploaded
No associated records found
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.